(Cite
as: 281 Kan. 552, 133 P.3d 1)
In
re Adoption of B.G.J.
Kan., 2006.
Supreme
Court of Kansas.
In
the Matter of the ADOPTION of B.G.J.
No.
91,997.
April
28, 2006.
Margie
J. Phelps, of Topeka, argued the cause, and Rachel I.
Hockenbarger, of Phelps-Chartered, of Topeka, was with her on the
briefs for appellant Prairie Band Potawatomi Nation.
Martin
W. Bauer, of Martin, Pringle, Oliver, Wallace & Bauer, L.L.P.,
of Wichita, argued the cause, and Teresa L. Mah, of
the same firm, and Michael J. Belfonte, of Michael J.
Belfonte, P.C., of Kansas City, Missouri, were with him on
the briefs for appellees adoptive parents.
Jill
Bremyer-Archer and Casey R. Law, of Bremyer & Wise, L.L.C.,
of McPherson, were on the brief for amici curiae American
Academy of Adoption Attorneys.
The
opinion of the court was delivered by ALLEGRUCCI, J.:
*553
This is an adoption proceeding in which R.B.F. and L.M.F.
petitioned the district court to adopt B.G.J., who is an
Indian child within the meaning of the Indian Child Welfare
Act (ICWA), 25 U.S.C. §
1903(4)(b)
(2000).
The Prairie Band Potawatomie Nation (Tribe) intervened in the proceeding
and objected to the adoption.
The district court determined that good cause existed for deviating
from the adoptive placement preferences of ICWA and granted the
petition for adoption of B.G.J. by non-Indian parents.
The Court of Appeals affirmed.
In
re Adoption of B.G.J.,
33 Kan.App.2d 894, 111 P.3d 651 (2005).
The Tribe's petition for review was granted.
ISSUES
1.
WHAT
IS THE PROPER STANDARD OF APPELLATE REVIEW FOR THE DISTRICT
COURT'S DETERMINATION THAT GOOD CAUSE EXISTS TO DEVIATE FROM THE
ADOPTIVE PLACEMENT PREFERENCES OF ICWA?
2.
DID
THE DISTRICT COURT ERR IN DETERMINING WHETHER THERE WAS GOOD
CAUSE TO DEVIATE FROM THE ICWA PLACEMENT PREFERENCES?
3.
IS
THE EXISTING INDIAN FAMILY DOCTRINE AT ISSUE IN THIS CASE?
FACTS
The
district court made findings of fact and conclusions of law.
The district court described its findings as ?the
material and controlling facts relevant to the Decision, which have
been established by clear and convincing evidence.?
On appeal, the Tribe did not challenge the district court's
findings of fact.
They are the basis for the following statement of facts:
B.G.J.
was born June 4, 2003, in Topeka, Kansas.
She is one-fourth Native American and is eligible for enrollment
as a member of the Tribe.
T.J.
is the biological mother of B.G.J. and six other children.
She is single.
T.J. is descended from Potawatomie ancestors and is one-half Native
American.
Neither T.J. nor any of her children have lived on
a reservation.
But T.J. is an enrolled member of the Tribe *554
and has received benefits as a member, including medical and
dental care, a grant, a computer, groceries, and payment of
utilities.
**3
B.G.J.'s father is an African-American that T.J. met in a
bar in Texas.
His identity and whereabouts are unknown.
Paternity for B.G.J. was never established;
the
parental rights of the unidentified African-American male were terminated by
the district court on July 28, 2003.
T.J. was not married when B.G.J. was conceived.
On
June 5, 2003, B.G.J.'s mother, T.J., met with a person
from an adoption agency called Adoption of Babies and Children.
At that meeting T.J. said that B.G.J. was eligible for
enrollment in the Tribe.
The same day the adoption agency faxed a letter to
the Tribe advising that T.J. had relinquished B.G.J. to the
agency for adoption.
The letter stated that T.J. was enrolled in the Tribe
and that B.G.J. was eligible for enrollment.
The
Tribe expressed its intent to seek custody of B.G.J. for
placement in a Tribe foster home facility in Topeka or
a group home on the reservation.
The Tribe stated that it was prepared to take immediate
custody of B.G.J. and to arrange for her care and
placement.
