(Cite
as: 123 P.3d 1017)
Supreme
Court of Alaska.
In
the Matter of the ADOPTION OF SARA J., Joel J.,
and Morris J., Minor Children.
Nos.
S-11301,
S-11312.
Nov.
10, 2005.
*1019
Eric D. Johnson, Association of Village Council Presidents, Bethel, for
Appellant Native Village of Kasigluk. Mark
Regan, Alaska Legal Services Corporation, Bethel, for Appellants Frank B.,
and Tonya B.
Mary
Ann Lundquist, Assistant Attorney General, Fairbanks, and Gregg D. Renkes,
Attorney General, Juneau, for Appellee State of Alaska, Department of
Health and Social Services.
Michele
Power, Angstman Law Office, Bethel, for Appellee Matilda W.
Before:
BRYNER,
Chief Justice, MATTHEWS, EASTAUGH, FABE, and CARPENETI, Justices.
OPINION
EASTAUGH,
Justice.
I.
INTRODUCTION
Matilda
W., a caucasian living in Bethel, petitioned to adopt three
sibling Native children. The
superior court granted her petitions over the objections of the
Native Village of Kasigluk and a Native couple who were
interested in adopting the children. The
Indian Child Welfare Act
FN1
(ICWA) establishes preferences for placing an Indian child within the
child's extended family, with other members of the child's tribe,
or with other Indian families.FN2
The
prevailing social *1020
and cultural standards of the Indian community apply in meeting
the preference requirements.FN3
A
court may deviate from these preferred placements only upon a
showing of ?good
cause.?
FN4
FN1.
25
U.S.C. § 1901
et
seq.
(1978).
FN2.
25
U.S.C. § 1915(a).
25
U.S.C.
§ 1915
provides in part:
(a)
Adoptive
placements; preferences
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2)
other members of the Indian child's tribe; or
(3) other Indian families.
(b)
Foster
care or preadoptive placements; criteria;
preferences
Any
child accepted for foster care or preadoptive placement shall be
placed in the least restrictive setting which most approximates a
family and in which his special needs, if any, may
be met. The
child shall also be placed within reasonable proximity to his
or her home, taking into account any special needs of
the child. In
any foster care or preadoptive placement, a preference shall be
given, in the absence of good cause to the contrary,
to a placement with-
(i)
a
member of the Indian child's extended family;
(ii)
a
foster home licensed, approved, or specified by the Indian child's
tribe;
(iii)
an
Indian foster home licensed or approved by an authorized non-Indian
licensing authority; or
(iv)
an
institution for children approved by an Indian tribe or operated
by an Indian organization which has a program suitable to
meet the Indian child's needs.
(c)
Tribal
resolution for different order of preference; personal
preference considered; anonymity
in application of preferences
In
the case of a placement under subsection (a) or (b)
of this section, if the Indian child's tribe shall establish
a different order of preference by resolution, the agency or
court effecting the placement shall follow such order so long
as the placement is the least restrictive setting appropriate to
the particular needs of the child, as provided in subsection
(b) of this section. Where
appropriate, the preference of the Indian child or parent shall
be considered: Provided,
That where a consenting parent evidences a desire for anonymity,
the court or agency shall give weight to such desire
in applying the preferences.
(d)
Social
and cultural standards applicable
The
standards to be applied in meeting the preference requirements of
this section shall be the prevailing social and cultural standards
of the Indian community in which the parent or extended
family resides or with which the parent or extended family
members maintain social and cultural ties....
FN3.
25
U.S.C. § 1915(d).
FN4.
25
U.S.C. § 1915(a).
Do
the prevailing social and cultural standards also govern the good
cause determination? We
hold that they do not, but that they remain relevant
if the good cause inquiry raises questions about the suitability
of a statutorily preferred placement. They
may also inform, but need not control, any determination of
whether a child's special needs or other circumstances constitute good
cause to deviate from the preferences.
Because
the superior court's good cause findings in this case are
supported by the evidence and do not implicate the suitability
of a preferred placement, we affirm its determination that there
is good cause to deviate from the preferences. We
therefore affirm the decrees granting Matilda W.'s adoption petitions.
II.
FACTS
AND PROCEEDINGS
Sara
J., Joel J., and Morris J. are the biological children
of Isabel B. and Roger J., who were members of
the Native Village of Hooper Bay and the Native Village
of Kasigluk, respectively.FN5
The
oldest child was born in 1994; the
youngest was born in 1999. The
parental rights of Isabel and Roger were terminated in January
2003.
FN5.
Pseudonyms
are used for the J. children, the parents, the adoptive
mother, and all other family members.
Sara
and Morris first entered state custody in 1997 and were
placed with a relative in Kasigluk for a year and
a half. They
were briefly returned to their parents, but were removed soon
after Joel's birth. Joel's
medical problems required that he be close to a hospital,
and he was placed in a Bethel home, and then
with Matilda W., an unrelated caucasian woman living in Bethel.
Sara
and Morris later rejoined Joel when they were placed with
Matilda after the Alaska Office of Children's Services (OCS), formerly
known as the Alaska Division of Family and Youth Services,
received reports of harm while they were placed with a
relative in Bethel.
OCS
continued to seek a workable relative placement for the J.
children, next placing them with Jake and Ruby B., the
children's maternal uncle
and aunt. After
Joel was hospitalized, OCS removed him from that placement, placing
him again with Matilda in January 2002. Sara
and Morris joined him there a month later.
Frank
and Tonya B., another maternal uncle and aunt, became interested
in having the J. children placed with them, and sought
a foster licensing in the summer of 2003. Matilda
petitioned to adopt the three J. children in July 2003.
The
Native Village of Kasigluk, as the tribe with the most
significant contacts, intervened pursuant to Alaska Adoption Rule 12(a) and
opposed Matilda's three adoption petitions. The
superior court conducted a six-day trial on whether to grant
Matilda's petitions. The
superior court found good reason to deviate from ICWA placement
preferences and granted Matilda's petitions. The
superior court found that the children have special educational and
behavioral needs that are best met by Matilda in Bethel,
that the children's ability to attach would be irrevocably destroyed
and severe damage would result if they were removed from
Matilda's care, and that it was in the children's best
interests to grant Matilda's adoption petitions. It
also found that Matilda could adequately meet the children's cultural
needs in Bethel and that the state had made active
efforts to place the children in a long-term preferred placement.
The
superior court issued decrees of adoption for each child.
The
Native Village of Kasigluk and Frank and Tonya B. appeal,
arguing that the good cause determination under ICWA must be
governed by the prevailing social and cultural standards of the
Indian community and that the superior court's findings were unsupported
by the evidence. The
appellants filed a joint brief. We
refer to them collectively as *1021
the ?tribe.?
The
state and Matilda W. are appellees.
III.
DISCUSSION
A.
Standard
of Review
[1][2][3][4]
We
review a finding of good cause to deviate from ICWA
preferences for abuse of discretion.FN6
It
would be an abuse of discretion for a superior court
to consider improper factors or improperly weigh certain factors in
making its determination.FN7
Determining
whether the superior court's findings comport with the requirements of
ICWA raises a question of law that we decide de
novo.FN8
We review findings of fact for clear error.FN9
A
factual finding is clearly erroneous when we are ?left
with a definite and firm conviction that the trial court
has made a mistake.?
FN10
FN6.
C.L.
v. P.C.S.,
17 P.3d 769, 772 (Alaska 2001); Adoption
of N.P.S.,
868 P.2d 934, 936 (Alaska 1994).
FN7.
L.G.
v. State, Dep't of Health & Soc. Servs.,
14 P.3d 946, 950 (Alaska 2000); In
re Adoption of F.H.,
851 P.2d 1361, 1363 (Alaska 1993).
FN8.
L.G.,
14 P.3d at 950.
FN9.
Hamilton
v. Hamilton,
42 P.3d 1107, 1111 (Alaska 2002).
FN10.
Id.;
Fardig
v. Fardig,
56 P.3d 9, 11 (Alaska 2002).
B.
The
Prevailing Social and Cultural Standards of the Relevant Indian Community
Have Only Limited Application in Determining Whether Good Cause Exists
To Depart from ICWA's Adoptive Preferences.
[5]
Congress
enacted the Indian Child Welfare Act out of concern over
the unwarranted break-up of Indian families caused by removal of
children by state authorities and the placement of ?an
alarmingly high percentage of such children?
with non-Indian foster and adoptive placements.FN11
In
an effort to reverse this trend, ICWA specifies preferred adoptive
placements for Indian children.FN12
Thus,
25 U.S.C. § 1915(a)
provides:
FN11.
25
U.S.C. § 1901(4).
FN12.
In
re Adoption of Bernard A.,
77 P.3d 4, 9 (Alaska 2003) (recognizing that ?placement
preference[s] of the ICWA [are] meant to reverse a pattern
of breaking up Indian families and to promote the stability
of Indian families?)
(internal footnote omitted).
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2)
other members of the Indian child's tribe; or
(3) other Indian families.
Furthermore,
Congress intended in enacting ICWA that ?white,
middle-class standards?
not be used in determining whether preferred placements are suitable.FN13
Instead,
§ 1915(d)
provides:
FN13.
