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Supreme
Court of Alaska.
Anita
JOHN, Appellant,
v.
John
BAKER, Appellee.
No.
S-8099.
Sept.
8, 1999.
Matthews, C.J., dissented with opinion in which Compton, J., joined.
*742 Andrew Harrington and Mark Regan, Alaska Legal Services Corporation, Fairbanks,
for Appellant.
J. John Franich, Assistant Public Advocate, Fairbanks, Brant McGee, Public
Advocate, Anchorage, and Deborah Niedermeyer, Fairbanks, for Appellee.
Harold N. Brown and Michael J. Walleri, Tanana Chiefs Conference,
Inc., Fairbanks, for Amicus Curiae Native Village of Northway.
Heather R. Kendall-Miller and Martha L. King, Native American Rights
Fund, Lloyd Benton Miller, Anchorage, and Vance A. Sanders, Juneau,
for Amici Curiae Native Village of Venetie Tribal Government and
Alaska Inter-Tribal Council.
Vance A. Sanders, Law Office of Vance A. Sanders, LLC,
Juneau, for Amici Curiae Paskenta Band of Nomlaki Indians, Scotts
Valley Band of Pomo Indians, and
Death Valley Timbisha Shoshone Tribe.
D. Rebecca Snow, Assistant Attorney General, Fairbanks, and Bruce M.
Botelho, Attorney General, Juneau, for Amicus Curiae State of Alaska.
Lois J. Schiffer, Assistant Attorney General, David C. Shilton and
Ethan G. Shenkman, Attorneys, Department of Justice, Washington, D.C., John
D. Leshy, Solicitor and Sandra J. Ashton, Office of the
Solicitor, Department of the Interior, Washington, D.C., for Amicus Curiae
United States.
Before MATTHEWS, Chief Justice, COMPTON, EASTAUGH, FABE, and BRYNER, Justices.
*743 O
P I N I O N
FABE, Justice.
I. INTRODUCTION
Seeking sole custody of his two children, John Baker, a
member of Northway Village, filed a custody petition in the
Northway Tribal Court. Anita John, the children's mother and a
member of Mentasta Village, consented to Northway's jurisdiction. After the
tribal court issued an order granting shared custody, Mr. Baker
filed an identical suit in state superior court. Although Ms.
John moved to dismiss based on the tribal court proceeding,
the superior
court denied the motion and awarded primary physical custody to
Mr. Baker. Ms. John appeals, arguing that as a federally
recognized tribe, Northway Village has the inherent sovereignty to adjudicate
custody disputes between its members and that the superior court
therefore should have dismissed the state case.
This appeal raises a question of first impression. We must
decide whether the sovereign adjudicatory authority of Native tribes exists
outside the confines of Indian country. After reviewing evidence of
the intent of the Executive Branch, as well as relevant
federal statutes and case law, we conclude that Native tribes
do possess the inherent sovereign power to adjudicate child custody
disputes between tribal members in their own courts. We therefore
reverse and remand to the superior court to determine whether
the tribal court's custody determination should be recognized by the
superior court under the doctrine of comity.
II. FACTS
AND PROCEEDINGS
Anita John and John Baker are Alaska Natives; Ms. John
is a member of Mentasta Village and Mr. Baker is
a member of Northway Village. Although they never married, Ms.
John and Mr. Baker had two children together: John Jr.,
born in July 1991, and Emmanuel, born in June 1992.
The family lived together in Ms. John's village until the
parents ended their relationship in 1993. For the next two
years, Ms. John and Mr. Baker cooperated in sharing custody
of John
Jr. and Emmanuel. This cooperation ended in July 1995 when
Mr. Baker refused to return the children to Ms. John.
In July 1995 Mr. Baker filed a petition with the
Northway Tribal Court requesting sole custody of John Jr. and
Emmanuel. The tribal court sent a notice to the parties
on August 10 informing them of their right to be
present at the custody hearing, and both parents participated in
the hearing held on August 29. At the conclusion of
the hearing, Tribal Court Judge Lorraine Titus ordered the parents
to share custody of the children on an alternating monthly
schedule. Judge Titus stated, however, that this arrangement would be
temporary and that she would reconsider the custody question in
one year, before the oldest child entered school.
The parents followed the tribal court's order from September to
December, deviating from the alternating schedule only so that Ms.
John could care for the children while Mr. Baker was
serving a sentence for DWI. During these months Mr. Baker
appealed to the tribal court to change its custody order,
but the court denied his request. Dissatisfied with the tribal
court's custody determination, Mr. Baker filed a separate action in
state court in December. In the affidavit accompanying the state
complaint, required at that time under the Uniform Child Custody
Jurisdiction Act (UCCJA), [FN1] Mr. Baker misled the superior court by stating that
he was "unaware of any custody proceeding regarding the children,
except as provided herein, in Alaska, or any other jurisdiction."
FN1.
Former AS 25.30.010 et
seq.
Citing the tribal court proceedings, Ms. John filed a motion
to dismiss the state court action. The superior court denied
her motion. Ruling first that the Indian Child Welfare Act
(ICWA) [FN2]
did not apply to a custody dispute between parents, the
court concluded that it had subject matter jurisdiction over the
suit. The court then stated that even if the tribal
court had concurrent jurisdiction, "the facts of this case [would]
require" superior court involvement. The court pointed to the state's
access to a child custody investigator and to the parents'
different tribal *744 affiliations as facts justifying its involvement in the case.
FN2.
25 U.S.C. § 1901 et
seq.
The superior court's initial temporary custody order was identical to
the tribal court's. The parties therefore continued with the alternating
monthly custody schedule until April 1996, when the superior court
altered its temporary order to give Mr. Baker primary custody.
The superior court's final order, entered after trial, maintained Mr.
Baker as primary physical custodian and
granted Ms. John visitation every other weekend during the school
year and for at least eight weeks during the summer.
Although it recognized that both parents had experienced problems with
substance abuse in the past, the superior court found that
Mr. Baker was in better control of his problems than
Ms. John. In addition, the court stated that Ms. John
needed to address other issues, such as her severe depression.
Ms. John appealed to this court, arguing that the superior
court should have granted her motion to dismiss.
Shortly after we initially held oral argument in this appeal,
the United States Supreme Court decided Alaska
v. Native Village of Venetie Tribal Government (Venetie
II ). [FN3] We then requested supplemental briefing, asking the parties to
address how the Venetie
II decision affects the issues presented.
FN3.
522 U.S. 520, 118 S.Ct. 948, 140 L.Ed.2d 30 (1998).
III. DISCUSSION
Resolving this appeal requires us to examine the nature and
scope of Native American self-government in Alaska. We must decide
whether Northway Village had the jurisdiction to adjudicate a custody
dispute involving children who are tribal members. If Northway possessed
such jurisdiction, we must then decide whether the superior court
should have dismissed Mr. Baker's identical state suit.
In a line of decisions beginning with Native
Village of Nenana v. State, Department of Health & Social
Services, [FN4] and ending in In
re F.P., [FN5]
we held that Native villages in Alaska do not have
the power to adjudicate some types of child custody disputes.
Recognizing the existence of these precedents, Ms. John presents two
alternative arguments for finding tribal jurisdiction in this case. First,
she argues that we can rule in her favor without
overruling Nenana and F.P. because those decisions do not apply to the facts of
this appeal. Second, she contends that even if Nenana and F.P. do apply, we should reconsider their holdings. Ms. John claims
that, regardless of whether they occupy Indian country, Alaska Native
villages can adjudicate child custody disputes between members because of
their status as federally recognized tribes.
FN4.
722 P.2d 219 (Alaska 1986).
FN5.
843 P.2d 1214 (Alaska 1992).
Mr. Baker's briefing focuses on perceived flaws in the tribal
court's decision in this case. He therefore claims that even
if Northway Village generally has jurisdiction to decide child custody
disputes between members, state
courts should not recognize this particular decision because the proceedings
violated due process and because his children are not members
of Northway Village. We evaluate each of the parties' arguments
after discussing the relevant standard of review.
A. Standard
of Review
We
rely on our independent judgment to decide legal questions such as the
scope of tribal court subject matter jurisdiction and the meaning of federal
statutes. [FN6] In exercising our independent judgment, we will adopt the
rule of law that is most persuasive in light of precedent, reason, and
policy. [FN7]
FN6. See
Hydaburg Coop. Ass'n v. Hydaburg Fisheries, 925 P.2d 246, 248 (Alaska 1996); In
re T.N.F., 781 P.2d 973, 975 (Alaska 1989).
FN7. See
Guin v. Ha, 591 P.2d 1281, 1284 n. 6 (Alaska 1979).
B. Our
Prior Decisions on Tribal Court Jurisdiction to Decide Custody Disputes
Do Not Apply to This Case.
Mr. Baker claims that the holdings in Nenana and F.P. compel the conclusion that *745 Northway is without jurisdiction in this case. Although not conceding
that these decisions apply to the facts before us, Ms. John
asks us to reconsider the holdings of those decisions. All
the amici, including the United States and the State of
Alaska, join Ms. John in urging us to reconsider these
decisions and recognize tribal court jurisdiction. Before we decide whether
to re-examine our precedents, we must determine whether they apply
to the facts before us. Accordingly, we begin our analysis
with an examination of whether it is necessary that we
revisit Nenana and F.P. in order to decide this case.
Although the holdings in Nenana and F.P. touched upon the contours of tribal court jurisdiction, both of
those decisions were rooted in a pair of federal laws
that may not apply to the facts of the dispute
between Ms. John and Mr. Baker: Public Law 280 [FN8]
(P.L. 280) and the Indian Child Welfare Act (ICWA). [FN9] If this case does not fall within the scope
of either of those pieces of legislation, then the holdings
in our prior decisions are not squarely before us today,
and it may be unnecessary to reconsider them.
FN8.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588
(codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN9.
25 U.S.C. § 1901 et
seq.
1. The
holdings of Nenana and F.P.
Nenana and F.P. dealt with the question of tribal court jurisdiction in cases
falling under ICWA in Alaska. In Nenana, the village petitioned a superior court under ICWA to transfer
a child-in-need-of-aid proceeding to the village's jurisdiction. [FN10] Interpreting ICWA, the superior court ruled that transfer was
improper because the village had not petitioned the Secretary of
the Interior to reassume jurisdiction over child custody proceedings. [FN11]
FN10. See 722 P.2d at 220.
FN11. See
id. at 221.
In evaluating the arguments on appeal in Nenana, we first considered § 1918(a)
of ICWA, [FN12] which states that any Indian tribe that became subject
to state jurisdiction under P.L. 280 may "reassume" jurisdiction over
child custody proceedings by petitioning the Secretary of the Interior. [FN13]
Public Law 280 is a federal statute that grants several
states, including Alaska, jurisdiction over all civil and criminal matters
arising in Indian country. [FN14] In Nenana, we interpreted § 1918(a)'s
reassumption requirement to mean that P.L. 280 had vested exclusive jurisdiction
over child custody matters in state courts, and that the
state exercised exclusive jurisdiction until a particular tribe successfully petitioned
the Secretary of the Interior. [FN15] Because the village of Nenana had not petitioned the
Secretary of the Interior for reassumption, we affirmed the superior
court's denial of the petition for transfer. [FN16]
FN12. See
id.
FN13.
25 U.S.C. § 1918(a).
FN14. See 28 U.S.C. § 1360(a).
Enacted in 1953, P.L. 280 required five states to assume
civil and criminal jurisdiction over affairs in Indian country, and
allowed other states to assume such jurisdiction voluntarily. In 1958,
Alaska was added to the list of mandatory P.L. 280
jurisdictions. See Act of Aug. 8, 1958, P.L. No. 85-615, § 2,
72 Stat. 545.
FN15. See
Nenana, 722 P.2d at 221.
FN16. See
id.