The
adoption agency placed B.G.J. in foster care upon her release
from the hospital on June 5. When T.J. executed a
relinquishment of custody form on June 23, 2003, the adoption
agency placed B.G.J. with R.B.F. and L.M.F., her adoptive parents.
T.J.
voluntarily relinquished custody of B.G.J. to the adoption agency.
The voluntary relinquishment was executed in writing by T.J. more
than 10 days after the birth of B.G.J. It was
acknowledged before a district magistrate judge who certified that he
explained the terms and consequences of the relinquishment and T.J.
understood his explanation.
T.J.
knew the placement preferences of ICWA when she executed the
relinquishment.
She understood that she could have placed B.G.J. with a
member of her extended family, a member of the Tribe,
or a member of another Indian tribe.
Neither
T.J. nor any of her children follow the religion, culture,
customs, and practices of the Tribe.
Neither T.J. nor any of her children participate in any
tribal affairs.
*555
From profiles provided by the adoption agency, T.J. selected R.B.F.
and L.M.F. to be adoptive parents of B.G.J. T.J. did
not want a member of the Tribe to raise B.G.J.
Instead, she wanted R.B.F. and L.M.F. to raise her.
R.B.F.
and L.M.F. are husband and wife.
They live in Edmond, Oklahoma.
They are not Native Americans.
They have two biological children.
They have been foster parents for 32 other children.
R.B.F. is a casualty loss claims adjuster, and L.M.F. is
employed at the University of Oklahoma College of Medicine.
An
Oklahoma-licensed social worker completed a written social assessment of R.B.F.
and L.M.F., as required by K.S.A. 59-2132(f).
The
assessment states they are of good character and reputation in
the community in which they live;
they
have sufficient financial means and ability to raise and educate
B.G.J.;
they are capable of assuming the care, management, control, and
education of B.G.J.;
and they are willing to assume such obligations.
The adoption agency has executed an agency consent to the
adoption of B.G.J. by R.B.F. and L.M.F.
There
is no Prairie Band Potawatomie Nation tribe in Oklahoma with
which B.G.J. can be affiliated.
There is a Citizen Potawatomie Nation Indian tribe in Oklahoma,
but its heritage and culture differs from the Prairie Band
Potawatomie Nation and B.G.J. may not qualify for enrollment.
By
enrolling in the Tribe, B.G.J. would be eligible to receive
financial and educational benefits at the Early Childhood Education Center
on the reservation at Mayetta, Kansas.
The
Tribe offered placements for B.G.J. with the following relatives of
T.J.:
Robin
Guerrero is T.J.'s aunt.
She is single.
She is employed as a secretary and office manager for
the Tribe.
Her mother and a nephew live in her home.
She is an enrolled member of the Tribe, but she
does not live on the reservation.
She lives 20 minutes from Topeka.
She became qualified as a foster care provider for Kansas
Children's Service League in March 2002 and has **4
had one placement.
She provided no social assessment.
Roberta
Guerrero is T.J.'s half sister.
She is single.
She is employed in a nursing home.
She lives in a one-bedroom house.
She *556
is a lifetime enrolled member of the Tribe, but she
does not live on the reservation.
She did not know of the birth of B.G.J. until
the day before the hearing on December 16, 2003, when
she was told by her daughter.
She provided no social assessment.
Jennifer
Herrera is T.J.'s sister.
She is married with eight children-five are hers and three
are her husband's.
She lives in a four-bedroom house with one and one-half
bathrooms.
She has been an enrolled member of the Tribe for
25 to 30 years.
She does not live on the reservation.
Her religion is Baptist.
She has cared for a brother and two girls and
has acted as guardian for a nephew.
She learned of B.G.J. the week before the December 16
hearing.
She provided no social assessment.
Yvonne
Castro-Hoss is T.J.'s cousin.
She is married and has a 17-year-old daughter.
She lives in a two-bedroom house.
She works as a clerk in the Shawnee County District
Court Clerk's office assigned to Juvenile and Probate.
She does not live on the reservation.
Her husband works for the Tribe.
Neither she nor her husband are Native Americans.
She provided no social assessment.
DISCUSSION
Federal
Statutes and Guidelines
25
U.S.C. §
1903(4)
defines an ?Indian
child?
as an ?unmarried
person who is under age eighteen and ...