See
H.R. Rep. No. 95-1386, at 24 (1978), U.S.Code Cong. &
Admin.News 1978 at 7546.
The
standards to be applied in meeting the preference requirements of
this section shall be the prevailing social and cultural standards
of the Indian community in which the parent or extended
family resides or with which the parent or extended family
members maintain social and cultural ties.
The
three preferred placements listed in § 1915(a)
comprehensively rank the different possible family and Indian placements. Only
for ?good
cause?
may a state deviate from the three preferred placements, i.e.,
approve a placement with someone who is neither extended family
nor Indian.FN14
The
?prevailing
social and cultural standards of the Indian community?
described in § 1915(d)
unquestionably apply to disputes about the suitability of the preferred
placements listed in § 1915(a).
We
will sometimes refer to these as ?community,?
?prevailing,?
or ?social
and cultural?
standards.
FN14.
We
recognize that if one parent is Native and the other
is not, the Indian child's extended family may include non-Native
members who might argue for preferred placement status under ICWA.
Despite this possibility, for ease of discussion we use the
term ?preferred
placement?
to denote Native placements as specified by § 1915(a).
But
these standards do not override or change the preference requirements
of *1022
§ 1915.
Under
§ 1915(d)
the prevailing standards are to be used ?in
meeting the preference requirements,?
not to override them. This
means that within a preference tier the prevailing standards are
to be used in selecting a placement. But
as the statute is structured, it appears that social and
cultural standards taken alone cannot provide for a different order
of preference. In
other words, community standards notwithstanding, an extended family member entitled
to first-tier preference under § 1915(a)
will occupy a higher tier of preference than a nonextended
family member of the child's tribe entitled to a second-tier
of preference under the same subsection. Of
course community standards may be reflected in a tribal resolution
setting a different order of preference under § 1915(d)
and if this is done the new order of preference
is legally established. Furthermore,
the standards are to be used in determining the suitability
or unsuitability of a prospective placement. They
may, for example, support a conclusion that a higher-tier potential
custodian is unsuitable, thus clearing the way for a lower-tier
custodian.
[6]
The
tribe's main contention on appeal is that these standards also
apply to any dispute under § 1915(a)
about whether good cause exists to deviate from those placement
preferences. The
tribe argues that the superior court erred by failing to
consider the prevailing social and cultural standards of the Village
of Kasigluk when it decided whether there was good cause
to grant Matilda's petitions for adoption. In
considering whether these standards apply to the good cause determination,
we look to the statutory language, legislative history,FN15
the interpretation given the statute by the Bureau of Indian
Affairs (BIA), and relevant case law.FN16
FN15.
In
Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 32-37, 109 S.Ct. 1597, 104 L.Ed.2d 29
(1989), the Supreme Court began its discussion of the meaning
of the word ?domicile?
in ICWA with an extended discussion of legislative history. See
also id.
at 44-45, 109 S.Ct. 1597 (?It
is clear from the very text of ICWA, not to
mention its legislative history and the hearings that led to
its enactment, that Congress was concerned with the rights of
Indian families and Indian communities vis-?-vis
state authorities.?).
We
therefore consider relevant legislative history in deciding this case.
A
majority of the Supreme Court, to discern Congress's intent with
respect to a particular federal statute, continue to look either
to the ?context?
of the problem Congress was addressing, and ?not
just literal text,?
City
of Rancho Palos Verdes, Cal. v. Abrams,
544 U.S. 113, ----, 125 S.Ct. 1453, 1462, 161 L.Ed.2d
316 (2005) (Breyer, J., concurring, joined by O'Connor, Souter, &
Ginsberg, JJ.), or to traditional legislative history. Id.
at 1463 (Stevens, J., concurring).
FN16.
John
v. Baker,
982 P.2d 738, 747 (Alaska 1999), cert.
denied,
528 U.S. 1182, 120 S.Ct. 1221, 145 L.Ed.2d 1121 (2000).
Because
we read most of these sources, particularly the text of
the statute and the BIA's interpretation, to indicate that the
prevailing social and cultural standards of the Indian community are
not generally applicable to the good cause determination, we ultimately
disagree with the tribe. Nonetheless,
because ICWA's purpose and the BIA's interpretation make the prevailing
social and cultural standards relevant to the good cause determination
insofar as this determination may implicate the suitability of a
statutorily preferred placement candidate, many of the tribe's concerns are
minimized. Furthermore,
the superior court may refer to the prevailing social and
cultural standards of the Indian community in determining whether a
child's special needs or other circumstances are sufficient to establish
good cause to deviate from § 1915(a)'
s placement preferences.
The
plain language of § 1915
suggests that the prevailing social and cultural standards do not
apply to the good cause determination. Subsection
1915(d) dictates that the prevailing Indian standards are ?to
be applied in meeting the preference requirements of this section.?
FN17
Subsection
1915(a) mandates that these preferences be applied ?in
the absence of good cause to the contrary.?
FN18
FN17.
25
U.S.C. § 1915(d).
FN18.
25
U.S.C. § 1915(a).
The
tribe, in arguing that ICWA's plain language requires application of
the standards to the good cause determination, contends that ?[t]he
?preference
requirements' of § 1915
of the ICWA can be ?met?
either
by giving an adoptive preference to a priority *1023
placement, or
by showing that there is ?good
cause to the contrary.?
?
(Emphasis
in original.) The
tribe argues that the phrase ?meeting
the preference requirements?
plainly includes the good cause inquiry and that we should
not create an ?exemption?
from the prevailing social and cultural standards of the Indian
community for the good cause determination.
But
we cannot agree with the tribe and the concurring opinion
that the phrase ?meeting
the preference requirements?
in § 1915(d)
plainly includes § 1915(a)'s
good cause inquiry.FN19
In
our view, a court applies the ?preference
requirements?
by determining the suitability of potential preferred placements using the
prevailing social and cultural standards of the Indian community.
FN19.
See
Op. at 1034.
Although
they are part of a common statutory scheme, inquiries into
suitable preferred placements are separate from inquiries into good cause.
It
is not plain from the language of the statute that
standards applicable to the issue of the suitability of preferred
placements must necessarily also apply to the issue of good
cause. Rather,
accepted principles of statutory interpretation suggest that the opposite is
true.
Congress
specified in § 1915(d)
that the prevailing social and cultural standards are the standards
?to
be applied in meeting the preference requirements,?
but did not specify that these standards be applied to
the good cause inquiry. Its
failure to do so suggests that it did not intend
the standards to apply to the good cause inquiry. Had
Congress intended the states to apply the prevailing Indian standards
when determining whether there is good cause to deviate from
the preferences, we think it would have expressed itself more
clearly.FN20
For
example, § 1915(d)
could have stated generally that the prevailing Indian standards apply
to disputes under § 1915(a).
Or
it could have specified that they apply ?in
determining whether there is good cause.?
Instead,
by dealing with non-Native placements in the good cause clause,
Congress appears to have intended that questions of the need
for non-Native placements be conceptually separate from disputes about whether
a preferred placement is suitable.FN21
FN20.
One
commentator who argues that the prevailing social and cultural standards
ought to apply to the good cause inquiry has recognized
that the language does not currently support this reading. See
Note, The
Indian
Child Welfare Act: Guiding
the Determination of Good Cause to Depart From the Statutory
Placement Preferences,
70 Wash. L.Rev.. 1151, 1172-73 (1995) ( ?Congress
could clarify this by simply inserting the phrase ?and
in determining good cause to the contrary?
into § 1915(d).?).
FN21.
The
concurrence suggests that this reasoning is circular. Op.
at 1034-35. It
argues that we start from the ?premise
that § 1915(a)'s
good-cause requirement is not part of that provision's preference requirements?-a
premise the concurrence disputes. Id.
In our view, the plainest reading of the statute warrants
that premise. That
Congress failed to write the provision in such a way
that made it clear that the good cause determination was
encompassed by § 1915(d)
simply reinforces a conclusion already suggested by the text of
the statute.
[7]
The
tribe also argues that in interpreting statutes that protect the
rights of Native Americans, this court must resolve any ambiguity
in favor of Native Americans.FN22
According
to the BIA, Congress left the primary responsibility for interpreting
ICWA to the courts deciding Indian child custody cases.FN23
We
have recognized that other authorities interpreting the same provisions may
also be useful.FN24
In
dealing with statutes protecting the rights of Native Americans, ?the
standard principles of statutory construction do not have their usual
force.?
FN25
But
this principle is not a license to disregard the clearly
expressed intent of *1024
Congress, nor does it ?permit
reliance on ambiguities that do not exist.?
FN26
United
States Supreme Court opinions interpreting statutes protecting the rights of
Native Americans have not completely disregarded traditional precepts of statutory
interpretation.FN27
FN22.
See
John
v. Baker,
982 P.2d 738, 752 (Alaska 1999), cert.
denied,
528 U.S. 1182, 120 S.Ct. 1221, 145 L.Ed.2d 1121 (2000).
FN23.
Guidelines
for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,584 (Bureau of Indian Affairs
Nov. 26, 1979).
FN24.