In F.P., we were asked to reconsider Nenana 's holding in light of the Ninth Circuit's decision in Native
Village of Venetie I.R.A. Council v. Alaska (Venetie
I ). [FN17] The question before the Ninth Circuit in Venetie
I was whether ICWA required the State of Alaska to recognize
tribal court child custody determinations. [FN18] The state argued that because P.L. 280 had granted
state courts exclusive jurisdiction over all civil disputes, the villages
could not exercise any child custody jurisdiction without first petitioning
the Secretary of the Interior. [FN19] The Ninth Circuit resolved the dispute by addressing two
issues: first, "whether the native villages are inherently sovereign, at
least insofar as domestic relations or child-custody issues are concerned," *746 and second, "whether Congress has stripped the villages of that
aspect of sovereign authority which encompasses child-custody determinations." [FN20]
Although suggesting that it saw no impediment to a finding
of sovereignty, the court concluded that sovereign status depended on
a factual analysis that should be conducted by the district
court. [FN21] It then held that P.L. 280 had not stripped
the villages of sovereignty over child custody issues because it
had granted the states only concurrent jurisdiction. [FN22]
FN17.
944 F.2d 548 (9th Cir.1991).
FN18. See
id. at 550.
FN19. See
id. at 556, 558.
FN20. Id. at 556.
FN21. See
id. at 559.
FN22. See
id. at 562.
In F.P., we disagreed with the Ninth Circuit's conclusions on both the
issue of sovereignty and on the meaning of P.L. 280.
Addressing the sovereignty question first, we stated that the Ninth
Circuit's "opinion is contrary to Native
Village of Stevens v. Alaska Management & Planning, [[[[[[[[[[ [FN23]] where we concluded that 'the history of the relationship
between the federal government and Alaska Natives indicates that Congress
intended that most Alaska Native groups not be treated as
sovereigns.' " [FN24]
Moving to the second step in the Venetie
I analysis, we reiterated our view that P.L. 280 had granted
the states exclusive jurisdiction over child custody matters, quoting from
the portion of Nenana that interpreted ICWA's § 1918(a). [FN25] We therefore reaffirmed our prior holding
that tribal courts lack jurisdiction over child custody proceedings under
ICWA until they successfully reassume jurisdiction by filing a petition
with the Secretary of the Interior. [FN26]
FN23.
757 P.2d 32 (Alaska 1988).
FN24. In
re F.P., 843 P.2d 1214, 1215 (Alaska 1992) (internal ellipsis and citation
omitted).
FN25. See
id. at 1215-16.
FN26. See
id. at 1216. But
see id. at 1217-18 (Rabinowitz C.J., dissenting) (reasoning that "it is inconsistent
with the doctrine of inherent tribal sovereignty to conclude that
§ 1918
of the ICWA and Public Law 280, taken together, divest
tribes of even concurrent jurisdiction over child custody matters" (citation
omitted)).
In sum, our decisions to limit tribal adjudicatory power in Nenana and F.P. turned on our interpretation and application of ICWA and P.L.
280. In order to determine if those decisions are controlling,
then, we must examine whether those two federal laws similarly
apply to the case presently before us.
2. ICWA
does not apply to the dispute between Mr. Baker and
Ms. John.
ICWA's provisions, including
the reassumption requirement of § 1918(a) that we interpreted
in Nenana and F.P., apply only to "child custody proceedings" as defined by the
statute. [FN27] ICWA's § 1903 specifically excludes from this definition
an award of custody to one of the parents in a divorce proceeding. Ms. John relies on this language to argue that
ICWA is inapplicable to this dispute because it will result in a custody
award to a parent. Thus, we must decide whether a custody
battle between unmarried parents qualifies for the divorce exception to
ICWA. [FN28]
FN27. See 25 U.S.C. §§ 1911,
1918.
FN28.
Although the superior court ruled that ICWA did not apply
to this custody dispute and neither party has appealed this
aspect of the court's decision, Mr. Baker now argues that
ICWA does apply. Even though Mr. Baker arguably has not
preserved this issue for appeal, this court can affirm on
any grounds. See
Gunderson v. University of Alaska, Fairbanks, 922 P.2d 229, 236 n. 9 (Alaska 1996). Moreover, we
address the question of ICWA's applicability because it is "critical
to a proper and just decision," and the "parties have
had an opportunity to brief it." In
re K.E., 744 P.2d 1173, 1174 (Alaska 1987) (citation omitted).
[4]
Congress's intent in enacting ICWA suggests that the divorce exception
should apply to this case. Congress created ICWA because it
was alarmed by the number of Indian children removed by
state agencies from their parents and tribes and placed into
non-Indian homes. [FN29] In the policy declaration incorporated into ICWA itself, Congress
stated that the statute's dual purpose was "to protect the
best interests of Indian children and to promote the stability
and security of *747 Indian tribes and families." [FN30]
The legislative history emphasizes this dual purpose, stating that the
statute "seeks to protect the rights of the Indian child
as an Indian and the rights of the Indian community
and tribe in retaining its children in its society." [FN31]
FN29. See 25 U.S.C. § 1901.
FN30.
25 U.S.C. § 1902.
FN31.
H.R.Rep. No. 95-1386, at 23 (1978), reprinted
in 1978 U.S.C.C.A.N. 7530, 7546.
The custody dispute between Ms. John and Mr. Baker raises
neither of the concerns
ICWA sought to address. Whatever the outcome of the custody
battle, John Jr. and Emmanuel will continue to split their
time between the homes of their Native parents and their
Native villages. Because this case does not pose the possibility
that the children will be removed from their parents or
their tribes, ICWA's exclusive jurisdiction provision as well as its
intricate procedural guidelines are unnecessary to protect the family's or
the tribes' interests.
Specific legislative history also suggests that Congress intended the divorce
exception to apply to any parental custody dispute. Commenting on a draft of ICWA, the
Department of the Interior wrote to Congress suggesting that it
create exceptions to the type of proceedings covered by the
Act. Stating that the "protections provided by this act are
not needed in proceedings between parents," the Department of the
Interior advocated for the divorce exception. [FN32]
Apparently agreeing with the Department's view, Congress inserted the divorce
exception into ICWA. The legislature's decision to create the exception
based on the Department's opinion that ICWA's protections were unnecessary
in disputes between parents suggests that Congress intended for the exception to apply to
all parental custody battles.
FN32.
H.R.Rep. No. 95-1386, at 31.
Relying on the legislative history, the Bureau of Indian Affairs
has concluded that Congress intended for the divorce exception to
apply to all "domestic relations proceedings ... so long as
custody is awarded to one of the parents." [FN33]
Additionally, the courts that have considered the question have concluded
that ICWA does not apply to disputes between unmarried parents. [FN34] Based on this case law, the conclusions of the
Bureau of Indian Affairs, and the purpose of ICWA as
expressed in its text and legislative history, we conclude that
ICWA does not apply to this inter-parental custody dispute. [FN35]
FN33.
Guidelines for State Courts; Indian Child Custody Proceedings, 44 Fed.Reg.
67,584, 67,587 (1979). Although the Bureau of Indian Affairs did
not promulgate these guidelines as regulations, they do represent its
interpretation of the statute and as such the guidelines have
important but not controlling significance. See
Batterton v. Francis, 432 U.S. 416, 424-25, 97 S.Ct. 2399, 53 L.Ed.2d 448
(1977).
FN34. See
Walksalong v. Mackey, 250 Neb. 202, 549 N.W.2d 384, 387 (1996); see
also In re Defender, 435 N.W.2d 717, 721-722 (S.D.1989).
FN35.
We note that ICWA's inapplicability to all inter-parental custody
disputes was an underlying assumption of our decision in J.W.
v. R.J., 951 P.2d 1206, 1214 (Alaska 1998).
3. The
Supreme Court's decision in Venetie II suggests that P.L. 280
does not apply to Native tribes occupying Alaska Native Claims
Settlement Act lands.
The United States Supreme Court's recent Venetie
II decision suggests that P.L. 280, which grants states jurisdiction over
disputes in Indian country, has limited application in Alaska because
most Native land will not qualify for the definition of
Indian country. [FN36] By its very text, P.L. 280 applies only to
Indian country. [FN37] If Northway Village does not occupy Indian country, then
our rulings interpreting P.L. 280 are not germane to this
appeal.
FN36. See 118 S.Ct. at 954-55.
FN37.
The relevant portion of P.L. 280 reads as follows:
(a)
Each of the States listed in the following table shall
have jurisdiction over civil causes of action between Indians or
to which Indians are parties which
arise in the areas of Indian country listed opposite the name of the State to the same extent
that such State has jurisdiction over other civil causes of
action ...: State
of Indian country affected
Alaska
All Indian country within
the
State....
28
U.S.C. § 1360(a).
*748 In Venetie
II, the Supreme Court interpreted the Alaska Native Claims Settlement Act
(ANCSA), [FN38] which resolved Native claims to Alaska land by instituting
a novel form of Native land ownership. [FN39] Under this innovative scheme, Congress revoked all existing Indian
reservations in Alaska but one, and extinguished all aboriginal title
and claims to Alaska land. [FN40] In exchange, ANCSA entitled Native-owned, state-chartered regional and village
corporations to receive approximately forty-four million acres of land and
$962.5 million in monetary compensation. [FN41]
FN38.
43 U.S.C. § 1601 et
seq.
FN39. See
id. at § 1601(a).
FN40. See
id. at § 1603.
FN41. See
Alaska v. Native Village of Venetie Tribal Gov't (Venetie
II ), 522 U.S. 520, 118 S.Ct. 948, 951, 140 L.Ed.2d
30 (1998).
The Venetie II Court was faced with the question of whether ANCSA lands qualify as "Indian
country" under a federal statute, 18 U.S.C. § 1151, defining
the term. Under § 1151, three kinds of Native lands
qualify as Indian country: Indian reservations under federal jurisdiction,
Indian allotments, and "dependent Indian communities." [FN42]
ANCSA revoked all federal Indian reservations in Alaska but one. [FN43] The Supreme Court held in Venetie
II that a village occupying
ANCSA lands does not qualify for the "dependent community" definition
of Indian country. [FN44] Venetie
II 's holding, therefore,
appears to undermine the Indian country claims of those Alaska villages,
like Northway Village, that occupy ANCSA lands. [FN45]
If Northway Village does not occupy Indian country as a result of Venetie II, then P.L. 280 has no direct relevance to this appeal.
FN42. See 18 U.S.C. § 1151;
Venetie
II, 118 S.Ct. at 952.
FN43. See 43 U.S.C. § 1610(b).
The sole post-ANCSA Indian reservation in Alaska is the Metlakatla
Reservation on the Annette Islands. See
Metlakatla Indian Community, Annette Island Reserve v. Egan, 362 P.2d 901, 920 (Alaska 1961), rev'd
in part, 369 U.S. 45, 54- 55,
82 S.Ct. 552, 7 L.Ed.2d 562 (1962).
FN44. See
Venetie II, 118 S.Ct. at 954-55.
FN45.
As Mr. Baker notes, some Indian country may still exist
in Alaska under the second definition, Indian allotments. There has
been no contention that Northway Village occupies such an allotment,
however, and for the purposes of this appeal we assume
that Northway Village is not Indian country.
We conclude, then, that neither
ICWA nor P.L. 280 applies to the case before us. Since Nenana and the decisions that followed it were rooted in the application of these
statutes, the rationale underlying those precedents is not specifically
called into question today. We accordingly conclude that it
is neither necessary nor appropriate at this time to reach the question
of whether Nenana and its progeny were wrongly decided. [FN46]
FN46.
The United States argues that our prior interpretation of P.L.
280 remains relevant even if Northway Village does not occupy
Indian country because it would be contrary to established law
to conclude that a tribal court had greater powers outside,
rather than inside, of Indian country.