(b) is eligible for membership in an Indian tribe and
is the biological child of a member of an Indian
tribe.?
B.G.J. is an Indian child within the meaning of ICWA.
25
U.S.C. §
1915(a)
(2000) provides:
?In
any adoptive placement of an Indian child under
State law, a preference shall be given, in the absence
of good cause to the contrary, to a placement with
(1) a member of the child's extended family;
(2)
other members of the Indian child's tribe;
or
(3) other Indian families.?
The Bureau of Indian Affairs published guidelines for state courts'
implementation of ICWA. 44 Fed.Reg. 67,584 (Nov.1979).
Guideline F.3 states the following with regard to good cause
to modify the statutory preferences:
*557
?(a)
For
purposes of foster care, preadoptive or adoptive placement, a determination
of good cause not to follow the order of preference
...
shall be based on one or more of the following
considerations:
(i)
The
request of the biological parents or the child when the
child is of sufficient age.
(ii)
The
extraordinary physical or emotional needs of the child as established
by testimony of a qualified expert witness.
(iii)
The
unavailability of suitable families for placement after a diligent search
has been completed for families meeting the preference criteria.
?(b)
The
burden of establishing the existence of good cause not to
follow the order of preferences ...
shall be on the party urging that the preferences not
be followed.?
44
Fed.Reg. 67, 594 (Nov.1979).
District
Court Ruling
Heeding
the guidelines, the trial court placed the burden of proving
?good
cause to the contrary?
on R.B.F. and L.M.F., who were asking the court to
deviate from ICWA adoption placement preferences.
The trial court noted that the standard of proof differs
from state to state:
?[F]or
example, Alaska requires a ?preponderance
of the evidence,?
standard (Adoption
of N.P.S.,
868 P.2d 934 [Alaska, 1994], while Minnesota requires a ?clear
and convincing evidence?
standard (Matter
of Custody of S.E.G.,
507 N.W.2d 872 [Minn.App., 1993]
).?
The trial court further noted that in the absence of
a Kansas appellate court decision on the standard of proof,
it would apply a clear-and-convincing-evidence standard.
The standard of proof has not been raised as an
issue on appeal.
With
regard to the factors identified in the guidelines, the trial
court determined that the second factor did not apply in
this case.
**5
There is no contention that B.G.J. has extraordinary physical or
emotional needs.
The
first factor, the trial court found ?is
well established from the Mother's testimony.
She does not want the Child reared by her extended
family or any other member of the Tribe.?
The trial court stated:
?[T.J.]
knew her extended family long before her seventh child, [(B.G.J.)],
was born.
When she decided she could not rear the Child, she
knew the background and parenting skills of the members of
her extended family and she was adamant not to allow
them to have placement of the Child.?
The trial court concluded that *558
T.J.'s ?
parental preference is respected by the ?good
cause?
exception in the ICWA and BIA Guidelines.?
The
third factor, the trial court stated, requires it ?to
make a determination whether there is a suitable family placement
available for the child which meets the adoptive placement criteria.?
From the testimony of those extended family relatives the Tribe
proposed for placement of B.G.J., the trial court found that
none were suitable.
The trial judge noted that, even though three of the
four are tribal members, none live on the Tribe's reservation
or participate in its cultural or religious practices.
Although
he noted that the courts of Montana and Minnesota limit
analysis to the BIA guidelines factors, the trial judge agreed
with the courts of Oklahoma, Alaska, and Washington in concluding
that those factors are not exhaustive.
In addition to the BIA factors, the trial court considered
the best interest of the child and the bonding between
the child and the adoptive parents.
The
trial court made the following conclusions of law:
?1.
The
court has jurisdiction of the subject matter and venue is
with this court.
?2.
The
Indian Child Welfare Act applies to the above entitled adoption
proceeding.
?3.
The
Tribe was given timely notice of this proceeding and has
been allowed to intervene.
?4.
The
court conducted an evidentiary hearing and has considered the Tribe's
Objection to the proposed adoption of the Child.
?5.
The
Tribe failed to offer suitable placements for the Child. The
persons identified for placement of the Child do not offer
the Child a distinctive Indian environment in which to be
reared.
None of them live on the PBPN reservation or practice
their Indian heritage.
None professed to follow the Drum religion of the Tribe.