See,
e.g., John,
982 P.2d at 747 n. 33 (according BIA Guidelines ?important
but not controlling significance?);
In
re Adoption
of F.H.,
851 P.2d 1361, 1364 (Alaska 1993) (?Although
the Guidelines do not have binding effect, this court has
looked to them for guidance.?).
FN25.
Montana
v. Blackfeet Tribe of Indians,
471 U.S. 759, 766, 105 S.Ct. 2399, 85 L.Ed.2d 753
(1985).
FN26.
South
Carolina v. Catawba Indian Tribe, Inc.,
476 U.S. 498, 506, 106 S.Ct. 2039, 90 L.Ed.2d 490
(1986).
FN27.
Id.
at 506-07, 106 S.Ct. 2039 (reading the Termination Act to
avoid a ?contorted
construction ...
that conflicts with the central purpose and philosophy of the
...
Act?
and incongruity within the Act); Oregon
Dep't of Fish & Wildlife v. Klamath Indian Tribe,
473 U.S. 753, 774, 105 S.Ct. 3420, 87 L.Ed.2d 542
(1985) (?[E]ven
though legal ambiguities are resolved to the benefit of the
Indians, courts cannot ignore plain language that, viewed in historical
context and given a fair appraisal, clearly runs counter to
a tribe's later claims.?)
(internal quotations omitted); see
also South
Dakota v. Yankton Sioux Tribe,
522 U.S. 329, 348-49, 118 S.Ct. 789, 139 L.Ed.2d 773
(1998) (examining historical context of treaty, considering maxim that statutes
ought not be read so as to render words redundant,
and referring to analogous precedent in concluding that its reading
of statute's plain language was ?reasonable
interpretation?).
A
fair appraisal of §§ 1915(a)
and (d) demonstrates a congressional intent to apply the prevailing
social and cultural standards of the Indian community to determinations
of suitability of potential preferred placements, but not to determinations
of good cause to deviate from the preferences. ICWA's
context points to the same conclusion.
The
context of ICWA's enactment suggests that the prevailing social and
cultural standards of the Indian community do not apply to
the good cause determination. The
House Report's analysis of section 5, later codified as § 1915(d),
stated that ?[a]ll
too often, State public and private agencies, in
determining whether or not an Indian family is fit for
foster care or adoptive placement of an Indian child,
apply a white, middle-class standard which, in many cases, forecloses
placement with the Indian family.?
FN28
The
House Report also stated that ?[d]iscriminatory
standards have made it virtually impossible for most Indian couples
to
qualify
as foster or adoptive parents, since they are based on
middle-class values.?
FN29
Congress
was clearly worried about the application of white, middle-class values
to suitability determinations. Because
the good cause inquiry is distinct from the suitability inquiry
for preferred placement candidates, it falls outside the purview of
Congress's intent for the prevailing social and cultural standards of
the Indian community.
FN28.
H.R.
Rep. No. 95-1386, at 24 (1978), U.S.Code Cong. & Admin.News
1978 at 7546 (emphasis added).
FN29.
H.R.Rep.
No. 95-1386, at 11, U.S.Code Cong. & Admin.News 1978 at
7533 (emphasis added).
The
tribe argues that the same context supports its proposed interpretation.
Congress
found that in placing Indian children, state courts and agencies
have ?failed
to recognize the essential tribal relations of Indian people and
the social and cultural standards prevailing in Indian communities and
families.?
FN30
Congress
enacted ICWA in large measure to protect ?the
best interests of Indian children and to promote the stability
and security of Indian tribes and families by the establishment
of minimum Federal standards for ...
placement ...
which will reflect the unique values of Indian culture.?
FN31
The
use of the prevailing social and cultural standards of the
Indian community to determine the suitability of preferred placements furthers
this end and addresses the specific concern voiced by Congress.
We
are not persuaded that applying the prevailing social and cultural
standards of the Indian community to the good cause determination
is necessary to advance ICWA's purposes.
FN30.
25
U.S.C. § 1901(5)
(1978).
FN31.
25
U.S.C. § 1902
(1978).
Subsection
1915(a)
?establish[es]
a Federal policy that, where possible, an Indian child should
remain in the Indian community, but is not to be
read as precluding the placement of an Indian child with
a non-Indian family.?
FN32
But
in cases contested by Indian communities, this could be precisely
the effect of applying the communities' prevailing social and cultural
standards to the good cause *1025
determination.FN33
There
was evidence here that Yup'ik standards dictate that Yup'ik children
should invariably be raised by Yup'ik people. Applying
the prevailing social and cultural standards to the good cause
determination would effectively nullify the good cause exception in any
case in which a tribe intervened under Alaska Adoption Rule
12(a) and offered equivalent evidence.FN34
Such
a result would be contrary to accepted precepts of statutory
interpretation.
FN32.
H.R.Rep.
No. 95-1386, at 23, U.S.Code Cong. & Admin.News 1978 at
7546.
FN33.
The
tribe argues that this argument is founded on the unwarranted
assumption that all Indian communities will invariably oppose outside placements.
But
the argument merely recognizes that such an application of the
social and cultural standards would give tribes power to veto
a good cause determination in any case they choose to
contest. We
see little difference between granting an interested party a veto
and complete nullification of the provision.
FN34.
See
25 U.S.C. § 1911(c)
(1978) (?In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child, the
Indian custodian of the child and the Indian child's tribe
shall have a right to intervene at any point in
the proceeding.?).
The
tribe notes that almost every ICWA case involves a determination
of good cause. This
suggests to the tribe that applying non-Native standards to the
good cause determination would create a loophole, eviscerating the protections
of ICWA. The tribe's fear is misplaced. First,
as outlined below, in determining whether good cause exists, ?white,
middle-class?
standards may not be applied to reassess the suitability of
a preferred placement. Second,
under Alaska law the burden of showing good cause is
on the party proposing placement outside the statutory preferences.FN35
The
BIA Guidelines for State Courts note that this allocation of
the burden of proof is necessary ?[s]ince
Congress has established a clear preference for placements within the
tribal culture.?
FN36
(The
BIA issued the Guidelines to provide nonbinding guidance to state
courts interpreting ICWA.FN37)
We are satisfied that these protections, together with the sound
judgment of Alaska's trial courts, are sufficient to preserve ICWA's
protections for Indian children and communities.
FN35.
Alaska
Adoption R. 11(f).
FN36.
Guidelines
for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,584, 67,595 (Bureau of Indian
Affairs Nov. 26, 1979).
FN37.
See
id.
at 67,584.
The
tribe suggests that our cases are not inconsistent with applying
the prevailing social and cultural standards of the Indian community
to the good cause determination, but only reflect the lack
of evidence of those standards. Thus,
it contends that applying these standards is required in this
case where, for the first time, the ?tribal-standards
mandate of § 1915(d)
[is] directly at issue.?
The
tribe's approach is problematic in several respects. First,
the tribe offers no criterion by which to measure whether
sufficient evidence of the prevailing social and cultural standards of
the Indian community has been presented to determine good cause
based on those standards. Second,
it would create unnecessary uncertainty in litigation, as the state
and potential non-Native placements could not be certain of the
standard by which they had to prove good cause until
the trial was well underway. This
would prolong litigation in cases which require expeditious resolution.FN38
FN38.
See
AS 47.05.065(5)(c) (?[I]t
is important to provide for an expedited placement procedure to
ensure that all children ...
are placed in permanent homes expeditiously.?);
S.H.
v. State, DFYS,
42 P.3d 1119, 1125 (Alaska 2002) (?The
timeliness of a permanent stable placement for the children is
paramount....?).
The
tribe also argues that cases from other jurisdictions support its
contention that the prevailing social and cultural standards of the
Indian community apply to the good cause determination. In
Matter
of Baby Boy Doe,
FN39
the Idaho Supreme Court addressed this question. After
quoting the BIA Guidelines regarding the good cause inquiry, the
court stated that
FN39.
Matter
of Baby Boy Doe,
127 Idaho 452, 902 P.2d 477 (1995).
[i]n
determining whether ?good
cause?
existed,
the trial court rejected the arguments by the adoptive parents'
counsel that the child is old enough to request a
preference; the
child has extraordinary *1026
physical needs mitigating against the preferences; and
that the proposed Indian placement (with the maternal aunt and
uncle) is unsuitable. The
trial court demonstrated knowledge of applicable legal standards in rejecting
the adoptive parents' argument that negative social and economic conditions
on the reservation constitute good cause. The
trial court correctly held that ICWA requires the court to
apply the prevailing social and cultural standards of the Indian
community.[FN40]
FN40.
Id.
at 487 (emphasis added).
In
Baby
Boy Doe,
the non-Native adoptive parents mistakenly argued that negative social and
economic conditions on the reservation constituted good cause for departing
from the preferences.FN41
But
these conditions would be relevant, if at all, to the
suitability of potential Native relative placements, and as such had
to be viewed in light of the prevailing social and
cultural standards of the Indian community. The
court's language does not suggest that the child's ability to
?request
a preference?
or the existence of ?extraordinary
physical needs?
is governed by the prevailing social and cultural standards of
the Indian community.FN42
FN41.
Id.
FN42.
See
id.