It is true that, generally, Indian nations possess greater powers
in Indian country than they do outside it. See,
e.g., Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 137, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) (holding that only in Indian country may tribes exercise
powers over nonmembers). And at least one federal reservation does
still exist in Alaska. Thus, the United States correctly notes
in its brief that the recognition of Northway's jurisdiction creates
a disjunction in Indian law jurisprudence. But this inconsistency does
not create a justification to address issues that are not
squarely before us.
We have determined that the central issue in this appeal--whether
tribal courts have jurisdiction over non-ICWA child custody cases arising
outside of Indian country--is not affected by our holdings in Nenana and F.P. To resolve it, we must instead explore the nature of
tribal power under federal law.
C. Tribes
without Indian Country Can Adjudicate Internal Child Custody Disputes.
Today
we must decide for the first time a question of significant complexity
and import: Do Alaska Native villages have inherent, non-territorial
sovereignty allowing them to resolve domestic disputes between their own
members? After examining relevant federal pronouncements regarding sovereign *749 power, we hold that Alaska Native tribes, by virtue of their inherent
powers as sovereign nations, do possess that authority.
1. We defer to Congress's finding that Alaska Native tribes are
sovereign powers under federal law.
We have previously held that
tribal status is a non-justiciable political question. [FN47] We therefore will defer to the determinations of Congress
and the Executive Branch on the question of tribal status. [FN48] If Congress or the Executive Branch recognizes a group of Native
Americans as a sovereign tribe, we "must do the same." [FN49]
FN47. See
Atkinson v. Haldane, 569 P.2d 151, 163 (Alaska 1977).
FN48. See
Native Village of Stevens v. Alaska Management & Planning, 757 P.2d 32, 34-35 (Alaska 1988).
FN49. United
States v. Holliday, 70 U.S.(3 Wall.) 407, 419, 18 L.Ed. 182 (1865).
Prior to 1993, no such recognition of Alaska villages had
occurred. In Native
Village of Stevens v. Alaska Management & Planning, [FN50] we conducted an historical analysis and concluded that the
federal government had never
recognized Alaska villages as sovereign tribes. [FN51] We relied on this analysis in F.P. to hold that Native villages lacked sovereignty. [FN52]
FN50.
757 P.2d 32 (Alaska 1988).
FN51. See
id. at 34.
FN52. See
In re F.P., 843 P.2d 1214, 1215 (Alaska 1992).
In 1993, however, the Department of the Interior issued a
list of federally recognized tribes that included Northway Village and
most of the other Native villages in Alaska. [FN53] In the list's preamble, the Department of Interior explained
that it was issuing the list in order to clarify
confusion over the tribal status of various Alaska Native entities.
The Department believed that previous lists had been interpreted to
mean that Native villages in Alaska, although qualifying for federal
funding, were not recognized as sovereign tribes. [FN54] It sought to rectify this misunderstanding and to reaffirm
the sovereign status of the recognized tribes. In particular, the
Department emphasized that the list included those Alaskan entities that
the federal government historically had treated as tribes. [FN55]
FN53. See Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs [hereinafter 1993 list], 58
Fed.Reg. 54,364, 54,368-69 (1993).
FN54. See
id. at 54,364.
FN55. See
id.
The Department also suggested in the preamble that its decision
to publish the list was based on a recent opinion
by the Solicitor of the Department of Interior, Thomas Sansonetti. [FN56] In this opinion, Sansonetti evaluated the sovereign tribal status
of Alaska Native villages, conducting the same historical analysis as
did the Stevens court but reaching the opposite conclusion. [FN57] Although recognizing that Alaska Native villages differed in significant
ways from the tribes in the Lower 48, the Solicitor
concluded that, for the last half century, Congress and the
Interior Department "have dealt with the Alaska Natives as though
there were tribes in Alaska." [FN58]
FN56. See
id. at 54,365.
FN57. See U.S. Dep't Interior, Solic. Op. M-36,975 at 8-60 (Jan. 11,
1993).
FN58.
1993 list, 58 Fed.Reg. at 54,365 (quoting the Solicitor's opinion).
The language in the preamble to the 1993 list unquestionably
establishes that the Department of the Interior views the recognized
Alaska villages as sovereign entities. The preamble affirms the Department's
view that federally recognized tribes possess governmental authority and autonomy
stemming from their tribal status:
The
Bureau of Indian Affairs ... [finds] that the villages and
regional tribes listed below have functioned as political entities exercising
governmental authority....
....
The
purpose of the current publication is ... to eliminate any
doubt as to the Department's intention by expressly and unequivocally *750 acknowledging that the Department has determined that the villages and
regional tribes listed below are distinctly Native communities and have
the same status as tribes in the contiguous 48 states....
[T]he
villages and regional tribes listed below are
not simply eligible for services, or recognized as tribes for
certain narrow purposes. Rather, they have
the same governmental status as other federally acknowledged Indian tribes
by virtue of their status as Indian tribes with a
government-to-government relationship with the United States .... [[[[[[[[[[ [FN59]]
FN59.
1993 list, 58 Fed.Reg. at 54,365-66 (emphases added).
And for those who may have doubted the power of
the Department of the Interior to recognize sovereign political bodies,
a 1994 act of Congress appears to lay such doubts
to rest. In the Federally Recognized Tribe List Act of
1994, [FN60]
Congress specifically directed the Department to publish annually "a list
of all Indian tribes which the Secretary recognizes to be
eligible for the special programs and services provided by the
United States to Indians because of their status as Indians." [FN61]
The Department published tribal lists for 1995 through 1998, all
of which include Alaska Native villages such as Northway, based
on this specifically delegated authority. [FN62]
FN60.
25 U.S.C. § 479a et
seq. (West Supp.1998).
FN61. Id. at § 479a-1.
FN62. See Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs, 60 Fed.Reg. 9250, 9255
(1995); see
also Indian Entities Recognized and Eligible to Receive Services from the
United States Bureau of Indian Affairs, 61 Fed.Reg. 58,211, 58,215
(1996); Indian Entities Recognized and Eligible to Receive Services from
the United States Bureau of Indian Affairs, 62 Fed.Reg. 55,270,
55,275 (1997); Indian Entities Recognized and Eligible to Receive Services
from the United States Bureau of Indian Affairs, 63 Fed.Reg.
71,941, 71,945 (1998).
The text and legislative history
of the Tribe List Act demonstrate that Congress also views the recognized
tribes as sovereign bodies. In the Act's findings section,
Congress discusses the "sovereignty" of federally recognized
tribes. [FN63] Similarly, the House report to the Act provides that federal
recognition "institutionalizes the tribe's quasi-sovereign status." [FN64]
Acknowledging that federal recognition "is no minor step,"
the report states that such recognition "permanently establishes
a government-to-government relationship between the United States and
the recognized tribe as a 'domestic dependent nation.' " [FN65]
FN63. See P.L. 103-454, 108 Stat. 4791 (1994).
FN64.
H.R.Rep. No. 103-781, at 2-3 (1994), reprinted
in 1994 U.S.C.C.A.N. 3768, 2769.
FN65. Id. at 2. The legislative history to the Act reveals that
Congress recognized the dispute over the existence of Indian country
in Alaska and did not intend for the tribal recognition
list to resolve the dispute. See
id. at 4-5. But Congress's ambivalence on the Indian country issue
does not undermine its recognition of the tribal status of
Alaska Native villages.
Through the 1993 tribal list and the 1994 Tribe List
Act, the federal government has recognized the historical tribal status
of Alaska Native villages like Northway. In deference to that
determination, we also recognize such villages as sovereign entities.
The fact that Northway Village is a federally recognized tribe
answers only part of the question posed by this case.
Alaska Native villages such as Northway are in a unique
position: Unlike most other tribes, Alaska Native villages occupy no
reservations and for the most part possess no Indian country.
Mr. Baker and the dissent argue that the existence of
tribal land-- Indian
country--is the cornerstone of tribal court jurisdiction and that Congress
necessarily withdrew such jurisdiction from Alaska Native villages when it
enacted ANCSA.
To evaluate this argument, we must decide how much authority
tribes retain in the absence of reservation land. We must,
in other words, determine the meaning of "sovereignty" in the
context of Alaska's post-ANCSA landscape by asking whether ANCSA, to
the extent that it eliminated Alaska's Indian country, also divested
Alaska Native villages of their sovereign powers.
*751 2. Tribes
retain their sovereign powers to regulate internal domestic affairs unless
Congress specifically withdraws their authority to act.
The
extent of tribal self-government depends on the intent of Congress. [FN66] We begin our analysis of congressional intent with the established
principle under federal law that "Indian tribes retain those fundamental
attributes of sovereignty ... which have not been divested by Congress
or by necessary implication of the tribe's dependent status." [FN67]
The United States Supreme Court explained in United
States v. Wheeler [FN68]
that this starting point stems from the fact that tribal governance predates
the founding of our nation: "The powers of Indian tribes are,
in general, inherent powers of a limited sovereignty which has never been
extinguished. Before the coming of the Europeans, the tribes
were self-governing sovereign political communities.... The sovereignty
that the Indian tribes
retain is of a unique and limited character." [FN69]
FN66. See
White Mountain Apache Tribe v. Bracker, 448 U.S. 136, 143, 100 S.Ct. 2578, 65 L.Ed.2d 665
(1980); United
States v. Wheeler, 435 U.S. 313, 322-33, 98 S.Ct. 1079, 55 L.Ed.2d 303
(1978).
FN67. Merrion
v. Jicarilla Apache Tribe, 455 U.S. 130, 146, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982); see
also Wheeler, 435 U.S. at 323, 98 S.Ct. 1079.
FN68.
435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978).
FN69. Id. at 322-33, 98 S.Ct. 1079 (citations and internal quotation marks
omitted).
Modern tribal sovereignty is
certainly not absolute; "[i]t exists only at the sufferance
of Congress and is subject to complete defeasance. But until
Congress acts, ... Indian tribes still possess those aspects of sovereignty
not withdrawn by treaty or statute, or by implication as a necessary result
of their dependent status." [FN70]
In explaining this rule, the Supreme Court has articulated a core
set of sovereign powers that remain
intact even though Indian nations are dependent under federal law; in
particular, internal functions involving tribal membership and domestic
affairs lie within a tribe's retained inherent sovereign powers. [FN71]
FN70. Id. at 323, 98 S.Ct. 1079.
FN71. See,
e.g., Wheeler, 435 U.S. at 326, 98 S.Ct. 1079; Montana
v. United States, 450 U.S. 544, 564, 101 S.Ct. 1245, 67 L.Ed.2d 493
(1981). Part III.C.4 infra contains a full discussion of the scope of retained sovereignty.
[13]
Alaska law, too, has long recognized that sovereign powers exist
unless divested. For example, we stated in Ollestead
v. Native Village of Tyonek [FN72]
that "the principle that Indian tribes are sovereign, self-governing entities"
governs "all cases where essential tribal relations or rights of
Indians are involved." [FN73]
We recognized then that "Indian affairs are subject to state
law but only to the extent that Congress explicitly so
provides." [FN74]
In accordance with the Supreme Court's approach in Wheeler, reiterated in cases following that decision [FN75]
and established under Alaska law, we presume that tribal sovereign
powers remain intact. Thus, we begin by evaluating federal statutes
affecting Alaska Natives
in order to determine whether Congress has explicitly revoked the
inherent sovereignty of Alaska's Native tribes by eliminating their Indian
country.
FN72.
560 P.2d 31, 33 (Alaska 1977).
FN73. Id.
FN74. Id.
FN75. See,
e.g., Montana, 450 U.S. at 563-67, 101 S.Ct. 1245; White
Mountain Apache Tribe v. Bracker, 448 U.S. 136, 143, 100 S.Ct. 2578, 65 L.Ed.2d 665
(1980).