Jennifer Herrera stated she is a member of the Baptist
faith.
Neither Yvonne Castro-Hoss or her husband are Native Americans.
None of the persons offered as placements provided social assessments.
?6.
[R.B.F.
and L.M.F.] have shown ?good
cause to the contrary?
for deviating from the placements preferences under the ICWA. The
Mother has a strongly stated preference for [R.B.F. and L.M.F.]
as adoptive parents.
She knew and considered members of her extended Indian family
for placement and consciously rejected them in favor of [R.B.F.
and L.M.F.]. The Child has admittedly bonded with [R.B.F. and
L.M.F.] with whom she has been placed since June 24,
2003.
The court has concluded the placements offered by the Tribe
unsuitable for the reasons previously stated.
*559
?7.
[R.B.F.
and L.M.F.] are suitable to adopt the Child.
They are experienced parents and foster parents.
They are socially and economically stable and can afford to
rear the Child.
They have provided a social assessment from a licensed social
worker which recommends them for adoption of the Child.
It is in the Child's best interest that she be
adopted by [R.B.F. and L.M.F.].?
Court
of Appeals Decision
The
threshold issue on appeal was the standard to be applied
by the appellate court when reviewing the district court's determination
of good cause.
The Court of Appeals stated:
?Our
research reveals that Kansas appellate courts have not previously said
what standard is to be applied when reviewing a district
court's finding of good **6
cause to deviate from the Indian Child Welfare Act's placement
preferences.
The Tribe claims the district court's decision should be reviewed
de novo.
The adopting parents argue that this court should review the
district court's decision with an abuse of discretion standard, citing
cases arising outside of this jurisdiction for support.
?Indeed,
other jurisdictions have applied an abuse of discretion standard of
review to this issue.
See, e.g.,
Matter
of Adoption of F.H.,
851 P.2d 1361, 1363 (Alaska 1993) (good cause determination within
court's discretion and will be reversed only if court abused
its discretion or if controlling factual findings clearly erroneous);
Matter
of Appeal in Maricopa County,
136 Ariz. 528, 534, 667 P.2d 228 (Ct.App.1983) (applying abuse
of discretion standard when reviewing the district court's deviation from
placement preferences);
Adoption
of M,
66 Wash.App. 475, 482, 832 P.2d 518 (1992) (good cause
is a matter of discretion).
?We
think the use of the term ?good
cause,?
without further legislative definition was designed to provide state courts
with some flexibility in determining the proper placement of Indian
children.
Good cause is a matter of discretion to be exercised
in light of many factors, including but not necessarily limited
to the best interest of the child, the wishes of
the biological parents, the suitability of the persons referred for
placement, the child's ties to the tribe, and the child's
ability to make any cultural adjustments necessitated by a particular
placement.
Adoption
of M,
66 Wash.App. at 482 n. 5, 832 P.2d 518. Because
flexibility implies discretion, we will employ an abuse of discretion
standard of review.?
33 Kan.App.2d at 899-900, 111 P.3d 651.
Standard
of Review
[1]
Although
conceding that Congress intended state courts to have some flexibility
in adoptive placements of Indian children, the Tribe objects to
application of the very broad abuse of discretion standard of
review.
As an alternative, the Tribe recommends the approach taken by
a California appellate court in Fresno
County *560
Dept. of Children & Family Services v. Superior Court,
122 Cal.App.4th 626, 19 Cal.Rptr.3d 155 (2004).
In
Fresno
County,
the appellate court favored review of the trial court's decision
as a factual matter rather than as a legal conclusion.
It applied a substantial evidence standard of review:
?Both
the abuse of discretion test and the substantial evidence test
entail considerable deference to the fact-finding tribunal.
[Citation
omitted.]
The former centers upon legal principles-whether, in light of the
record, the trial court's ruling falls within the permissible range
of options set by the legal criteria-while the latter centers
upon evidentiary proof-whether the trial court's factual conclusions are rationally
supported by record evidence.
[Citation
omitted.]
?Given
the prime importance under ICWA of placement of an Indian
child with an Indian family [citation omitted], a court's finding
of good cause does not appear based in an exercise
of discretion.
ICWA in this regard does not contemplate a balancing of
various competing interests [citation omitted].