The
Baby
Boy Doe
court suggested that whether the psychological need for permanence could
be satisfied by a relative placement should be analyzed in
light of an Indian standard.FN43
But
the court ultimately affirmed the finding of good cause based
on the biological mother's preference, the certainty of emotional trauma
if the child was removed from the adoptive parents, and
the likelihood of emotional trauma if the child encountered the
father while living on the reservation.FN44
In
concluding that these considerations together constituted good cause under ?the
applicable legal standards,?
it did not discuss them with reference to the prevailing
social and cultural standards of the Indian community.FN45
The
court instead approved of applying the prevailing social and cultural
standards of the Indian community primarily to the determination of
suitability.FN46
FN43.
Id.
at 488 (citing Matter
of Custody of S.E.G.,
521 N.W.2d 357, 364 (Minn.1994)). We
discuss S.E.G.
below.
FN44.
Id.
FN45.
Id.
at 488-89.
FN46.
Id.
Similarly,
In
re Jullian B.
reversed a finding of good cause because the trial court
failed to consider several factors in light of the prevailing
social and cultural standards of the Indian community.FN47
The
social worker in that case was concerned about the potential
placement's ?age,
his inability to suggest a person who could care for
the minor if he became incapacitated, his prior conviction for
vehicular manslaughter of a child when he was driving under
the influence, his failure to rehabilitate for many years ...
[and] his health and his lack of support system....?
FN48
None of these concerns implicated special needs of the child.
Instead, each of these factors was relevant to the suitability
of the potential Native relative placement, and thus had to
be considered in light of the prevailing social and cultural
standards of the Indian community.FN49
The
court ultimately reversed on other grounds,FN50
but never suggested that the prevailing social and cultural standards
of the Indian community apply to anything determining the suitability
of preferred placements.
FN47.
In
re Jullian B.,
82 Cal.App.4th 1337, 99 Cal.Rptr.2d 241, 250 (2000).
FN48.
Id.
at 249.
FN49.
Id.
at 250.
FN50.
The
trial court denied the preferred placement based on a statutory
disqualification resulting from a forty-year-old criminal conviction. Id.
at 249-50. The
court held that no good cause to deviate from the
preferred placement existed unless the appropriate agency requested waiver of
the disqualification or explained why it did not, based on
the facts of that case. Id.
at 250.
These
cases recognize that the prevailing social and cultural standards apply
to determinations of the suitability of preferred placements even if
the suitability determinations arise in the context of the good
cause inquiry. We
do not read these cases as *1027
requiring that the prevailing social and cultural standards of the
Indian community apply to all aspects of the good cause
inquiry.
Our
conclusion that the prevailing social and cultural standards of the
Indian community do not generally apply to the good cause
determination is supported by the BIA Guidelines, which suggest three
factors to consider in determining good cause:
(i)
The
request of the biological parents or the child when the
child is of sufficient age.
(ii)
The
extraordinary physical or emotional needs of the child as established
by testimony of a qualified expert witness.
(iii)
The
unavailability of suitable families for placement after a diligent search
has been completed for families meeting the preference criteria.[[[FN51]
FN51.
Guidelines
for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,584, 67,594 (Bureau of Indian
Affairs Nov. 26, 1979).
As
the Guidelines observe, the legislative history indicates that the ?term
?good
cause?
was designed to provide state courts with flexibility in determining
the disposition of a placement proceeding involving an Indian child.?
FN52
This
flexibility is not a license to impose non-Native standards when
courts consider the suitability of statutorily preferred placement candidates. Rather,
it is an authorization to take the child's special needs
into account when determining whether good cause exists to place
the child outside the statutory preferences despite the existence of
an otherwise suitable home within the preferences.
FN52.
Id.
at 67,584 (citing S.Rep. No. 95-597, at 17 (1977)).
Applying
?white,
middle-class?
standards to the suitability inquiry as an aspect of the
good cause determination could effectively read the preference requirements and
the prevailing social and cultural standards of the Indian community
out of the statute. This
would occur if courts, while determining whether there is good
cause for deviating from the statutorily preferred placements, could apply
white, middle-class standards to examine or reexamine the suitability of
a Native or relative placement deemed suitable under prevailing Indian
social and cultural standards. This
is the very problem ICWA was enacted to eliminate. Our
holding today respects the purposes of ICWA by preventing non-Native
standards from being used to decide that a preferred placement
is not suitable.
The
qualifications required of expert witnesses in our ICWA cases reinforce
this conclusion. In
some parental rights termination cases, experts with specialized knowledge of
the Native culture are needed because social workers without expertise
are unable to distinguish between the prevailing standards of the
Indian community and actual abuse and neglect.FN53
But
so long as issues of cultural bias are not implicated,
experts need not have training in the cultural standards of
the Indian community.FN54
These
rules reflect an implied judgment that while the suitability of
a Native household must be viewed in light of the
prevailing social and cultural standards of the Indian community, courts
are not compelled to analyze a child's special needs according
to those standards. Such
needs would demonstrate good cause if, as the superior court
found here, adequate facilities to address them were not available
to the preferred placement but were available to the non-preferred
placement.FN55
FN53.
L.G.
v. State, Dep't of Health & Soc. Servs.,
14 P.3d 946, 952-53 (Alaska 2000) (?[T]he
primary reason for requiring qualified expert testimony in ICWA termination
proceedings was to prevent courts from basing their decisions solely
upon the testimony of social workers who possessed neither
the specialized professional education nor
the familiarity with Native culture necessary to distinguish between cultural
variations in child-rearing practices and actual abuse or neglect.?)
(emphasis in original).
FN54.
Id.
at 953 (holding that ?where
there is clear evidence that a child faces a serious
risk of physical neglect if she remains in her parent's
care, a trial judge may terminate parental rights without hearing
testimony from an expert in Native cultures?).
FN55.
See
Guidelines for State Courts, 44 Fed.Reg. at 67,594 (?In
a few cases a child may need highly specialized treatment
services that are unavailable in the community where the families
who meet the preference criteria live. Paragraph
(ii) recommends that such considerations be considered as good cause
to the contrary.?).
*1028
In determining whether a child's special needs rise to the
level that constitute good cause to deviate from the preferences,
the superior court may consider the prevailing social and cultural
standards of the Indian community. Courts
should be sensitive to any differences in the circumstances that
allow children to flourish in Native and non-Native communities. But
courts need not ultimately apply the prevailing social and cultural
standards of the Indian community in determining whether the resources
available to an otherwise-suitable preferred placement are adequate to address
the child's special needs.
The
concurring opinion contends that the prevailing social and cultural standards
of the Indian community directly apply to the good cause
determination. This
contention is grounded on a perception of the role of
the placement preferences and the good cause determination fundamentally different
from our own. The
concurring opinion suggests that the good cause determination is a
device for choosing between non-preferred placements and suitable preferred placements.FN56
If
this were indeed the role of the good cause inquiry,
we would agree that the prevailing social and cultural standards
of the Indian community must govern.
FN56.
Op.
at 1035.
But
although it is correct that the word ?preference?
generally connotes a choice between two options,FN57
we read ICWA's structure and purpose to preclude choosing between
preferred and non-preferred placements if the preferred placement is ?suitable,?
as measured by the prevailing social and cultural standards of
the Indian community. The
existence of a suitable preferred placement precludes any
consideration of a non-preferred placement unless good cause exists, for
example, because another preference has been expressed by the child
or the child's biological parents, or because the child has
special needs that cannot be met by an otherwise-suitable preferred
placement.
FN57.
Id.
The
concurrence also contends that the court's interpretation of § 1915
creates an ?unrealistic
dichotomy?
between placement decisions and good cause determinations.FN58
It
characterizes the suitability determination required for a preferred placement and
the ?special
needs?
assessment necessary for a good cause determination as ?flip
sides of the same coin.?
FN59
But
that is not how the words of the statute treat
them. The
statute expressly envisions ?good
cause?
as an exception to the general rule of preferred placements.
As
noted above, the proponent of placing a child in a
non-preferred placement bears the burden of demonstrating that the child's
special needs require that placement. The
concurrence is doubtless correct in saying that any placement decision
involves examining more than ?a
potential placement's abstract ability to care for a hypothetical child.?
FN60
But
a good cause determination is nonetheless legally and analytically distinct
from a placement decision. It
requires extenuating circumstances beyond the typical considerations at issue in
a placement decision.
FN58.
Op.
at 1037.
FN59.
Op.
at 1037.
FN60.
Id.
In
holding that the prevailing social and cultural standards of the
Indian community apply to the good cause determination only when
it implicates a preferred placement's suitability, we recognize our disagreement
with a decision of the Minnesota Supreme Court. In
Matter
of Custody of S.E.G.,
that court rejected a trial court's finding that the need
for permanence was an extraordinary emotional need and that adoption
was the only way to meet that need.FN61
On
appeal, the court held that evidence of a special need
for permanence must be presented by qualified experts with knowledge
of the Indian community, suggesting that ?permanency
is defined differently in Native American cultures.?
FN62
The
court thus seemingly integrated the prevailing social and cultural standards*1029
of the Indian community of § 1915(d)
into the § 1915(a)
good cause analysis while leaving open the possibility that the
location of necessary treatment services would not fall under § 1915(d)'s
purview.FN63
Nevertheless,
we believe that the words of the statute, the context
of the legislation, and the BIA Guidelines support our holding.