The dissent, however, asks us to begin from the opposite
premise. Rather than following the teachings of federal and state
law that respect tribal sovereignty by presuming that sovereign power
exists unless divested, the dissent quotes language from Mescalero
Apache Tribe v. Jones, [FN76] in which the United States Supreme Court noted that
"Indians going beyond reservation boundaries have generally been held subject
to non-discriminatory state law otherwise applicable to all citizens." [FN77]
From this statement
the dissent *752 deduces what it terms an "allocative principle." [FN78]
Based upon Mescalero 's language, the dissent formulates a presumption that would reverse
the basic rule and require courts, at least outside of
Indian country, to refuse to recognize tribal jurisdiction unless an
act of Congress specifically authorizes the exercise of tribal adjudicatory
power. We refuse to accept this invitation to deny the
existence of tribal sovereignty and to turn federal law on
its head.
FN76.
411 U.S. 145, 93 S.Ct. 1267, 36 L.Ed.2d 114 (1973).
FN77. Id. at 148-49, 93 S.Ct. 1267.
FN78.
Dissent at 774-776.
The dissent's "allocative principle" thesis ignores the teachings of Wheeler and the decisions that follow it. In these post-Mescalero decisions, the Court has not focused on tribal land as
determinative of tribal authority. Instead of interpreting the Mescalero language as an across-the-board prohibition of tribal sovereignty in the
absence of Indian country, for example, the Court in Montana
v. United States [FN79]
reconciled the general rule that tribal sovereignty exists unless specifically
divested with the Mescalero language that state law applies to natives beyond reservation land.
But Montana, in contrast to the dissent, articulates no test making the
existence of reservation land determinative of tribal power. Instead, the Montana Court explained that Mescalero stands for the proposition that an express congressional delegation of
power is required to sustain tribal power when the tribe
has sought to control matters outside the scope of internal
governmental authority: "[E]xercise of tribal power beyond
what is necessary to protect tribal self-government or to control
internal relations is inconsistent with the dependent status of the tribes, and
so cannot survive without express congressional delegation." [FN80]
The Court has continued to adhere to this proposition, requiring
express Congressional delegation of power only when a tribe seeks
to exercise power outside of its core sovereign authority. [FN81]
FN79.
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
FN80. Id. at 564, 101 S.Ct. 1245 (emphasis added) (citing Mescalero, 411 U.S. at 148, 93 S.Ct. 1267).
FN81. See,
e.g., Duro v. Reina, 495 U.S. 676, 685-88, 110 S.Ct. 2053, 109 L.Ed.2d 693
(1990). In Duro, the Court held that tribes lacked
criminal jurisdiction over nonmember Indians. See
id. Shortly after the decision, Congress provided for tribal criminal jurisdiction
over nonmember Indians. See 25 U.S.C. §§ 1301-03
(1983 & Supp.1998).
Thus, in determining whether tribes
retain their sovereign powers, the United States Supreme Court looks to
the character of the power that the tribe seeks to exercise, not merely
the location of events. We accordingly decline to adopt the
dissent's approach and instead follow federal law by beginning from the
premise that tribal sovereignty with respect to issues of tribal self-governance
exists unless divested. Congress has recognized that a tribe
has a strong interest in "preserving and protecting the Indian family
as the wellspring of its own future." [FN82]
Because Northway Village's status as a federally recognized tribe
is undisputed and its adjudication of child custody disputes over member
children is necessary "to protect tribal self-government or to control
internal relations," its tribal courts require no express congressional
delegation of the right to determine custody of tribal children.
FN82.
H.R.Rep. No. 95-1386, at 19.
Finally, we note a tenet of federal
Indian law on statutory interpretation
that informs our analysis of this issue. Supreme Court precedent
supplies clear instructions for interpreting ambiguous statutes: Courts
must resolve ambiguities in statutes affecting the rights of Native Americans
in favor of Native Americans. [FN83] Thus, we will not lightly *753 find that Congress intended to eliminate the sovereign powers of Alaska
tribes.
FN83. See
In re F.P., 843 P.2d 1214, 1219 (Alaska 1992); see
also South Dakota v. Yankton Sioux Tribe, 522 U.S. 329, 118 S.Ct. 789, 800, 139 L.Ed.2d 773
(1998) (recognizing canon of Indian law that federal laws affecting
tribal sovereignty should be "construed narrowly in favor of retaining
Indian rights"); Bryan
v. Itasca County, 426 U.S. 373, 392, 96 S.Ct. 2102, 48 L.Ed.2d 710
(1976) (stating "we must be guided by the eminently sound
and vital canon ... that statutes passed for the benefit
of dependent Indian tribes are to be liberally construed, doubtful
expressions being resolved in favor of the Indians") (internal quotation
marks, ellipsis and citations omitted).
3. ANCSA
itself and post-ANCSA federal statutes regarding tribal sovereignty all support
Northway's jurisdiction over child custody matters.
Ample evidence exists that Congress did not intend for ANCSA
to divest tribes of
their powers to adjudicate domestic disputes between members. Congress intended
ANCSA to free Alaska Natives from the dictates of "lengthy
wardship or trusteeship," [FN84]
not to handicap tribes by divesting them of their sovereign
powers. As a principal author of the law has explained,
ANCSA "rejected the paternalism of the past and gave Alaska
Natives an innovative way to retain their land and culture
without forcing them into a failed reservation system." [FN85]
But nowhere does the law express any intent to force
Alaska Natives to abandon their sovereignty.
FN84. Alaska
v. Native Village of Venetie Tribal Gov't (Venetie
II), 522 U.S. 520, 118 S.Ct. 948, 956, 140 L.Ed.2d 30
(1998).
FN85.
Senator Ted Stevens, Address Before the Alaska Legislature (Apr. 2,
1997), in Senate and House Joint Journal Supp. No. 9 at 5,
1997 House Journal 915, quoted
in Donald C. Mitchell, Alaska
v. Native Village of Venetie: Statutory Construction or Judicial Usurpation?
Why History Counts, 14 Alaska L.Rev. 353, 440 (1997).
Outside of ANCSA, too, ample evidence exists that Congress did
not intend for ANCSA to divest tribes of their powers
to adjudicate domestic disputes between members. Post-ANCSA congressional actions such
as the Tribe List Act, ICWA, and
the Tribal Justice Act indicate that Congress intended for post-ANCSA
Alaska Natives to continue to regulate their internal affairs.
We noted above that the Tribe List Act shows Congress's
determination that Alaska Native villages are sovereign entities. The inclusion
of Alaska Native villages on the tribal lists makes clear
that Alaska Natives "have the right, subject to general principles
of Federal Indian law, to exercise the same inherent and
delegated authorities available to other tribes." [FN86]
And since this court defers to determinations of tribal status
by the Executive Branch or by Congress, we similarly accept
their conclusion that, even after ANCSA, federally recognized Alaska Native
tribes like Northway Village retain sovereignty to adjudicate domestic disputes
between members.
FN86.
58 Fed.Reg. 54,366 (1993).
To hold otherwise would render the Tribe List Act hollow:
If tribes that do not occupy Indian country have no
inherent powers of self-governance, the language in the Tribe List
Act that expressly reserves to these tribes "the right ...
to exercise the same inherent and delegated authorities available to
other tribes" [FN87]
would be virtually meaningless. We find untenable the conclusion that
Congress intended for the Tribe List Act to be an
empty gesture.
FN87. Id.
The passage of ICWA seven years after ANCSA's enactment also
makes clear that Congress did not intend ANCSA to eradicate
tribal court jurisdiction over family law matters. ICWA's goal was
to increase tribal control over custody decisions involving tribal children.
Congress viewed this increased control as vital to the continued
sovereignty of the tribes. In the legislative history to ICWA,
Congress cited with approval a decision stating that "there can
be no greater threat to 'essential tribal relations,' and no
greater infringement on the right of the ... tribe to
govern themselves than to interfere with tribal control over the
custody of their children." [FN88]
Alaska Native villages are explicitly included within ICWA's scope. [FN89]
FN88. See H.R.Rep. No. 95-1386 at 15 (alteration in original) (quoting Wakefield
v. Little Light, 276 Md. 333, 347 A.2d 228, 237-38 (1975)).
FN89. See 25 U.S.C. § 1903(8).
ICWA's very structure presumes both that the tribes covered by
the Act are
capable of adjudicating child custody matters in their own courts
and that tribal justice systems are appropriate forums for resolution
of child custody disputes. [FN90] Indeed, legislative history reveals that ICWA's jurisdictional framework *754 was motivated by concerns over the "failure of State officials,
agencies, and procedures to take into account the special problems
and circumstances of Indian families and
the legitimate interest of the Indian tribe in preserving and
protecting the Indian family as the wellspring of its own
future." [FN91]
Although the custody dispute at the center of this case
falls outside ICWA's scope, Congress's purpose in enacting ICWA reveals
its intent that Alaska Native villages retain their power to
adjudicate child custody disputes.
FN90. See
id. at § 1911
(providing for extended tribal court jurisdiction in the field of
child custody).
FN91.
H.R.Rep. No. 95-1386 at 19 (emphasis added).
The
Tribal Justice Act, [FN92] enacted in 1993, further evidences the congressional view that
the Native villages retain governmental powers. The Act provides financial
support for tribal court activities without drawing distinctions between
those tribes that occupy Indian country and those that do not
and specifically includes Alaska Native villages recognized as tribes
within its scope. [FN93] Additionally, in the Act's findings section, Congress recognizes
that all "Indian tribes possess the inherent authority to establish
their own form of government," that "tribal justice systems
[are] the appropriate forums for the adjudication of disputes affecting
personal and property rights," and that "traditional tribal
justice practices are essential to the maintenance of the culture and
identity of Indian tribes." [FN94]
FN92.
25 U.S.C. § 3601 et
seq. (West Supp.1998).
FN93. See 25 U.S.C. § 3601,
3602(3).
FN94. Id. at § 3601(4),
(6), (7).
Based on the intent of Congress, as revealed by the
Tribe List Act, ICWA, and the Tribal Justice Act, we
conclude that Alaska Native villages do possess governmental powers over
child custody matters. [FN95] We next examine federal decisional law regarding tribal sovereignty
to see what guidance they provide on the issue of
Northway's post-ANCSA jurisdiction.
FN95. See
County of Yakima v. Confederated Tribes and Bands of the Yakima
Indian Nation, 502 U.S. 251, 265-66, 112 S.Ct. 683, 116 L.Ed.2d 687
(1992) (holding that "when two [or more] statutes are capable
of co-existence, it is the duty of the courts, absent
a clearly expressed congressional intention to the contrary, to regard
each as effective." (alteration in original) (internal quotation marks omitted)).
4. Federal
case law suggests that post-ANCSA, Alaska's tribes retain non-territorial sovereignty
that includes power over child custody disputes.
Ms. John and the amici argue that the existence of
Indian country is linked only to the tribe's power over
land and nonmembers, not to its power over members. Thus,
they claim that even if Northway Village does not occupy
Indian country, it can nevertheless adjudicate disputes between its members.
Because the traditional reservation-based structure of tribal life in most
states forms the backdrop for the federal cases, courts have
not had occasion to tease apart the ideas of land-based
sovereignty and membership sovereignty. Consequently, the federal decisions do not
conclusively answer the question of what happens when a law
like ANCSA separates membership and land completely by allowing a
federally recognized tribe to redefine its relationship to state and
federal governments by eliminating the idea of Indian country. But
federal case law does provide significant support for our conclusion
that federal tribes derive the power to adjudicate internal domestic
matters, including child
custody disputes over tribal children, from a source of sovereignty
independent of the land they occupy.