Rather, a court's finding of good cause amounts to an
exception to the rule preferring placement of an Indian child
with an Indian family.
Thus, it is not akin to a traditional custody decision
under California law in which a court balances competing claims.
[Citation
omitted.]
Indeed, according to the congressional declaration of policy at the
outset of ICWA (25 U.S.C. §
1902),
ICWA is designed to protect the best interests of Indian
children.?
122 Cal.App.4th at 645, 19 Cal.Rptr.3d 155.
With
regard to applying the standard, the California court stated that
?the
power of an appellate court asked to assess the sufficiency
of the evidence begins and ends with a determination as
to whether or not there is any substantial evidence, whether
or not contradicted, which will support the conclusion of the
trier of fact. [Citation omitted.]
All conflicts must be resolved in favor of the respondent
and all legitimate inferences indulged in to uphold the decision,
if possible.
We may not reweigh or express an **7
independent judgment on the evidence.
[Citation
omitted.]
In this regard, issues of fact and credibility are matters
for the trial court alone.
[Citation omitted.]?
122
Cal.App.4th at 646, 19 Cal.Rptr.3d 155.
Kansas
courts, in civil cases where a verdict is challenged for
insufficiency of evidence or as being contrary to the evidence,
apply a standard of review virtually identical to what the
California court calls a substantial evidence standard:
?[I]t
is not the function of the appellate court to weigh
the evidence or pass on the credibility of the witnesses.
If the evidence, with all reasonable inferences to be drawn
therefrom, when considered in the light most favorable to the
prevailing *561
party, supports the verdict, it will not be disturbed on
appeal.
[Citation
omitted.]?
Dougan
v. Rossville Drainage Dist.,
270 Kan. 468, 478, 15 P.3d 338 (2000).
R.B.F.
and L.M.F. direct the court's attention to decisions from Idaho
and Alaska, Matter
of Baby Boy Doe,
127 Idaho 452, 902 P.2d 477 (1995), and one of
the cases cited by the Court of Appeals, Matter
of Adoption of F.H.,
851 P.2d 1361 (Alaska 1993), in support of an abuse
of discretion standard for reviewing a determination of good cause
to deviate from ICWA placement preferences.
In considering the question whether good cause existed to avoid
ICWA placement preferences in the adoption of Baby Boy Doe,
the Idaho Supreme Court decided that an abuse of discretion
standard of review was appropriate:
?Regarding
our standard of review, we first note that the House
Report in the legislative history states the following regarding 25
U.S.C. §
1915(a):
?Subsection
(a) provides that, in the absence of good cause to
the contrary, a preference shall be given to adoptive placement
of an Indian child with the extended family;
a
member of the child's tribe;
or
another Indian family.
This subsection and subsection (b) establish a Federal policy that,
where possible, an Indian child should remain in the Indian
community, but
is not to be read as precluding the placement of
an Indian child with a non-Indian family.?
H.R.Rep.
No. 1386, 95th Cong. 2nd Sess. 22 (1978), reprinted
in
1978 U.S.C.C.A.N. 7530, 7546.
The introductory language to the BIA guidelines regarding ICWA states
that ?use
of the term ?good
cause?
was designed to provide state courts with flexibility in determining
the disposition of a placement proceeding....?
44 Fed.Reg. 67584 (1979), citing
S.Rep. No. 597, 95th Cong., 1st Sess. 17 (1977).
In view of the trial court's superior position to ascertain
the facts, and the flexibility Congress intended trial courts to
have regarding the ?good
cause?
determination, we believe this determination should be commended to the
sound discretion of the trial court, and will not be
upset on appeal absent an abuse of discretion.
[Citations
omitted.]
Accordingly, we consider ?whether
the trial court (1) correctly perceived the issue as one
of discretion;
(2)
acted within the outer boundaries of its discretion and consistently
with the legal standards applicable to the available choices;
and
(3) reached its decision by an exercise of reason.?
[Citation
omitted.]?
Matter
of Baby Boy Doe,
127 Idaho at 461-62, 902 P.2d 477.
The
Alaska Supreme Court stated:?We
will reverse an adoptive placement preference determination only if convinced
that the record as a whole reveals an abuse of
discretion or if controlling factual findings are clearly erroneous.
[Citation
omitted.]