FN61.
Matter
of Custody of S.E.G.,
521 N.W.2d 357, 364 (Minn.1994).
FN62.
Id.
FN63.
Id.
at 364 & n. 7 (quoting Guidelines for State Courts,
44 Fed.Reg. at 67,594).
C.
Substantial
Evidence Supported the Superior Court's Findings.
The
tribe argues that the superior court's findings were not supported
by substantial evidence. Many
of its arguments hinge on its contention, rejected above, that
the superior court erred by not applying the prevailing social
and cultural standards of the Indian community. The
superior court was not required to apply those standards, but
we still review the tribe's factual contentions.
1.
The
superior court did not err in finding that harm to
the children from living outside the village was outweighed by
the potential harm from being separated from Matilda.
[8]
The
tribe asserts that the superior court erred in finding that
the damage to the J. children from being separated from
Matilda would outweigh the damage that severance from their Yup'ik
heritage would cause the children. The
tribe asserts that ?the
Yup'ik standard gives less weight to the short-term disruption that
a removal from [Matilda's] home might cause.?
The
tribe believes that this disruption is outweighed by the lack
of a ?compass
and foundation in life?
that would result from the children being separated ?from
the life blood of their culture,?
and that ?the
children will melt ?like
butter?
into the supportive environment of [their] home and village community.?
This
is essentially an argument that the superior court should have
conducted a ?best
interests of the child?
analysis using the prevailing Yup'ik standards. But
the children's special needs do not implicate the determination of
suitability for a preferred placement and need not be analyzed
using the prevailing social and cultural standards of the Indian
community. The
evidence suggests that removing the children from Bethel and Matilda
would cause them special harm.FN64
FN64.
We
note that despite its disagreement over what standard applies to
the good cause determination, the S.E.G.
court might reach the same result in this case. In
S.E.G.,
the finding of good cause was rejected because the children's
special needs were not established by expert testimony from persons
knowledgeable about Native culture. S.E.G.,
521 N.W.2d at 364. Here,
the children's needs were established through the testimony of Dr.
MacIan, who has extensive experience studying and working with Native
children, and Jennifer Cashion, whose eight years of experience as
a counselor have exposed her to ?significant
contact with Native children.?
In
addition, there was testimony that three of the social workers
who worked on this case were Yup'iks.
Morris
attends counseling in Bethel. His
counselor, Jennifer Cashion, testified that he would likely suffer some
regressive behavior if he had to change clinicians before a
new therapeutic relationship could be established. Dr.
MacIan, a clinical psychologist acquainted with the children and their
needs, testified that Morris needs structure. Cashion
testified that Morris exhibits symptoms of post-traumatic stress syndrome, and
Matilda and another witness testified to the devastating impact another
move would have on him. Sara
has been diagnosed with an unspecified adjustment disorder and meets
criteria designated for emotionally disturbed children. Sara's
former counselor expressed both short- and long-term concerns for Sara
if she is moved. We
also note that Matilda testified that Morris told her that
he wanted to be adopted by her.
There
was evidence of the dangers inherent in raising Indian children
in non-Native households.
Dr.
Roll testified that Native children raised in non-Native homes are
at risk of erosion of language skills, identity, and cultural
confusion, identity diffusion, and identification with the aggressor. But
Dr. MacIan testified that these concerns can be mitigated in
this case by taking advantage of opportunities in Bethel to
encourage a positive view of the children's culture through contact
with the Yup'ik culture. As
outlined below, Matilda has demonstrated a willingness*1030
and ability to expose the children to Yup'ik culture.
In
light of the evidence discussed above, we cannot say that
the superior court erred in finding that the damage that
would be caused by separation from Matilda implicated special emotional
needs, and together with the children's behavioral and educational needs,
constituted good cause to deviate from the preferences. Nor
does the tribe argue that Matilda is ineligible to adopt
the children under state law.
2.
The
superior court did not err in finding that the children's
special needs could be met in Bethel, but not in
the village.
[9]
The
tribe also disputes the superior court's finding that the children's
behavioral and educational needs could be met better in Bethel
by Matilda than in Chevak with Frank and Tonya B.
Expert
testimony established that the J. children have special needs. Sara
has been diagnosed with an unspecified adjustment disorder and falls
under criteria designated for emotionally disturbed children. Morris
has been diagnosed with static encephalopathy and fetal alcohol spectrum
disorder (FASD). Joel
has been diagnosed with static encephalopathy, is hyperactive, exhibits poor
short-term memory, and suffers from developmental delays and behavioral problems.
Both
Morris and Joel qualify for special education. Morris
was in counseling at the time of trial.
Jackson
S., the tribe's expert witness on raising children with special
needs in the village setting, testified that he relied upon
his twenty-eight-year-old and sixteen-year-old sons, his grandchildren, his extended family,
and various services and workshops outside his village to help
raise his adopted daughter, diagnosed with fetal alcohol syndrome (FAS).
Tonya
B.'s familial support network is not so extensive, consisting of
Frank B.'s three siblings and her niece. She
also stated that she would depend on her fourteen-year-old daughter
for help. Although
Frank testified that there are ?helpers
and providers?
in the village for children with FAS, he had only
superficial familiarity with these services. And
even if treatment were available in the village, there is
no evidence that it would be as easily accessible as
in Bethel.FN65
FN65.
See
Adoption
of N.P.S.,
868 P.2d 934, 938 (Alaska 1994).
Neither
did Tonya demonstrate a clear understanding of the J. children's
needs. When
asked what Morris's needs were, she responded, ?Well,
if he comes into our house ...
that's when I'll find out what his needs are.?
She
also assumed the J. children would be easier to handle
now that they are older, stating that ?they'll
be, like, mostly on their own with my children.?
Matilda
presented evidence that Bethel is well-equipped to address the special
needs of the children. Joel's
teacher testified that Joel needs to be in special education
programs, and would benefit from being taught by certified teachers.
She
expressed doubt that many preschool programs in villages were taught
by certified teachers. Morris
attends counseling in Bethel with his behavioral health clinician. But
for village-based clients, wellness counselors with less training than Morris's
current counselor provide the ongoing counseling. These
wellness counselors sometimes do not live in the villages. There
was evidence that if Morris had to change clinicians, there
would likely be some regressive behavior before a new therapeutic
relationship could be established. Sara
also requires mental health services to meet her needs.
A
home study of Matilda's home describes Bethel as having ?a
full range of health care, mental health care, educational, religious,
communications, and social services.?
The
children's teachers indicated that Joel and Morris's special education needs
can be met by the Bethel school district. Morris's
counselor's testimony suggests that Bethel also has the behavioral health
care facilities necessary to meet the J. children's needs. A
2002 Catholic Social Services adoption home study noted Matilda's ability
to meet the children's medical and emotional needs. Morris's
current and Sara's former behavioral health clinician indicated that the
children *1031
have made gains in therapy and behavior directly related to
Matilda's care. Morris's
former teachers agreed.
Based
on this evidence, the superior court did not clearly err
in finding that the children's special needs could be met
in Bethel, but not in the village.
3.
The
superior court did not err in finding that OCS made
adequate efforts under ICWA to provide a statutorily preferred placement.
[10]
The
tribe also argues that the superior court erred in finding
that OCS made adequate efforts under ICWA to provide the
children with a statutorily preferred placement. The
tribe does not assert that this argument depends on the
application of the prevailing social and cultural standards of the
Indian community.
Four
out of the eight placements for Morris and Sara during
the six years since their removal from their parents have
been with relatives.FN66
OCS
compiled a list of eighteen potential relative placements. It
contacted the tribes thirty-two times, not including contacts with individual
relatives and the biological parents. Ms.
Short, the J. children's original OCS social worker, testified that
she exhausted efforts to find relative placements before placing the
children with a non-Native family. Ms.
Weston-Smith, the OCS worker assigned to the case in April
2003, testified that the tribes were informed at all times
that OCS was looking for permanent placement. She
also testified that OCS was guided by prevailing Yup'ik social
and cultural standards in its search for a suitable placement
meeting the preference criteria.
FN66.
Although
the record is unclear, it appears that at the most,
one of Joel's placements has been in a relative home.
The
children's placement history also supports a finding that OCS made
active efforts to find preferred placements. OCS
initially placed Morris and Sara with a relative in Bethel
but soon removed them after discovering that the relative had
a history with child protective services. The
children were then placed with relatives in Kasigluk for eighteen
months before returning to their biological parents. After
removal from their biological parents' care, Joel's medical problems required
him to live close to a hospital, and he was
placed in a non-Native foster home. Morris
and Sara were placed with relatives until reports of harm
required their removal and eventual placement with Joel under Matilda's
care.
There
was evidence that while the children were in Matilda's care,
OCS continued to make substantial efforts to find relative placements.
OCS
considered and rejected placements with both paternal and maternal grandparents
because the biological parents and other family members with criminal
histories were living in those households. OCS
eventually placed the children with relatives Jake and Ruby B.,
but had to remove them when Joel had to be
hospitalized and Ruby B. informed OCS that the J. children,
together with five other children living with them, were too
much work for her. Other
relatives were also disqualified for placement based on either their
own criminal history or the criminal history of an adult
living in the home.