The
federal decisions discussing the relationship between Indian country and
tribal sovereignty indicate that the nature of tribal sovereignty stems
from two intertwined sources: tribal membership and tribal land. The United States Supreme Court has recognized the dual nature
of Indian sovereignty for more than a century and a half; the Court
has explained that, under federal law, "Indian tribes are unique
aggregations possessing attributes of sovereignty over both their members
and their territory." [FN96]
*755 Tribes not only enjoy the authority to exercise control within the boundaries
of their lands, but they also possess the inherent "power of regulating
their internal and social relations." [FN97]
FN96. United
States v. Mazurie, 419 U.S. 544, 557, 95 S.Ct. 710, 42 L.Ed.2d 706
(1975) (citing Worcester
v. Georgia, 6 Pet. 515, 557, 8 L.Ed. 483 (1832)).
FN97. Id. (quoting United
States v. Kagama, 118 U.S. 375, 381- 82, 6 S.Ct. 1109, 30 L.Ed.
228 (1886)).
Mr. Baker and the dissent argue that many federal decisions
construing the nature
of tribal sovereignty view the existence of Indian country as
the critical factor in determining the existence or extent of
tribal authority. But the case law does not fairly support
the view that the existence of Indian country is an
absolute prerequisite to the existence of sovereign tribal power.
To the contrary, in a series of decisions exploring the
nature of tribal sovereignty, the Court has noted the crucial
role tribal membership plays in defining the scope of tribal
authority. The distinction between members and nonmembers has often been
treated as a dispositive factor in federal Indian jurisprudence. In United
States v. Wheeler, [FN98] for example, the Court held that although tribes enjoy
less sovereignty than foreign nations by virtue of their dependent
relationship with the federal government, tribes retain the core power
to regulate internal affairs:
FN98.
435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978).
The
areas in which such implicit divestiture of sovereignty has been
held to have occurred are those involving the relations between
an Indian tribe and nonmembers of the tribe. Thus, Indian
tribes can no longer freely alienate to non-Indians the land
they occupy. They cannot enter into direct commercial or governmental
relations with foreign nations. And, as we have recently held,
they cannot try nonmembers in tribal [criminal] courts.
These
limitations rest on the fact that the dependent status of
Indian tribes within our territorial jurisdiction is necessarily inconsistent with
their freedom independently to determine their external relations. But
the powers of self-government, including the power to prescribe and enforce internal criminal laws,
are of a different type. They involve
only the relations among members of a tribe. Thus, they
are not such powers as would necessarily be lost by
virtue of a tribe's dependent status.[ [FN99]]
FN99. Id. at 326, 98 S.Ct. 1079 (citations omitted).
Other decisions similarly stress the importance of tribal power to
regulate internal domestic relations. Three years after Wheeler, the Court in Montana
v. United States [FN100]
reaffirmed the significance of tribal membership and reaffirmed the importance
of Native American self-governance: "Thus, in addition to the power
to punish tribal offenders, the Indian tribes retain their inherent
power to determine tribal membership, to regulate domestic relations among
members, and to prescribe rules of inheritance for members." [FN101]
The Court has stated that a tribe's authority to "determine
rights to custody of a child of divorced parents of
the tribe" falls within the boundaries of inherent tribal sovereignty. [FN102] Again in 1990, the Court in Duro
v. Reina [FN103]
emphasized the fundamental importance
of membership, noting the federal law's consistency "in describing retained
tribal sovereignty ... in terms of a tribe's power over
its members." [FN104]
In deciding that the Salt River Pima-Maricopa tribe was without
jurisdiction to prosecute criminally a man not eligible for membership,
the Court emphasized the crucial distinction between members and nonmembers
of the tribe. The court also noted the importance of
membership throughout different areas of federal Indian law, including taxation,
regulation of hunting and fishing, and civil and criminal court
jurisdiction. [*756 FN105]
FN100.
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
FN101. Id. at 564, 101 S.Ct. 1245 (citation omitted).
FN102. Merrion
v. Jicarilla Apache Tribe, 455 U.S. 130, 170, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) (citing Fisher
v. District Court, 424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976)).
FN103.
495 U.S. 676, 110 S.Ct. 2053, 109 L.Ed.2d 693 (1990).
FN104. Id. at 685, 110 S.Ct. 2053.
FN105. See
id. at 686-89, 110 S.Ct. 2053.
The Supreme Court has also applied
these principles in the specific context of tribal authority to handle
civil disputes in tribal justice systems. Tribes "have
power to make their own substantive law in internal matters, and to enforce
that law in their own forums." [FN106]
And tribal courts may also have jurisdiction to "resolve civil
disputes involving nonmembers, including non-Indians" [FN107]
when the civil actions involve essential self-governance matters such
as membership or other areas where "the exercise of tribal authority
is vital to the maintenance of tribal integrity and self-determination." [FN108]
The key inquiry, according to the Court, is not whether the tribe
is located in Indian country, but rather whether the tribe needs jurisdiction
over a given context to secure tribal self-governance: "If
state-court jurisdiction over Indians ... would interfere with tribal
sovereignty and self-government, the state courts are generally divested
of jurisdiction as a matter of federal law." [FN109]
FN106. Santa
Clara Pueblo v. Martinez, 436 U.S. 49, 55-56, 98 S.Ct. 1670, 56 L.Ed.2d 106
(1978) (citations omitted).
FN107. Duro
v. Reina, 495 U.S. 676, 687, 110 S.Ct. 2053, 109 L.Ed.2d
693 (1990) (citing Santa
Clara, 436 U.S. at 65-66, 98 S.Ct. 1670; Williams
v. Lee, 358 U.S. 217, 223, 79 S.Ct. 269, 3 L.Ed.2d 251
(1959)).
FN108. Id. at 688, 110 S.Ct. 2053 (citing Brendale
v. Confederated Tribes & Bands of the Yakima Indian Nation, 492 U.S. 408, 109 S.Ct. 2994, 106 L.Ed.2d 343 (1989)).
FN109. Iowa
Mutual Ins. Co. v. LaPlante, 480 U.S. 9, 15, 107 S.Ct. 971, 94 L.Ed.2d 10
(1987) (citing Fisher
v. District Court, 424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976)).
Fisher
v. District Court [FN110]
provides an example of the Supreme Court's recognition of the
dual nature of sovereignty in the case law. Fisher, like the case before us, was a family law dispute
between Native American parents. The Northern Cheyenne Tribal Court removed
Ivan Fisher from his mother's home and placed him with
another tribal member, who wished to adopt him. [FN111] In determining that the Montana state courts had no
jurisdiction over the Runsaboves' adoption proceeding, the Supreme Court noted
that the tribal court had exclusive jurisdiction in part because
"the adoption proceeding is appropriately characterized as litigation arising on
the Indian reservation." [FN112]
But two paragraphs later the Court stated that "[t]he exclusive
jurisdiction of the Tribal Court ... [derives] from the quasi-sovereign
status of the Northern Cheyenne Tribe under federal law." [FN113]
This description of Native sovereignty as stemming from the tribe
itself is at odds with the dissent's theory that a
tribe's ability to adjudicate internal disputes is premised solely on
the basis of its location within Indian country.
FN110.
424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976).
FN111. See
id. at 383, 96 S.Ct. 943.
FN112. Id. at 389, 96 S.Ct. 943.
FN113. Id. at 390, 96 S.Ct. 943.
Fisher therefore reflects both a recognition of territorial bases of sovereignty
and an understanding that tribal status itself includes the power
to adjudicate internal child custody disputes. Indeed, the Fisher court concluded that allowing Montana's state courts to hear the
custody case between Native parents "plainly would interfere with the
powers of self-government ... exercised
through the Tribal Court" and voiced its concern that such
usurpation "would cause a corresponding decline in the authority of
the Tribal Court." [FN114]
Although that case took place on a reservation, the considerations
of noninterference and respect for tribal forums invoked by the Fisher court apply outside of Indian country.
FN114. Id. at 387-88, 96 S.Ct. 943.
The dissent interprets Fisher in quite a different way. Along with DeCoteau
v. District County Court, [FN115] Fisher is one of two decisions that the dissent believes illustrates
its theory that no tribal court jurisdiction whatsoever can exist
without Indian country. But these decisions do not support the
dissent's *757 thesis that tribal sovereignty exists only within Indian country.
FN115.
420 U.S. 425, 95 S.Ct. 1082, 43 L.Ed.2d 300 (1975).
DeCoteau involved the narrow jurisdictional issue of whether South Dakota's state
courts could assert any jurisdiction over the conduct of tribal
members on a reservation, something normally within the tribe's exclusive
jurisdiction. The Court expressly stated that the only issue presented
by the case
was whether the reservation existed; [FN116]
the Court did not consider the implications of the reservation's
existence because it accepted a stipulation by the parties that
the state had jurisdiction if the reservation had been terminated
by Congress. [FN117] After describing the legal agreement between the parties, which
the Court assumed without deciding was an accurate one, [FN118] the Court noted in footnote 2 that the parties
relied on 11 U.S.C. §§ 1151(a)
and (c) in formulating their stipulation. This statute defines "Indian
country" for purposes of criminal jurisdiction, and the Court noted
that the law "generally applies as well to questions of
civil jurisdiction." [FN119]
Footnote 2 amounts, then, to little more than a passing
recognition of settled case law interpreting that statute's usual meaning
and scope. That this was all the Court meant to
say in footnote 2 is illustrated by the Court's reference
to that footnote in Venetie
II, which cited DeCoteau not for any bright-line jurisdictional test but only for the
long-standing holding that § 1151
generally applies to both criminal and civil cases. [FN120] Moreover, the Venetie
II court makes clear that any allocative significance that exists in
the concept of Indian country pertains to a tribe's territorial
power over its land, not its members. [FN121]
FN116. See
id. at 427, 95 S.Ct. 1082.
FN117. See
id. at 426-28 & n. 3, 95 S.Ct. 1082.
FN118. See
id.
FN119. Id. at 427 n. 2, 95 S.Ct. 1082.
FN120. See
Alaska Native Village of Venetie Tribal Gov't (Venetie
II ), 522 U.S. 520, 118 S.Ct. 948, 952, 140 L.Ed.2d
30 (1998).
FN121. See
id. at 952 n. 1 (noting that tribes and the federal
government have "primary jurisdiction over land that is Indian country" but saying nothing about jurisdiction over
members) (emphasis added).
Fisher teaches even less about the existence of any kind of
rule equating Indian country with sovereign adjudicatory power. The Fisher Court asked only whether Montana had any basis to assert concurrent jurisdiction over the Runsaboves' adoption proceeding; it assumed that the
tribal court retained some form of jurisdiction, either exclusive or
concurrent, stemming from the tribe's right to govern itself. [FN122] Because it found that state court jurisdiction would interfere
with the tribe's self-governance and diminish the authority of the
tribal court, and because the state had no interest in
the dispute
since all relevant events took place on Indian land, the
Court held that the tribe had exclusive jurisdiction over the
adoption. [FN123] But Fisher does not imply that jurisdiction must lie exclusively in one
forum or another. The Supreme Court viewed the case before
it as one in which Indian jurisdiction was unquestioned and
the only issue presented was whether Montana had any form
of jurisdiction at all. Thus, Fisher 's holding--that Indian land may be a prerequisite to exclusive tribal jurisdiction--in no way answers the question of whether the
tribal court retains concurrent jurisdiction over tribal relations without such land. [FN124]
FN122. See
Fisher, 424 U.S. at 386-89, 96 S.Ct. 943.
FN123. See
id. at 387-89 & n. 14, 96 S.Ct. 943.
FN124.
The dissent also describes Solem
v. Bartlett, 465 U.S. 463, 104 S.Ct. 1161, 79 L.Ed.2d 443 (1984),
as a case discussing "jurisdiction over 'lands' in order to
determine jurisdiction over tribal members." Dissent at 782. But Solem determines the existence of Indian country for the purpose of
applying an Act of Congress that vests the federal
government with exclusive jurisdiction over certain crimes committed on Indian reservations,
and thus does not address tribal jurisdiction except in
the context of that Act. See
id. at 464-65 & nn.1 & 2, 104 S.Ct. 1161.