Abuse of discretion is established if the superior court considered
improper factors or improperly *562
weighted certain factors in making its determination.
[Citation omitted.]?
Matter
of Adoption of F.H.,
851 P.2d at 1363.
In
its
decision, the Court of Appeals cited the Alaska case relied
on by R.B.F. and L.M.F. and cases from Arizona and
Washington. In Matter
of Appeal in Maricopa County,
136 Ariz. 528, 667 P.2d 228 (Ct.App.1983), the Arizona Court
of Appeals affirmed the judgment of the trial court granting
a final order of adoption.
With regard to its standard of review, the Court of
Appeals stated:
?Here,
the trial court exercised its discretion in weighing the failure
to comply with the [ICWA] once the paternity of the
father was established and the tribal interest**8
in the child against the fact that the baby
girl had resided with the adoptive mother for three years;
that
a close mother-child relationship with the adoptive mother had been
established;
and
that the baby's removal would cause psychological damage.
These findings were supported by evidence and therefore the trial
court did not abuse its discretion in ordering the adoption
of the child.
Under these circumstances, we find no abuse of discretion in
the decision of the trial court declining to follow the
preferences for adoptive placement.?
136
Ariz. at 534, 667 P.2d 228.
The
Washington case cited by the Court of Appeals is one
in which the trial court ruled that ICWA did not
apply.
See Adoption
of M,
66 Wash.App. 475, 832 P.2d 518 (1992).
The appellate court reversed, holding that ICWA did apply, and
remanded so that all interested parties could be heard on
the question of good cause to deviate from the statutory
placement preferences.
66 Wash.App. at 483, 832 P.2d 518.
The appellate court set out principles to be followed upon
remand, including that ?[g]ood
cause is a matter of discretion.?
66
Wash.App. at 482, 832 P.2d 518 (citing Maricopa
County,
136 Ariz. at 534, 667 P.2d 228). The appellate court
added:
?[W]e
emphasize, prior to remanding the case, that the provisions of
the [ICWA] vest the trial court with ample discretion to
allow the child to remain permanently in the home selected
by both natural parents and in which she has lived
since birth.
Exercise of that discretion, however, must be based upon a
finding of good cause for non-preferential placement pursuant to 25
U.S.C. §
1915(a).?
66
Wash.App. at 483, 832 P.2d 518.
None
of the cases cited by the Tribe or the Court
of Appeals for the abuse of discretion standard of review
quantifies discretion quite like this court has at various times.
For example, in State
v. *563
Lumbrera,
252 Kan. 54, Syl. ¶
5,
845 P.2d 609 (1992), the court stated:
?Judicial
discretion is abused when judicial action is arbitrary, fanciful, or
unreasonable, which is another way of saying that discretion is
abused only when no reasonable person would take the view
adopted by the trial court.
If reasonable persons could differ as to the propriety of
the action taken by the trial court, then it cannot
be said the trial court abused its discretion.?
And
more recently, with regard to allowing prejudgment interest, the court
has simply stated that ?[j]udicial
discretion is abused only when no reasonable person would take
the view adopted by the trial court.?
Varney
Business Services, Inc. v. Pottroff,
275 Kan. 20, 44, 59 P.3d 1003 (2002).
However, in Saucedo
v. Winger,
252 Kan. 718, 729-32, 850 P.2d 908 (1993), this court
recognized degrees of judicial discretion depending on the circumstances.
As the court stated, ?[a]
high degree of appellate deference is allowed a trial judge's
exercise of discretion in assessing the texture and feel of
the trial, the credibility of witnesses, and the perceived impact
of an allegedly prejudicial event.?
252
Kan. at 731, 850 P.2d 908.
But, if a constitutional or a statutory right is involved,
then?the
trial judge's use of discretion is limited.
Under these circumstances there is a greater need for articulation
by the trial judge of the reasons for his ?discretionary?
decision.
Discretion must be exercised, not in opposition to, but in
accordance with, established principles of law.
It is not an arbitrary power.?
252
Kan. at 731, 850 P.2d 908.
In
Dragon
v. Vanguard Industries, Inc.,
277 Kan. 776, 779-80, 89 P.3d 908 (2004), noting Winger,
we held the district court had substantial discretion in certifying
a class action.
We said:
?