OCS
asked Frank and Tonya B. to be a temporary placement
in late 2000, but they declined, stating that it would
be too much work. Sometime
between January and August of 2001, OCS contacted them again
to discuss permanent placement, but Tonya again stated they did
not want the J. children. The
tribe's contention that OCS's failure to initiate more contact with
Frank and Tonya after being rebuffed twice shows a lack
of adequate efforts under ICWA is unconvincing. In
January 2002 OCS contacted the tribe and was informed by
counsel that all relative and tribal placements had been exhausted.
Based
on this evidence, the superior court did not clearly err
in finding that OCS made active efforts to find a
statutorily preferred placement for the children.
4.
The
superior court did not err in finding that Matilda could
adequately meet the children's cultural needs in Bethel.
[11]
Finally,
the tribe assigns error to the superior court's finding that
Matilda *1032
could adequately meet the J. children's cultural needs in Bethel.
The
tribe founds this argument on the opinion of its expert
witnesses on Yup'ik culture. The
tribe argues that ?occasional
contacts are not enough,?
and that ?full
immersion in the culture is essential to all aspects of
a Yup'ik child's well-being.?
The
tribe's standard of adequacy would never allow placement outside the
tribe, no matter what the circumstances. The
tribe's evidence on this point may be persuasive in establishing
a different order for statutorily preferred placement options, where weight
may be given to the tribe's preferences as expressed by
resolution.FN67
But
because this aspect of the good cause inquiry does not
implicate the suitability of a preferred placement option, it is
not governed by the prevailing social and cultural standards of
the Indian community. Here,
the suitability of Matilda, a non-preferred placement, is governed by
state law and state standards. The
superior court was therefore not bound to accept the ?uncontradicted
evidence of Yup'ik village social and cultural standards?
as the tribe argues.
FN67.
See
25 U.S.C. § 1915(c).
The
tribe offered Mark John's expert testimony about the transmission of
Yup'ik cultural values. He
testified that a child growing up in Bethel could learn
Yup'ik culture and values with exposure to language and Yup'ik
elders, and adult male Yup'ik role models for the boys.
Sara
is enrolled in Yup'ik immersion school and speaks Yup'ik better
than many of her Yup'ik friends at school. Morris's
school has Yup'ik classes two to three times a week
and tries to incorporate Yup'ik culture into the curriculum. Matilda
has spoken to a number of Yup'ik co-workers who are
willing to serve as male role models for the boys,
including their uncle.
John
also testified that a non-Yup'ik family would have to make
an extra effort, and would need a connection with Yup'ik
families willing to help, including taking the children to fish
camp. Matilda
has contacted the Kasigluk Tribal Council about the best way
to maintain the children's cultural awareness through cultural activities. Matilda
has also evinced willingness to maintain contact between the J.
children and their relatives. The
children currently have both non-Native and Yup'ik friends. They
regularly attended fish camp in the summer before trial, and
Sara has gone berry-picking. They
also participate in Yup'ik dance.
The
parties presented conflicting expert testimony about whether the children's cultural
needs could be met in Bethel. Dr.
Roll testified that the children could experience several problems relating
to cultural identity, including erosion of language skills, identity confusion,
cultural diffusion, and identification with the aggressor. But
Dr. Roll had neither visited Bethel nor examined the J.
children. Dr.
MacIan is a clinical psychologist familiar with Morris and Sara,
the J. children's school, history, and home. Dr.
MacIan testified that many problems with cultural identity arise when
a child has had no contact with the non-dominant culture
and then has to deal with negative stereotypes after realizing
that he or she belongs to that group. Dr.
MacIan testified that this was not a danger for the
J. children, who understand that they are Yup'ik. The
superior court evidently credited Dr. MacIan's testimony. Its determination of
credibility between competing experts is a factual finding, which we
review for clear error.FN68
We
are not ?left
with a definite and firm conviction that a mistake has
been made?
FN69
by the trial court in crediting Dr. MacIan's testimony.
FN68.
Knutson
v. Knutson,
973 P.2d 596, 599-600 (Alaska 1999) (?It
is the function of the trial court, not of this
court, to judge witnesses' credibility and to weigh conflicting evidence.?).
FN69.
Matter
of J.W.,
921 P.2d 604, 606 (Alaska 1996).
The
tribe makes much of Matilda's testimony to the effect that
the children cannot truly understand their culture under her tutelage
and with limited opportunity to participate in village life. We
interpret this to be merely a recognition that this will
be a difficult process and that while she can provide
some cultural opportunities, she cannot recreate the cultural experience of
living in a Yup'ik village. But
this does not mean that she will be unable to
meet the children's *1033
cultural needs, nor does it disqualify her altogether from adopting
the children.
In
Adoption
of N.P.S.,FN70
we held that good cause existed to deviate from ICWA's
preferences despite cultural disadvantages when the non-preferred placement ?is
minimally capable of providing for [the child's] cultural needs.?
FN71
Matilda
is much better suited to meet the children's cultural needs
than the placement challenged in N.P.S.
There, we held that regular contact with extended family and
time spent in the village was sufficient to ?give
[the child] an understanding of the lifestyle of the Yup'ik
culture as well as promot[e] a positive image of himself
as an Alaskan Native.?
FN72
Matilda,
in contrast, has demonstrated the ability to utilize a range
of resources to introduce the children to their Yup'ik culture.
FN70.
Adoption
of N.P.S.,
868 P.2d 934 (Alaska 1994).
FN71.
Id.
at 938.
FN72.
Id.
The
superior court did not clearly err in finding that Matilda
could adequately meet the children's cultural needs in Bethel.
IV.
CONCLUSION
For
these reasons, we AFFIRM the superior court's finding that good
cause existed to deviate from the statutory preferences and its
decrees of adoption for the J. children.
BRYNER,
Chief Justice, concurring.BRYNER, Chief Justice, concurring.
I
disagree with the opinion's reasoning and its conclusion that ICWA
§ 1915(d)
applies only to the intra-tribal portions of § 1915(a)'s
placement requirements. In
my view, § 1915(d)
required the superior court to use the Indian community's cultural
and social values in deciding whether good cause existed for
the children's adoptive placement in Matilda W.'s home. I
would nonetheless reject the broad meaning of that provision advocated
by the tribe. I
do not read § 1915(d)
to mean that courts considering non-preferred placements must recognize and
enforce tribal values that disqualify anyone but an Indian custodian
from adopting an Indian child; nor
do I read § 1915(d)
as saying that courts are bound by expert testimony telling
them how an Indian community's values should be applied to
a given case. Because
my review of the record persuades me that the superior
court correctly applied ICWA's placement preference requirements as I understand
them, did not clearly err in its factual findings, and
did not abuse its discretion in finding good cause for
a non-preferred placement, I concur in affirming the judgment.
ICWA's
preference requirements are spelled out in § 1915(a).
This
provision describes three levels of ?preference?
and requires state courts to apply these preferences ?[i]n
any adoptive placement of an Indian child under State law?
unless the court finds ?good
cause to the contrary?:
In
any adoptive placement of an Indian child under State law,
a preference shall be given, in the absence of good
cause to the contrary, to a placement with (1) a
member of the child's extended family; (2)
other members of the Indian child's tribe; or
(3) other Indian families.[FN1]
FN1.
25
U.S.C. § 1915(a).
ICWA
§ 1915(d)
then commands that, ?in
meeting the preference requirements of [§
1915],?
courts must use ?the
prevailing social and cultural standards of the Indian community in
which the parent or extended family resides.?
FN2
Today's
opinion would read this command as being limited to adoptive
placements in Indian homes. In
my view this reading is untenable. On
its face, § 1915(d)
applies to all ?preference
requirements?
set out in § 1915(a),
including that subsection's unequivocal requirement that a good-cause determination be
made before deviating from a preferred placement.
FN2.
25
U.S.C. § 1915(d).
Today's
opinion advances no sound basis in the text or congressional
history of § 1915
for reading § 1915(d)'s
phrase ?preference
requirements?
as excluding the good-cause requirement set out in § 1915(a).
The
opinion finds its reading implicit in § 1915(d)'s
*1034
language specifying that an Indian community's standards must be used
?in
meeting the preference requirements?
of subsection (a). Because
this wording does not authorize Indian standards to ?override?
the preference requirements, the opinion reasons, subsection (d) only requires
Indian standards to be used for selecting a placement ?within
a preference tier.?
FN3
But
this reasoning is circular because it posits its own conclusion:
it
assumes at the outset that § 1915(a)'s
good-cause requirement fails to qualify as one of § 1915(a)'s
?preference
requirements.?
If
we start from the textually more plausible assumption that the
good-cause determination is
an integral part of subsection (a)'s ?preference
requirements,?
then applying the good-cause test to override an otherwise available
preferred placement would result in ?meeting
the preference requirements.?
FN3.
Op.
at 1022.
The
opinion similarly posits that § 1915(d)
applies only to Indian placements because the language of that
provision explicitly refers to ?preference
requirements?
but not to the requirement of ?good
cause.?