Following in the line of Wheeler and Montana, a pair of recent tax decisions illustrates that DeCoteau and Fisher leave today's dispute unanswered. And they indicate that the Supreme
Court has been careful to note that the general rule
that "Indians going beyond reservation boundaries have generally *758 been held subject to non-discriminatory state law otherwise applicable to
all citizens of the State" [FN125]--the
source of the dissent's "allocative principle"--does not mean that a
tribe must forego its fundamental self-governance because of a lack
of Indian country. In Oklahoma
Tax Commission v. Sac and Fox Nation, [FN126] the Court specifically declined to answer the question of
"whether the Tribe's right to self-governance could operate independently of
its territorial jurisdiction to pre-empt the state's ability to tax
income ... when the employee does not reside in Indian
country." [FN127]
Two years later, in Oklahoma
Tax Commission v. Chickasaw Nation, [FN128] the Supreme Court emphasized that the question of a
tribe's internal powers absent Indian country was undecided, but implied
that a tribe's ability to retain fundamental powers of self-governance
is the more important principle.
FN125. Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 148-49, 93 S.Ct. 1267, 36 L.Ed.2d 114
(1973).
FN126.
508 U.S. 114, 113 S.Ct. 1985, 124 L.Ed.2d 30 (1993).
FN127. Id. at 126, 113 S.Ct. 1985 (citations omitted).
FN128.
515 U.S. 450, 115 S.Ct. 2214, 132 L.Ed.2d 400 (1995).
The Chickasaw
Nation Court held that Oklahoma could not collect several challenged taxes
within an Indian reservation but could collect taxes on tribal
members living outside Indian country. The court noted that generally
applicable state laws are usually enforceable against Natives in the
absence of Indian country. [FN129] But the Court also implied that its result would
be different had the parties' dispute implicated the tribal self-governance
concerns raised by a family law matter integral to tribal
self-governance. In explaining its rationale, the Supreme Court said: "Notably,
the Tribe has not asserted here, or before the Court
of Appeals, that the State's tax infringes on tribal self-governance." [FN130]
Only after twice emphasizing that the Chickasaw Nation did not raise self-governance claims
and that the Court was thus procedurally foreclosed from considering
such arguments did the Court reach
its decision. [FN131]
FN129. See
id. at 465, 115 S.Ct. 2214.
FN130. Id. at 464, 115 S.Ct. 2214.
FN131. See
id. at 464-65 & n. 14, 115 S.Ct. 2214.
The custody dispute between Ms. John and Mr. Baker lies
at the core of sovereignty--a tribe's "inherent power to determine
tribal membership, to regulate domestic relations among members, and to
prescribe rules of inheritance for members." [FN132]
By deliberately leaving the door open for tribal governments to
conduct internal self-governance functions in the absence of Indian country, Chickasaw
Nation and Sac
and Fox Nation suggest that Northway Village has jurisdiction to hear this dispute
because the right to determine custody of Indian children, unlike
Oklahoma's motor fuels tax, "infringes on tribal self-governance." [FN133]
FN132. Montana
v. United States, 450 U.S. 544, 564, 101 S.Ct. 1245, 67 L.Ed.2d 493
(1981); see
also United States v. Wheeler, 435 U.S. 313, 322-28, 98 S.Ct. 1079, 55 L.Ed.2d 303
(1978).
FN133. Chickasaw
Nation, 515 U.S. at 464, 115 S.Ct. 2214.
As recently as last year, the
Supreme Court reaffirmed the notion that the existence of Indian country
is not a dispositive factor in determining jurisdiction. In Kiowa Tribe of Oklahoma
v. Manufacturing Technologies, Inc., [FN134] the Court held that tribes enjoy sovereign immunity from civil
lawsuits asserting contract claims regardless of whether the contracts
were formed on or off Indian land. [FN135] Although the case dealt with a different set of factual
circumstances than the present dispute, it is notable that only the Kiowa
Tribe dissenters believed
that the "generally applicable state laws" rule should apply
to hold the tribe subject to suit for a promissory note executed outside
of Indian country. [FN136] Although the dissenters claimed that the immunity doctrine should
not apply to conduct unrelated to the *759 tribe's Indian country, [FN137] the majority refused to accept this narrow territorial conception. [FN138] We similarly refuse to accept it today.
FN134.
523 U.S. 751, 118 S.Ct. 1700, 140 L.Ed.2d 981 (1998).
FN135. See
id. at 1705.
FN136. See
id. at 1705-08 (Stevens, J., dissenting).
FN137. See
id. at 1707.
FN138. See
id. at 1705.
Decisions of the United States Supreme Court support the conclusion
that Native American nations may possess the authority to govern
themselves even when they do not occupy Indian country. [FN139] The federal decisions contain language supporting the existence of
tribal sovereignty based on either land or tribal status. Indian
law jurisprudence stresses the central importance of membership and the
fundamental powers of tribes to adjudicate internal family law affairs
like child custody disputes. Decisions like Chickasaw
Nation and Sac
and Fox Nation suggest that tribes without Indian country do possess the power
to adjudicate internal self-governance matters. We hold that the type
of dispute before us today--an action for determination of custody
of the children of a member of Northway Village--falls squarely
within Northway's sovereign power to regulate the internal affairs of
its members.
FN139.
At least one federal judge has voiced the opinion that
in enacting ANCSA, Congress intended that Native villages retain sovereignty
over members even though such sovereignty was "without territorial reach."
State
of Alaska ex rel. Yukon Flats Sch. Dist. v. Native
Village of Venetie Tribal Gov't, 101 F.3d 1286, 1303 (9th Cir.1996) (Fernandez, J. concurring).
Although
Ms. John is not a member of Northway Village, she argues that the children
themselves are eligible for tribal membership. This is a critical
fact that must be determined by the superior court on remand, as we discuss
in Part III.E.3. A tribe's inherent sovereignty to adjudicate internal
domestic custody matters depends on the membership or eligibility for
membership of the child. Such a focus on the tribal affiliation
of the children is consistent with federal statutes such as ICWA, which
focuses on the child's tribal membership as a determining factor in allotting
jurisdiction. [FN140]
Because the tribe only has subject matter jurisdiction over the
internal disputes of tribal members, it has the authority to determine
custody only of children who are members or eligible for membership. [FN141]
FN140. See 25 U.S.C. § 1903(4)
(defining "Indian child" under ICWA as a child who is
a tribal member or eligible for membership).
FN141.
Consent of both parents may be an alternative basis for
tribal court jurisdiction in child custody cases, as federal law
supports the determination that tribes have jurisdiction over consenting nonmembers
in some situations. See
Montana v. United States, 450 U.S. 544, 565, 101 S.Ct. 1245, 67 L.Ed.2d 493
(1981) (recognizing a tribe's power to regulate activities of nonmembers
who enter consensual relationships with the tribe or its members).
Here, Ms. John consented to have this action decided in
a Northway tribal forum. But we need not decide at
this time whether her consent is sufficient to confer jurisdiction
on the tribal court in this case, given that we
remand for determination of the children's tribal affiliation.
5. Alaska's
state courts retain concurrent jurisdiction over this dispute.
Although
we recognize Northway's jurisdiction to adjudicate child custody disputes
between village members, its jurisdiction is not exclusive. The
State of Alaska can also exercise jurisdiction over such disputes. This
is so because villages like Northway presumably do not occupy Indian country,
and federal law suggests that the only bar to state jurisdiction over
Indians and Indian affairs is the presence of Indian country. [FN142]
Outside Indian country, all disputes arising within the State
of Alaska, whether tribal or not, are within the state's general jurisdiction. [FN143]
Thus the state, as well as the tribe, can adjudicate such disputes
in its courts. A tribe's inherent jurisdiction does not give
tribal courts priority, or presumptive authority, in disputes involving
tribal members.
FN142. See,
e.g., Mescalero Apache Tribe v. Jones, 411 U.S. 145, 148-49, 93 S.Ct. 1267, 36 L.Ed.2d 114
(1973).
FN143. See AS 22.10.020(a).
Several state and federal courts have also recognized the existence
of concurrent state-tribal jurisdiction over tribal family law disputes when
one or both parents do not reside *760 on reservation land. For example, in In
re Marriage of Skillen, [FN144] the Supreme Court of Montana considered whether Montana state
courts had jurisdiction to hear a dispute over the custody
of an Indian child. One of the parties was the
child's non-Indian father, who lived off the reservation. [FN145] After discussing congressional intent as revealed in ICWA, the
UCCJA, and the Parental Kidnapping Prevention Act (PKPA) [FN146]
and examining federal case law, the Montana court determined that
tribal courts have exclusive jurisdiction over
children domiciled on reservation land and that "when an Indian
child resides off the reservation, the state court and tribal
court share concurrent jurisdiction." [FN147]
The Skillen court noted that recognition of concurrent jurisdiction reflected the delicate
balance under federal law of a state court's "obligation to
respect the sovereignty of Indian tribes in relation to [the
court's] responsibility to uphold and enforce the laws of this
state." [FN148]
FN144.
287 Mont. 399, 956 P.2d 1 (1998).
FN145. See
id. at 4-5.
FN146.
28 U.S.C. § 1738A(a).
FN147. Skillen, 956 P.2d at 18; see
also In re Larch, 872 F.2d 66, 69 (4th Cir.1989) (noting that ICWA "discloses
that Congress recognized that there can be concurrent jurisdiction in
state and tribal courts"); United
States ex rel. Cobell v. Cobell, 503 F.2d 790, 795 (9th Cir.1974) (holding that, in a
custody case between tribal members where the children reside off
the reservation, the tribe and state would share concurrent jurisdiction
if the tribe's law had not explicitly disclaimed tribal
jurisdiction over marriage, divorce, and adoption); Wells
v. Wells, 451 N.W.2d 402, 405 (S.D.1990) (recognizing concurrent state-tribal jurisdiction over
a custody action between a Native American mother and a
non-Indian father where the mother and children moved off the
reservation).
FN148. Skillen, 956 P.2d at 18.
Although we base our decision in this case on the
decisions of Congress and the Supreme Court, we, like the Skillen court, also believe that policy considerations support our recognition of
concurrent jurisdiction. Tribal jurisdiction over child custody cases involving member
children will further the goal under both federal and state
law of best serving the needs of Native American children.
For example, the fact that many of Alaska's Native villages
are located far from the courtrooms of our state trial
courts limits our state judicial system's ability to respond to
the needs of many Alaska Natives. [FN149] Moreover, we have recognized that Alaska is home to
"uniquely divergent cultures," including many "Native cultures which remain today
much as they were prior to the infusion of Anglo-American
culture." [FN150]
Because of this great diversity, barriers of culture, geography, and
language combine to create a judicial system that remains foreign
and inaccessible to many Alaska Natives. [FN151]
These differences have "created problems in administering a unified justice
system sensitive to the needs of Alaska's various cultures." [FN152]
By acknowledging tribal jurisdiction, we enhance the opportunity for Native
villages and the state to cooperate in the child custody
arena by sharing resources. Recognizing the ability and power of
tribes to resolve internal disputes in their own forums, while
preserving the right of access to state courts, can only
help in the administration of justice for all. [FN153]
FN149. See,
e.g., Alaska Court System, Report of the Alaska Supreme Court Advisory
Committee on Fairness and Access ix (1997) ("Urban residents have
far more access to justice system services than village residents.
One-fourth of Alaskans do not live within reasonable reach of
many court system services."); id. at 104-11 (noting dramatic access problems for rural Alaskans).
FN150. Calista
Corp. v. Mann, 564 P.2d 53, 61 (Alaska 1977).
FN151. See,
e.g., Alaska Court System, Report of the Alaska Supreme Court Advisory
Committee on Fairness and Access 49 (1997) ("Many [interviewees] believed
that the courts do not understand Alaska Native cultures
and family structures ...."); id. at 92 (noting that 36% of Alaska Natives speak a
Native language at home).
FN152. Calista, 564 P.2d at 61.