?Trial
judges are afforded substantial discretion in determining whether a class
should be certified.?
Bigs
v. City of Wichita,
271 Kan. 455, 477, 23 P.3d 855 (2001).
As we noted in Saucedo
v. Winger,
252 Kan. 718, 730-32, 850 P.2d 908 (1993), ?
?the
amount and degree of judicial discretion will vary depending on
the character of the question presented for determination.?
?
252 Kan. at 731, 850 P.2d 908 (quoting Wallach, Judicial
Discretion:
How
Much,
in Judicial Discretion 12 [Smithburn 1991]
).
In general, when a discretionary decision is made ?within
the **9
legal standards and takes the proper factors into account in
the proper way, the [trial court's] decision is protected even
if not wise.?
Davis, Standards
of Review:
Judicial
Review of Discretionary Decisionmaking,
2 J.App. Prac. & Process 47, 59 (2000).
However, ?[a]buse
is found when the trial court has gone outside the
framework of legal standards or statutory limitations, or when it
fails to properly consider the *564
factors on that issue given by the higher courts to
guide the discretionary determination.?
2
J.App. Prac. & Process at 59.
See Friendly, Indiscretion
about Discretion,
31 Emory L.J. 747, 763 (1982);
Rosenberg,Judicial
Discretion of the Trial Court, Viewed from Above,
22 Syracuse L.Rev. 635 (1971);
Schroeder,
Appellate
Justice Today:
Fairness
or Formulas,
Wis. L.Rev. 9, 24 (1994).
?Applying
these principles in the context of the discretionary decision to
certify a class, the United States Supreme Court has explained
?this
discretion is not unlimited, and indeed is bounded by the
relevant provisions of the ...
Rules.?
Gulf
Oil Co. v. Bernard,
452 U.S. 89, 100, 101 S.Ct. 2193, 68 L.Ed.2d 693
(1981).
In another case, the Court explained its reversal of the
discretionary decision:
?We
do not, of course, judge the propriety of a class
certification by hindsight.
The District Court's error in this case ...
is the failure to evaluate carefully the legitimacy of the
named plaintiff's plea....?
A class should be certified only ?after
a rigorous analysis,
that the prerequisites of Rule 23(a) have been satisfied.?
General
Telephone Co. of Southwest v. Falcon,
457 U.S. 147, 160-61, 102 S.Ct. 2364, 72 L.Ed.2d 740
(1982).
?While
the trial court has substantial discretion in determining whether a
class should be certified, the provisions of K.S.A. 2003 Supp.
60-223 must be applied and rigorously analyzed.?
277
Kan. at 779-80, 89 P.3d 908.
[2]
The
abuse of discretion review adopted by the Supreme Courts in
Idaho, Alaska, and Arizona is similar to the substantial abuse
of discretion we adopted in Dragon.
The difference is basically one of semantics rather than substance.
As the California Supreme Court noted in Fresno
County,
the abuse of discretion test and the substantial evidence test
both give considerable deference to the district court's finding of
facts.
Thus, the factual findings must be scrutinized in either test.
We conclude that our standard of review of the good
cause finding to deviate from the Indian Child Welfare Act's
placement preferences is substantial abuse of discretion.
Substantial discretion is abused when the district court fails to
properly apply the ICWA factors in making its findings of
fact rendering the findings clearly erroneous.
Good
Cause Determination
[3][4]
In
this case, the trial court's findings are not challenged by
the Tribe.
Determinations of fact not appealed from are final and conclusive.
In
re Marriage of Phillips,
274 Kan. 1049, 1050, 58 P.3d 680 (2002).
In the second issue of this review, the Tribe questions
whether the trial court placed too much weight on the
birth *565
mother's placement preference.
In doing so, the Tribe questions whether the trial court's
findings are sufficient to support its conclusion that R.B.F. and
L.M.F. established good cause to deviate from the statutory placement
preference.
The
district court's material conclusions of law were that (1) the
Tribe failed to offer suitable placements for B.G.J., (2) R.B.F.
and L.M.F. showed good cause to deviate from the ICWA
placement preferences, and (3) R.B.F. and L.M.F. were suitable to
adopt B.G.J. The factual showing made by R.B.F. and L.M.F.
on which material conclusion (2) was based included, among other
things, the birth mother's ?strongly
stated preference for [R.B.F. and L.M.F.] as adoptive parents.?