FN4
The
opinion views this supposed omission as suggesting that Congress ?did
not intend the standards to apply to the good cause
inquiry.?
FN5
But
again, the opinion is circular because it starts from the
flawed premise that § 1915(a)'s
good-cause requirement is not part of that provision's preference requirements.
The
premise is flawed because § 1915(a)
explicitly extends to ?any
adoptive placement,?
and the good-cause component of that provision is an integral
part of its requirements in ?any
adoptive placement?
involving a non-Indian home.
FN4.
Op.
at 1022-23.
FN5.
Id.
at 1023.
The
opinion tries to distance § 1915(a)'s
good-cause inquiry from its preference requirements by describing the good-cause
inquiry as merely ?part
of a common statutory scheme.?
FN6
Yet
the link is far closer than that: the
preferred placements and good-cause requirement are joined in a single
sentence in § 1915(a);
and,
as described there, they function as inseparable, mutually dependent requirements
for any
adoptive placements. By
making its three listed preferences mandatory unless the court finds
good cause to the contrary, § 1915(a)'s
plain language integrates the good-cause inquiry into any placement decision
involving potential custodians from more than one preference tier.
FN6.
Id.
at 1022.
The
opinion also suggests that § 1915(a)
suffers from textual ambiguity because it lists three ?preferred
placements,?
all of which are Indian placements, while omitting any reference
to a fourth category for placements in a non-Indian home.FN7
But
this suggestion is unfounded. The
word ?preference?
necessarily describes a choice between two possibilities, one of which
is better than the other. Thus,
in listing three placement ?preferences,?
§ 1915(a)
describes three preferred
choices in descending order of priority. Because
each listed placement is a ?preference,?
each necessarily implies the existence of a less desirable choice.
And
in context, the implied least-desirable alternative for the lowest listed
statutory ?preference?-the
preference for ?other
Indian families?-is
obviously non-Indian families, which could not have been listed as
a ?preferred
placement,?
because it is a non-preferred, default placement.
FN7.
Id.
at 1022-23.
Hence,
§ 1915(a)
does all that it sets out to do: it
lists all of ICWA's preferred
placements. And
its opening phrase makes the comprehensive scope of its preference
requirements unmistakably clear by emphasizing that the listed preferences must
be obeyed ?[i]n
any
adoptive placement of an Indian child under State law?
FN8-not
just in a preferred placement to an Indian home. Thus,
the statute's list of ?preferences?
excludes no ?placements.?
The
plain language of § 1915(a)
unambiguously requires good cause to be found whenever a court
chooses between placement in an ?other
Indian famil[y],?
under § 1915(a)(3),
and a non-Indian family. In
specifying what ?preference[s]
shall be given,?
Congress omitted nothing *1035
from § 1915(a)'s
text suggesting that issues of good cause should be decided
differently when they involve potential placements with non-Indian families.FN9
Given
the absence of textual ambiguity, I see no justification for
departing from § 1915's
plain meaning; for
as the court itself acknowledges, our powers of statutory interpretation
do not ?permit
reliance on ambiguities that do not exist.?
FN10
FN8.
25
U.S.C. § 1915(a)
(emphasis added).
FN9.
Indeed,
if extra-tribal placements were excluded from subsection (a)' s ?preference
requirements,?
there would be no textual basis in ICWA for concluding
that the good-cause requirement in § 1915(a)
would apply to any non-Indian placement, regardless of whether or
not the court used prevailing Indian community standards under § 1915(d).
FN10.
Op.
at 1023 (quoting South
Carolina v. Catawba Indian Tribe,
Inc., 476 U.S. 498, 506, 106 S.Ct. 2039, 90 L.Ed.2d
490 (1986)).
The
court's reliance on ICWA's congressional history strikes me as equally
unpersuasive. It
seems anomalous to venture that a Congress concerned with stopping
an exodus of Indian children to non-Indian homes would seek
to cure the problem by adopting a good-cause provision that
allowed Indian values to govern Indian-home placements but left states
free to continue using non-Indian values in deciding when to
move Indian children into non-Indian homes. The
interpretation of § 1915
adopted in today's opinion defeats Congress's goal by openly inviting
courts to trump Indian community norms with ?white,
middle-class?
norms whenever a non-Indian placement can be found.
The
opinion attempts to repair this flaw in its own theory
by shaping § 1915's
straightforward language into an elaborate yet ill-defined construct: the
opinion posits that ICWA contemplates a distinction between preferred-placement decisions
and good-cause determinations. Preferred-placement
decisions would consider only Indian placements and would require courts
to use Indian community values in determining the ?suitability?
of potential Indian custodians; by
contrast, good-cause decisions would consider only non-Indian placements occasioned by
the lack of a suitable preferred Indian placement and would
require courts to use white middle-class values in determining whether
a child's ?special
needs?
justified deviating from the preferred-placement requirements by making a non-Indian
placement. The
opinion declares that this interpretation accurately reflects ?an
implied judgment that while the suitability of a Native household
must be viewed in light of the prevailing social and
cultural standards of the Indian community, courts are not compelled
to analyze a child's special needs according to those standards.?
FN11
FN11.
Op.
at 1027.
The
opinion nonetheless concedes that, if literally applied, this interpretation ?would
create a loophole[ ] eviscerating the protections of ICWA.?
FN12
As the court itself admits,
FN12.
Id.
at 1025.
Applying
?white,
middle-class?
standards to the suitability inquiry as an aspect of the
good cause determination could effectively read the preference requirements and
the prevailing social and cultural standards of the Indian community
out of the statute. This
would occur if courts, while determining whether there is good
cause for deviating from the statutorily preferred placements, could apply
white, middle-class standards to examine or reexamine the suitability of
a Native or relative placement deemed suitable under prevailing Indian
social and cultural standards. This
is the very problem ICWA was enacted to eliminate.[FN13]
FN13.
Id.
at 1027.
To
prevent Indian children from the very dangers that led Congress
to enact ICWA, the opinion declares an exception to its
own rule: after
broadly professing that ?[t]he
existence of a suitable preferred placement precludes any
consideration of a non-preferred placement unless good cause exists;?
FN14
it
insists that ?in
determining whether good cause exists, ?white,
middle-class' standards may not be applied to reassess the suitability
of a preferred placement.?
FN15
FN14.
Id.
at 1028.
FN15.
Id.
at 1025.
*1036
As far as I can see, there appears to be
no textual or contextual support for this approach. In
fact, it appears that before today's opinion no legislative body
or legal authority ever conceived of giving ICWA § 1915
such a roundabout reading. To
be sure, as the court notes, the congressional record does
suggest that ICWA's drafters were concerned about the difficulty Indian
couples encountered in attempting to qualify as foster and adoptive
parents.FN16
But
this hardly supports the conclusion that these difficulties were ICWA's
sole, or even its primary, concern. It
surely does not justify reading § 1915(a)'s
plain language requiring placement preferences to be honored ?[i]n
any
adoptive placement of an Indian child?
FN17
as having been meant to cover only preliminary placement determinations
involving licensing and basic qualifications. And
it certainly cannot justify ignoring the far broader purposes set
out in ICWA § 190,
the Act's introductory statement of Congressional findings. Among
other things, these findings state
FN16.
See
Op. at 1024 & n. 29.
FN17.
25
U.S.C. § 1915(a)
(emphasis added).
that
there is no resource that is more vital to the
continued existence and integrity of Indian tribes than their children
and that the United States has a direct interest, as
trustee, in protecting Indian children who are members of or
are eligible for membership in an Indian tribe;
...
that an alarmingly high percentage of Indian families are broken
up by the removal, often unwarranted, of their children from
them by nontribal public and private agencies and that an
alarmingly high percentage of such children are placed in non-Indian
foster and adoptive homes and institutions; and
...
that the States, exercising their recognized jurisdiction over Indian child
custody proceedings through administrative and judicial bodies, have often failed
to recognize the essential
tribal relations of Indian people and the cultural and social
standards prevailing in Indian communities and families.[FN18]
FN18.
25
U.S.C. § 1901(3)-(5).
It
is true that the BIA Guidelines do mention the need
to consider issues of ?special
needs?
in making good-cause decisions;
FN19
but
nothing in the Guidelines suggests that ?suitability?
and ?special
needs?
issues should be treated as mutually exclusive considerations relating to
different kinds of placement decisions. To
the contrary, the Guidelines mention both special needs and the
availability of suitable Indian homes as factors to consider in
making good-cause determinations. By
referring to both criteria in discussing the determination of good
cause, the Guidelines plainly indicate that both suitability and special
needs play an integral role in determining the existence of
good cause.FN20
Conversely,
ICWA § 1915
describes both suitability and special needs as factors to consider
in selecting preferred placements.FN21
Indeed,
§ 1915(b)
makes special needs a mandatory
criterion for certain preferred-placement determinations involving the suitability of foster
care and preadoptive placements.FN22
Read
together, then, § 1915
and the BIA Guidelines establish that suitability and special needs
both
are legitimate factors to be considered in making decisions concerning
placement preferences and
good cause.
FN19.