FN153. See,
e.g., Alaska Court System, Report of the Alaska Supreme Court Advisory
Committee on Fairness and Access 107-08 (1997) (recommending that state
courts "greatly enhance equality in the effective delivery of justice
system services by associating or blending [ ] local resources
[like tribal courts] with the formal court system" and noting
that "[t]he western justice system is not always the most
appropriate model for the problems of many rural areas").
*761 The continuing existence of concurrent state jurisdiction also lays to
rest a number of the dissent's concerns. Contrary to the
dissent's assertions that "[t]he doors of Alaska's courts will no
longer be open to all Alaskans" [FN154]
and that urban Alaska Natives will be required to adjudicate
their cases in remote villages, [FN155] Native parents who live in Anchorage and do not
wish to avail themselves of a distant tribal forum will
still be able to resolve their custody disputes in Anchorage
Superior Court. Indeed, Alaska Natives who for any reason do
not wish to have their disputes adjudicated in a tribal
court will retain complete and total access to the state
judicial system. Because state courts retain concurrent jurisdiction, there is
no "mandatory tribal court jurisdiction." [FN156]
FN154.
Dissent at 766.
FN155.
Dissent at 804.
FN156.
Dissent at 803.
The existence of concurrent state jurisdiction also reveals the inapplicability
of the dissent's proposed "allocative principle" to our decision today.
Even if there existed an iron-clad rule that state law
must always apply to Natives outside of Indian land, the
outcome we reach today would not violate that rule. Mescalero teaches that "Indians going beyond reservation boundaries have generally been
held subject to non-discriminatory state law otherwise applicable to all
citizens." [FN157]
The dissent, citing no persuasive authority, mistakenly attempts to shape
this statement into a rule between competing exclusive jurisdictions. But
because the jurisdiction of Alaska state courts remains unaffected by
our recognition of concurrent tribal court jurisdiction, the dissent's argument
in this regard is essentially
a straw man. Our formulation does not rob the state
of its exercise of judicial power over Alaska Natives; rather,
the state will continue to address these disputes either directly,
through the exercise of concurrent jurisdiction, or indirectly, through the
doctrine of comity.
FN157. Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 148-49, 93 S.Ct. 1267, 36 L.Ed.2d 114
(1973).
D. Tribal
Law Applies to Child Custody Disputes Adjudicated by Tribal Courts.
Ms. John and the amici argue that Northway should be
able to apply its own law, including tribal law and
custom, in resolving a custody dispute that falls within its
jurisdiction. We agree.
Decisions
addressing tribal power to adjudicate internal matters state that tribes
have the "power to make their own substantive law in internal matters
and to enforce that law in their own forums." [FN158]
Similarly, the Supreme Court has stressed that tribal sovereignty
is valuable precisely because it enables Native Americans "to control
their own internal relations, and to preserve their own unique customs
and social order." [FN159]
Because Alaska Native tribes have inherent sovereignty to adjudicate internal
tribal disputes, the tribes must be able to apply their tribal law to
those disputes. Thus, tribal sovereignty over issues like
family relations includes the
right to enforce tribal law in resolving disputes.
FN158. Santa
Clara Pueblo v. Martinez, 436 U.S. 49, 55-56, 98 S.Ct. 1670, 56 L.Ed.2d 106
(1978) (citations omitted); see
also United States v. Quiver, 241 U.S. 602, 603-604, 36 S.Ct. 699, 60 L.Ed. 1196
(1916).
FN159. Duro
v. Reina, 495 U.S. 676, 685-86, 110 S.Ct. 2053, 109 L.Ed.2d 693
(1990).
E. The
Doctrine of Comity Properly Governs State Recognition of Tribal Court
Decisions.
We must also determine whether
the superior court should have dismissed Mr. Baker's identical state suit.
After examining whether states should afford tribal court
judgments full faith and credit, we conclude that the comity doctrine
provides the proper framework for deciding when state courts should recognize
tribal court decisions.
1. Full
faith and credit
ICWA
requires courts to extend full faith and credit to tribal court decisions
involving "child custody proceedings" as that *762 term is defined by the statute. [FN160] But, as we stated above, this parental custody dispute
does not qualify as a "child custody proceeding" under ICWA.
Thus, ICWA's full faith and credit provision does not apply in this case.
FN160. See 25 U.S.C. § 1911(d).
Other than ICWA, no federal or state law suggests that
courts should grant full faith and credit to tribal court
judgments. The full faith and credit provision of the federal
constitution applies only to states. [FN161]
As one federal court recently concluded, nothing in the Constitution's
text or in the debates of the constitutional convention suggests
that the framers believed that the clause would apply to
tribes. [FN162]
FN161. See U.S. Const. art. IV, § 1.
FN162. See
Wilson v. Marchington, 127 F.3d 805, 808 (9th Cir.1997).
Further, federal legislation implementing the Constitution's Full Faith and Credit
Clause has extended its application only to United States territories
and possessions. [FN163] Because Congress specifically distinguished between territories and possessions and
Indian tribes in enacting ICWA's full faith
and credit clause, we do not view this legislation as
extending the full faith and credit requirement to tribal judgments. [FN164]
FN163. See 28 U.S.C. § 1738.
FN164.
ICWA's full faith and credit clause provides that "[t]he United
States, every State, every territory or possession of the United
States, and every
Indian tribe shall give full faith and credit to the public acts,
records, and judicial proceedings of any Indian tribe...." 25 U.S.C.
§ 1911(d)
(emphasis added). See
also Wilson, 127 F.3d at 809 (reaching the same conclusion after comparing
the language in ICWA and § 1738).
Similarly,
the UCCJA and the PKPA, which require courts to recognize and enforce
certain child custody determinations, apply only to "states." [FN165]
The two statutes define "state" to mean a state, territory
or possession of the United States, the District of Columbia, and the
Commonwealth of Puerto Rico. [FN166] Neither of the statutes' legislative histories contains any evidence
suggesting that the laws apply to Indian tribes. Because ICWA's
full faith and credit provision reveals that Congress does not view Indian
tribes as "states, territories or possessions," the PKPA does
not accord full
faith and credit to tribal judgments. [FN167] And in the absence of proof that the Alaska legislature
specifically intended the UCCJA to include Indian tribes, we follow the
principle of statutory interpretation instructing that all omissions be
treated as exclusions. [FN168] We therefore conclude that the UCCJA does not apply to tribal
judgments. [FN169]
FN165. See 28 U.S.C. § 1738A(a);
AS 25.30.120.
FN166. See 28 U.S.C. § 1738A(b)(8);
AS 25.30.909.
FN167. But
see In re Larch, 872 F.2d 66, 68 (4th Cir.1989) (holding that the PKPA
does apply to tribes because tribal court judgments are entitled
to full faith and credit under certain circumstances and tribes
are similar to states for purposes of sovereignty and jurisdiction).
We are unpersuaded by the reasoning of the Larch court in light of the contrary evidence we discussed above.
FN168. See Norman J. Singer, 2A Sutherland
Statutory Construction § 47.23
(5th ed.1992).
FN169.
State courts interpreting their own versions of the UCCJA have reached
contrary conclusions regarding the meaning of the term "state." See,
e.g., Martinez v. Superior Court, 152 Ariz. 300, 731 P.2d 1244, 1247 (App.1987) (holding that
an Indian tribe qualifies as a territory of the United
States and thus is a state for purposes of the
UCCJA); Sengstock
v. San Carlos Apache Tribe, 165 Wis.2d 86, 477 N.W.2d 310, 314 (App.1991) (holding that
the term "state" does not include an Indian tribe).
Because no federal or state law applies the full faith
and credit requirement to tribal court decisions, we turn to
consideration of the comity doctrine.
2. Comity
Comity is the principle that "the courts of one state or jurisdiction
will give effect to the laws and judicial decisions of another state or
jurisdiction, not as a matter of obligation, but out of deference and
mutual respect." [FN170]
The comity doctrine governs the recognition afforded by courts in
the United States to judgments of foreign nations. [*763 FN171]]]]] Comity "is neither a matter of absolute obligation,
on the one hand, nor of mere courtesy and good will, upon the other." [FN172]
Although Indian tribes, as domestic dependent nations, differ from
foreign countries, we agree with the Ninth Circuit that comity affords
the best "analytical framework for recognizing tribal judgments." [FN173]
Numerous state courts have reached the same conclusion. [FN174]
We therefore hold that, as a general rule, our courts should respect
tribal court decisions under the comity doctrine. [FN175]
FN170. Brown
v. Babbitt Ford, Inc., 117 Ariz. 192, 571 P.2d 689, 695 (App.1977).
FN171. See
Hilton v. Guyot, 159 U.S. 113, 163, 16 S.Ct. 139, 40 L.Ed. 95
(1895).
FN172. Id. at 163-64, 16 S.Ct. 139.
FN173. Wilson
v. Marchington, 127 F.3d 805, 810 (9th Cir.1997).
FN174. See,
e.g., Fredericks v. Eide-Kirschmann Ford, Mercury, Lincoln, Inc., 462 N.W.2d 164, 167-68 (N.D.1990); Mexican
v. Circle Bear, 370 N.W.2d 737 (S.D.1985); Custody
of Sengstock v. San Carlos Apache Tribe, 165 Wis.2d 86, 477 N.W.2d 310 (App.1991).
FN175. See
Wilson, 127 F.3d at 809.
In
certain limited circumstances, however, state recognition of tribal judgments
may be inappropriate. We conclude, as did the Ninth Circuit,
that our courts should refrain from enforcing tribal court judgments if
the tribal court lacked personal or subject matter jurisdiction. [FN176] A requirement that a tribal court possess personal jurisdiction
over litigants appearing before it ensures that the tribal court will
not be called upon to adjudicate the disputes of parents and children
who live far from their tribal villages and have little or no contact
with those villages.
FN176. See
id. at 810 (establishing these factors as guidelines for the federal
courts after reviewing the Hilton decision, the Restatement (Third) of Foreign Relations Law, and principles
of Indian law).
We
also agree with the Ninth Circuit that state courts should afford no comity
to proceedings in which any litigant is denied due process. [FN177] In deciding whether tribal court proceedings complied with
due process, courts should consider whether the parties received notice
of the proceedings and whether they were granted a full and fair opportunity
to be heard before an impartial tribunal that conducted the proceedings
in a regular fashion. [FN178] An indication that the judiciary was dominated by the opposing
litigant would suggest that due process had been violated. [FN179]
FN177. See
id.
FN178. See
Hilton, 159 U.S. at 202-03, 16 S.Ct. 139.
FN179. See Restatement (Third) of Foreign Relations Law, § 482
cmt. b (1986).
But
this due process analysis in no way requires tribes to use procedures
identical to ours in their courts. The comity analysis is
not an invitation for our courts to deny recognition to tribal judgments
based on paternalistic notions of proper procedure. [FN180] Instead, in deciding whether a party was denied due process,
superior courts should strive to respect the cultural differences that
influence tribal jurisprudence, as well as to recognize the practical
limits experienced by smaller court systems. [FN181]
FN180. See
Wilson, 127 F.3d at 811.
FN181.
Relying on the Restatement (Third) of Foreign Relations Law, the
Ninth Circuit also held that federal courts have the discretion
to deny recognition to a tribal judgment if (i) the
judgment was obtained by fraud; (ii) the judgment conflicts with
another final judgment that is entitled to recognition; (iii) the
judgment is inconsistent with the parties' contractual choice of forum;
or (iv) recognition of the judgment, or the cause of
action upon which it is based, is against the public
policy of the United States or the forum state in
which recognition is sought. See
Wilson, 127 F.3d at 810. Because the facts of this case
do not implicate any of these discretionary factors, we do
not decide the extent to which our state courts could
also, in their discretion, deny recognition to tribal decisions based
on them.