[5][6]
25
U.S.C. §
1915(c)
(2000), provides in part:
?Where
appropriate, the preference of the Indian child or parent shall
be considered.?
The Tribe contends that appropriateness must be assessed in light
of the congressional intent in enacting the statute.
That intent is to protect the best interest of Indian
children and promote the stability of Indian tribes and families
(25 U.S.C. §
1902
[2000]
).
Although placing Indian children with Indian families is a priority
under ICWA, by providing for good cause to deviate**10
from the placement preferences allows the State courts flexibility
in the placement of Indian children.
ICWA factors must be considered, but they are not exhaustive.
The best interest of the child remains the paramount consideration,
with ICWA preferences an important part of that consideration.
But as noted earlier, BIA Guideline F.3 specifically provides that
good cause not to follow the ICWA statutory preferences can
be based on parental preference.
It states that the good cause determination ?shall
be based on one
or more of the considerations.?
(Emphasis
added.)
It does not limit the consideration which may be given
to the mother's preference.
Here, the mother knowingly and with full knowledge of the
ICWA preferences executed her relinquishment.
She was adamant that her child be placed with the
adoptive parents, and not with her extended family or the
Tribe.
B.G.J.
had no extraordinary physical or emotional needs.
Hence, the trial court based its determination on the other
two factors.
Giving as much if not more weight to the unavailability
of suitable *566
families offered by the Tribe for placement as to the
birth mother's request, the trial court determined that good cause
existed to deviate from the statutory preferences.
The trial court's analysis is in accord with the federal
statutes and guidelines.
We hold the district court did not abuse its discretion
in finding that good cause existed to deviate from ICWA's
placement preferences.
Finally,
we note the Tribe's argument relative to the existing Indian
family doctrine.
This doctrine is the basis for some courts to refuse
to apply the ICWA preferences in certain cases where the
child is not part of an existing Indian family.
At
the end of its opinion, the Court of Appeals addressed
the Tribe's invitation to reject the existing Indian family doctrine:
?The
Tribe makes an extensive argument against the existing Indian family
doctrine, which was first established in In
re Adoption of Baby Boy L.,
231 Kan. 199, [643 P.2d 168 (1982)] and recently reiterated
in In
re J.J.G.,
32 Kan.App.2d 448, 452-53, 83 P.3d 1264 (2004).
In Baby
Boy L.,
our Supreme Court held that the purpose of the Indian
Child Welfare Act ?was
not to dictate that an illegitimate infant who has never
been a member of an Indian home or culture, and
probably never would be, should be removed from its primary
cultural heritage and placed in an Indian environment over the
express objections of its non-Indian mother.?
231
Kan. at 206, 643 P.2d 168.
?But
the Tribe acknowledges the district court did not use this
doctrine to find the Act inapplicable to this case.
Indeed, the court found the Indian Child Welfare Act applied
but that good cause existed not to follow its placement
preferences.
Really, the Tribe simply urges this court to reject the
doctrine.
This we cannot do as this court is duty bound
to follow Kansas Supreme Court precedent in the absence of
some indication that the court is departing from its previous
position.
See Pruter
v. Larned State Hospital,
28 Kan.App.2d 302, 312, 16 P.3d 975 (2000), aff'd
271 Kan. 865, 26 P.3d 666 (2001).
We decline the invitation to reject the doctrine because it
was not used in this case.?
33
Kan.App.2d at 905-906, 111 P.3d 651.
[7]
In
its petition for review and supplemental brief, the Tribe renews
the invitation.
We decline to accept the invitation because no matter at
issue would be affected by the court's consideration of the
existing Indian family doctrine.
?It
is the duty of the courts to decide actual controversies
by a judgment which can be carried into effect, and
not to give opinions upon moot questions or abstract propositions,
or to declare principles which cannot affect the matters in
issue before the court.
[Citation
omitted.]?
Miller
v. *567
Sloan, Listrom, Eisenbarth & Glassman,
267 Kan. 245, 262, 978 P.2d 922 (1999).
Judgments
of the Court of Appeals and the district court are
affirmed.
Kan.,2006.
In
re Adoption of B.G.J.
281
Kan. 552, 133 P.3d 1
|