Guidelines
for State Courts; Indian
Child Custody Proceedings, 44 Fed.Reg. 67,584 (Bureau of Indian Affairs
Nov. 26, 1979) at 67,594 (relevant provisions set out verbatim
in Op. at 1027).
FN20.
Id.
FN21.
See
§ 1915(b)
(establishing preferred-placement requirements for foster and pre-adoptive placements) (set out
in full, Op. at 1019, n. 2).
FN22.
See
§ 1915(b)(iv).
Common
sense, if nothing else, dictates the same conclusion. As
a practical matter, a child's special needs are an indispensable
component of any decision concerning a potential custodian's suitability for
a specific adoptive placement. For
purposes of establishing suitability, a proposed adoptive parent's abilities and
the adoptive child's needs *1037
are flip sides of the same coin: though
not identical, they fit together, are inseparable, and must correspond.
By
reading ICWA as commanding suitability decisions for preferred placements that
completely ignore special needs, today's opinion demands an artificially narrow
suitability finding that could only examine a potential placement's abstract
ability to care for a hypothetical child. The
opinion is equally unrealistic in assuming that special needs can
be considered as part of the good-cause determination without redeciding
a previous determination of the preferred custodian's suitability.
Here,
for example, it would seem utterly unrealistic to imagine that
a meaningful evaluation of Frank and Tonya B.'s suitability to
become adoptive parents for Sara, Morris, and Joel could be
prepared without carefully examining the children's needs; and
it seems equally unimaginable that a good-cause inquiry could avoid
redetermining issues concerning Frank and Tonya B.'s suitability to become
adoptive parents of these children if the inquiry ultimately concluded,
as it did here, that Matilda was the only available
adoptive custodian who was capable of meeting their needs.
Today's
opinion confirms this point. The
superior court's decision in this case understandably took a different
approach to good cause than the one newly announced in
today's opinion. The
trial court viewed the basic question before it as being
?whether
[Matilda] is the best candidate-among the families deserving to be
the children's adoptive family-to provide for the emotional and educational
needs of the children.?
In
other words, the superior court saw the good-cause inquiry as
requiring it to find the most suitable parents. Yet
in affirming the trial court's ruling, today's opinion does not
fault that court for deciding good cause by comparing the
suitability of all the available adoptive placements. To
the contrary, despite its repeated references to ?special
needs,?
what the opinion basically holds is that Matilda appears to
be the only suitable parent for Sara, Morris, and Joel.
The
opinion's unrealistic dichotomy between suitability and special needs is not
its only practical problem. Its
approach is also troubling because it will invite courts to
completely bypass Indian community values in any adoptive placement decision
involving a non-preferred placement. Using
the opinion's approach, courts in such cases could routinely assume
that all proposed Indian placements would be ?suitable?
in the abstract sense; courts
could then move directly to the good-cause determination and, applying
white-middle class values, find the non-Indian custodian to be the
only adoptive placement actually suitable for the specific children at
issue. After
all, if suitability for parenting hypothetical children can be determined
without considering special needs, then specific children will always have
?special
needs.?
This
is not what ICWA requires. Section
1915(a) applies to adoptive placements, not preadoptive placements or licensing
decisions for future adoptive placements; it
contemplates custodian-specific and child-specific consideration of suitability and special needs
in making all preferred-placement decisions as well as in making
all good-cause determinations. I
would read § 1915(d)
as applying to all aspects of adoptive placement decisions required
under § 1915(a),
including good-cause findings justifying a non-preferred placement. To
this extent, I agree with the tribe's position on the
meaning of § 1915(d)'s
reference to § 1915(a)'s
?preference
requirements.?
But
I nevertheless disagree with the tribe as to the meaning
of § 1915(d)'s
reference to ?prevailing
social and cultural standards.?
Determining
the meaning of this phrase poses a difficult problem: Congress
undeniably enacted the preference requirements to ensure that Indian children
could remain in the Indian community whenever community placement would
serve their best interests, as viewed by that community's standards;
but,
at the same time, Congress also expressly recognized that these
requirements are ?not
to be read as precluding the placement of an Indian
child with a non-Indian family.?
FN23
FN23.
See
Op. at 1024 & n. 32.
*1038
As the opinion rightly points out, ?[t]here
was evidence here that Yup'ik standards dictate that Yup'ik children
should invariably be raised by Yup'ik people.?
FN24
In
pressing this evidence, the tribe appears to assume that § 1915(d)'s
reference to using the Indian community's values requires courts to
accept an Indian community's conclusions dictating how its traditional values
should apply to a particular placement-including its traditional view that
its values always require a preferred placement.
FN24.
Id.
at 1024.
I
disagree with the tribe's assumption. So
does today's opinion, of course. But
unlike the opinion, I think that the problem can best
be resolved by reading § 1915(d)'s
reference to Indian community values to mean what Congress intended.
Specifically,
I would decline to read § 1915(d)'s
reference to ?prevailing
social and cultural standards?
as including community views that flatly preclude non-Native placements. As
I read § 1915(d)'s
directive, it requires courts to apply the everyday norms and
values that the Indian community applies in raising its own
children within its community; but
it does not command blind acceptance of Indian community views
that categorically disqualify all potential non-preferred placements. This
interpretation comports with the context and purpose of ICWA, and
seems reasonably necessary to avoid absurd and unintended consequences. For
if individual Indian communities could automatically block non-preferred placements on
the ground that community values categorically preclude cross-cultural placements, then
§ 1915(a)'s
placement preferences would effectively become placement mandates.
Here,
the tribe's nearly exclusive reliance on evidence suggesting that Yup'ik
standards would always require a Yup'ik placement reflects a basic
misunderstanding of the meaning of § 1915(d)'s
directive to use the ?prevailing
social and cultural standards of the Indian community?
when applying § 1915(a)'
s preference requirements. The
broad reading of § 1915(d)
advocated by the tribe in this case conflicts with congressional
intent to allow non-Native placement where good cause exists. More
important, it also conflicts with the express language of § 1915(a),
which uses preference requirements not as substitutes for the application
of state law but as a way of assisting states
in deciding upon the ?placement
of an Indian child under
State law.?
FN25
FN25.
25
U.S.C. § 1915(a)
(emphasis added).
As
I see it, § 1915(d)
seeks to take a pragmatic approach to the universal pitfalls
of cultural bias. It
does not substitute the Indian community's norms for the substantive
requirements of state law; it
does not override the judge's usual duty to independently decide
issues of suitability, good cause, and best interests according to
state law's substantive standards; and
it does not bind the court to accept expert testimony
telling it how to apply a community's standards to a
particular case. Instead,
the provision simply directs the court to take a hard
look at issues of suitability and good cause through the
lens of the Indian community's basic values-not so the community
can override the court's choice of suitable placements, but simply
to balance the scales more fairly toward Indian custody by
ensuring that judges applying state law will use the Indian
community's perspective instead of their own to realistically assess all
issues relating to the child's-not the community's-best interests.
In
this case, compelling evidence was presented to support a finding
of good cause to deviate from the placement preference. The
superior court also heard abundant evidence, including both lay and
expert testimony, concerning prevailing Yup'ik cultural and social standards. In
considering this evidence, the court rejected testimony that simply refused
to accept any possibility that a non-preferred adoptive placement would
ever be suitable under prevailing Yup'ik norms. The
court also rejected the case-specific conclusions reached by the tribe's
main expert witness, Dr. Samuel Roll; it
declined to credit them because Dr. Roll had never actually
worked in Alaska Native villages or with Alaska Native children
and because the court found his conclusions unpersuasive in light
of other testimony presented at trial and the court's own
accumulated experience. But
despite *1039
rejecting Dr. Roll's case-specific views, the court accepted and considered
other important aspects of his testimony, emphasizing that it found
Dr. Roll's theories and information to be generally credible, and
only disagreed with his application of his knowledge to the
case at hand.
The
court also carefully considered and balanced all of the other
evidence bearing on the issue of Yup'ik social and cultural
standards. And
with this evidence in mind, in a thoughtful and comprehensive
decision spanning forty pages, the court thoroughly evaluated all relevant
aspects of good cause, including the suitability of Frank and
Tonya B. to become the children's adoptive parents, the availability
of other suitable preferred placements, Matilda's suitability as an adoptive
parent for the children, her ability to meet the children's
special needs, and her ability to meet their Yup'ik cultural
needs. The
court ultimately found good cause to deviate from the placement
preferences and concluded that a non-preferred placement would serve the
children's best interests. The
court essentially concluded that Matilda was the only available placement
capable of providing a home for the children without subjecting
them to a risk of serious physical and emotional harm;
in
stating its conclusion, it specifically found that the risk of
harm from any other placement would be clearly unacceptable ?in
either the Western or Yup'ik tradition.?
Based
on my own understanding of ICWA's placement preference requirements, as
explained above, I would conclude that the superior court's decision
relied on a correct understanding of the applicable law. I
agree with today's opinion in concluding that, on appeal, the
tribe has not shown that any of the trial court's
central factual findings are clearly erroneous or that the conclusions
the trial court reached from those findings amount to an
abuse of discretion. On
this basis, despite disagreeing with the opinion's view of the
law, I concur in affirming the superior court's judgment.
|