Additionally, superior courts
should not deny recognition to tribal judgments simply because they disagree
with the outcome reached by the tribal judge or because they conclude
that they could better resolve the dispute at issue. [FN182] Thus, suggesting--as the superior court did in this case--
that state jurisdiction was proper because "significant *764 expertise will be required to resolve this difficult dispute," has
no place in a comity analysis.
FN182. See
Hilton, 159 U.S. at 202-03, 16 S.Ct. 139.
Although
the comity analysis is not an invitation for superior courts to disregard
tribal decisions with which they substantively disagree, the comity analysis,
when properly applied, does allow state courts to refuse to enforce a
tribal order that "is against the public policy of the United States
or the forum state in which recognition is sought." [FN183]
This aspect of the comity analysis should lay to rest the dissent's
concern that our decision today will open the floodgates to tribal decisions
that are fundamentally inconsistent with the public policies underlying Alaska law. [FN184] But we would ignore the fundamental meaning of sovereignty
and insult tribal systems of justice to reason that because tribal law
is different it is inferior. [FN185]
FN183. Wilson, 127 F.3d at 810.
FN184. See Dissent at 801-803.
FN185.
The dissent's concerns about the race to the courthouse appear
to be overstated and speculative. To view application of tribal
law as merely an attempt to circumvent state laws such
as Rule 90.3's child support guidelines is essentially to argue
that tribal courts are inadequate,
a conclusion soundly rejected by federal laws such as ICWA.
3. Applying
the comity doctrine in this case
Mr. Baker argues that the superior court should decline to
recognize Judge Titus's decision under the comity doctrine for two
reasons. First, he contends that because his children are members
of Mentasta Village, rather than Northway Village, the tribal court
lacked subject matter jurisdiction over the dispute. Second, he maintains
that Northway's tribal court system does not comport with due
process because it does not provide appellate procedures.
The superior court never had the
opportunity to address these arguments through the framework of the comity
doctrine as we have outlined it above. Further, we are unable
to resolve these claims because the record on appeal contains no information
about the tribal membership of the children or the review procedures available
in the Northway Tribal Court. We therefore remand to the superior
court to allow it to consider Mr. Baker's claims in its application of
the comity doctrine.
We would, however, like to provide
the superior court with guidance in resolving these claims. First,
although this is not an ICWA case, we conclude that ICWA provides the
most appropriate test for deciding when a tribal court has subject matter
jurisdiction over a particular custody dispute. Under ICWA,
the relevant factor is the child's tribe. [FN186] Thus,
we agree with Mr. Baker that the Northway court had jurisdiction over
this case only if the children are members or are eligible for membership
in the village. In determining the children's membership status,
the superior court should apply tribal law. [FN187]
FN186. See,
e.g., 25 U.S.C. § 1903(5).
FN187. See
Santa Clara Pueblo v. Martinez, 436 U.S. 49, 72 n. 32, 98 S.Ct. 1670, 56
L.Ed.2d 106 (1978) (noting that "[a] tribe's right to define
its own membership for tribal purposes has long been recognized
as central to its existence as an independent political community").
Second, we do not decide in this appeal whether due
process requires tribal courts to provide an appellate or review
process. The parties have not fully briefed this issue, and
we suspect that conflicting authority exists. Although the Restatement of
Foreign Relations Law suggests that foreign courts must provide access to review in order to comport
with due process, [FN188] the Supreme Court has held that due process does
not require state court systems to provide an appellate system. [FN189] If the superior court finds on remand that Northway
Village does not have an appeal or review system, it
will need to determine, after detailed briefing, whether the absence
of such a system violates
due process. [FN190]
FN188. See Restatement (Third) of Foreign Relations Law, § 482
cmt. b (1986).
FN189. See,
e.g., M.L.B. v. S.L.J., 519 U.S. 102, 117 S.Ct. 555, 560, 136 L.Ed.2d 473
(1996).
FN190.
We recognize that Ms. John considers the tribal court's order
to have been merely temporary, and therefore believes that the
issue posed is whether state courts should be able to
interfere in pending tribal court proceedings. It is unclear to us from the
record whether Judge Titus considered her order to be temporary
or final. In the state system, superior courts regularly issue
custody orders that are deemed final and appealable even though
the orders provide that custody will be re-examined when a
child reaches school age. See,
e.g., West v. Lawson, 951 P.2d 1200, 1201-02 (Alaska 1998). We therefore treat the
tribal order as final for purposes of our comity analysis.
But
we note that the result in this case would be
the same regardless of whether the tribal order was temporary
or final. Although the UCCJA and the PKPA do not
apply to tribal court orders, the policy rationale underlying
these acts is instructive. Both the UCCJA and the PKPA
were enacted in part to prevent litigation of the same
custody dispute in separate jurisdictions. See 28 U.S.C. § 1738A;
AS 25.30.010, Historical and Statutory Notes. Each of the statutes
includes a provision instructing state courts to refrain from exercising
jurisdiction over a custody dispute that is already being litigated
in another state. See 28 U.S.C. § 1738A(g);
AS 25.30.050. In fact, this court has recognized that the
UCCJA's prohibition against contemporaneous litigation in multiple forums is so
strong that an Alaska court should decline to exercise jurisdiction
over a case pending in another state's court even if
it is unclear that the other state has subject matter
jurisdiction. See
Rexford v. Rexford, 631 P.2d 475, 479 (Alaska 1980) (citing UCCJA Prefatory Note,
9 Uniform Laws Annotated at 116-18). Applying the policy conclusions
embodied in these acts, we believe that superior courts should
refrain from interfering in pending tribal court proceedings absent unusual
circumstances. Once a tribal court has reached a final decision,
the comity doctrine will determine the decision's enforceability in state
court.
*765 IV. CONCLUSION
Tribal courts in Alaska have jurisdiction to adjudicate custody disputes involving
tribal members. This jurisdiction is concurrent with that of the
state courts. We therefore REVERSE and REMAND to the superior
court to determine whether the tribal court's resolution of the
custody dispute between Ms. John and Mr. Baker should be
recognized under the doctrine of comity.
MATTHEWS, Chief Justice, joined by COMPTON, Justice, dissenting.
TABLE OF CONTENTS
I. Introduction ..................................................... 766
II. Historical Setting ............................................... 768
III. How This Case Should Be Decided .................................. 771
IV. Summary of the Majority's Reasoning .............................. 772
V. The Allocative Principle of State and Tribal Power ...............
774
A. The Allocative Principle Is a Fundamental Component of
American Indian Law ........................................ 774
B. The Supreme Court Has Traditionally Viewed Whether or Not
a
Case Arose in Indian Country as a Threshold Issue ..........
777
C. Indian Country as a Jurisdictional Concept Encompasses Tribal
Power over Both Tribal Lands and Members ................... 778
D. The Majority's Decision Is Internally Inconsistent with
Regard to the Importance of a Territorial Basis for Tribal
Court Jurisdiction ......................................... 779
VI. Indian Country Is a Prerequisite for the Exercise of
Tribal Court
Adjudicatory Authority ......................................... 780
A. The Supreme Court Has Never Held that a Tribe's
Inherent
Powers Can Be the Basis for Exercising Tribal Adjudicatory
Authority Outside of Indian Country ........................ 780
B. At Least Two of the Inherent Powers Recognized in
United
States v. Wheeler Do Not Extend Beyond Indian Country ......
780
1. A Tribe's Inherent Power to Criminally Sanction Its
Members Does Not Extend Outside of Indian Country ...... 781
2. A Tribe's Inherent Power to Regulate Domestic Relations
Among Members Does Not Extend to Cases Arising Outside
of Indian Country ...................................... 782
C. DeCoteau ..................................................... 783
D. Fisher ....................................................... 785
1. Fisher 's Language Does Not Support Jurisdiction Outside
Indian Country ......................................... 785
2. Iowa Mutual 's Citation to Fisher Does Not Persuasively
Reinterpret Fisher 's Meaning .......................... 787
3. Fisher Does Not Concern Concurrent State Jurisdiction .... 788
E. Other Case Law ............................................... 788
VII. Executive and Statutory Authority Relied on by the Majority
...... 790
A. Executive Advocacy as to the Extent of Tribal Court
Jurisdiction Is Not Entitled to Special Deference .......... 790
B. Statutory Analysis ........................................... 791
1. The Canon of Construction Favoring Native Americans Is
Inapplicable to This Case .............................. 791
2. ANCSA .................................................... 791
3. The Tribe List Act ....................................... 792
4. The Tribal Justice Act ................................... 793
5. The Indian Child Welfare Act (ICWA) ...................... 793
a. ICWA Should Not Be Extrapolated ..................... 793
b. The Majority Decision Ignores Essential Protections
Which Congress Built into ICWA .................... 794
VIII. Even Assuming that Tribal Courts Have Inherent Sovereign Power
to
Hear Child Custody Cases Not Arising in Indian Country, the
Majority Decision Is Still Erroneous Because It Enables a
Tribal Court to Utilize this Power Over a Non-Tribal Member
.... 795
A. Case Law: Tribal Inherent Sovereignty Powers Relate Only to
Tribal Members ............................................. 796
B. The Montana Exceptions Do Not Apply .......................... 797
C. The Absence of Subject Matter Jurisdiction Cannot Be Waived
.. 798
D. Tribal Court Jurisdiction Over Nonmembers Denies Access to
State Courts on the Basis of an Unpermitted Racial
Classification ............................................. 798
IX. Court-developed Policy Arguments are an Inappropriate Basis Upon
Which to Base Tribal Court Jurisdiction ........................ 799
X. State Law Applies Outside Indian Country ......................... 800
A. Case Law ..................................................... 800
B. Section 4 of Public Law 280 Requires that the
Laws Applied in
Tribal Court Must be Consistent with State Law ............. 801
C. The Rationale of Erie v. Tompkins ............................ 802
XI. Conclusion ....................................................... 803
Addendum:
P.L. 280 History and Analysis ................................... 805
*766 I. Introduction
Does inherent tribal jurisdiction over custody cases extend beyond Indian
country? The majority answers "yes," concluding that tribal sovereignty prevails
unless Congress provides otherwise. My answer is "no." Under established
principles of federal Indian law, state law governs outside of
Indian country unless Congress provides otherwise, and it has not
so provided. Moreover, the United States Supreme Court has twice
held that inherent tribal jurisdiction over custody applies only to
cases arising within Indian country.
Today's opinion changes Alaska society. Alaska law no longer applies
to every Alaskan. The doors of Alaska's courts will no
longer be open to all Alaskans. More than one-sixth of
Alaskan children, [FN1] regardless of *767 where they reside, will be subject to the laws of
one of 226 village tribal
organizations. More than one-sixth of Alaskan adults, [FN2] regardless of where they reside, will be subject to
the domestic relations laws of one of 226 village tribal
organizations. These laws, written or unwritten, may be different from
the laws of the state, indeed they may conflict with
the laws of the state. But their reach will be
statewide, and even beyond, governing cases that arise in cities,
towns, and villages which may be hundreds of miles from
the village whose tribal laws are applied. And the family
law cases of more than one out of six Alaskan
children and adults now will be subject to adjudication not
in the Alaska Court System, but in the tribal courts
of one of 226 villages. Some tribal court cases will
be decided fairly. Others will not be. But the only
remedy Alaskans aggrieved by the application of conflicting laws or
unfair decisions will have is to pursue "comity" litigation in
the state courts. Relief through this vague doctrine will be
uncertain, hard to obtain, and expensive.
FN1.
Of Alaska's estimated 1998 population of 621,400, 104,085 are Native
Alaskans. See Alaska Population Overview: 1998 Estimates, Population Estimate by Race and
Ethnicity, 1 (Alaska Dep't of Labor). In addition, Department of
Labor estimates indicate that more than 30,000 Native Alaskan Indians,
Eskimos, and Aleuts resided outside of Alaska in 1990.
See Alaska Population Overview: 1997 Estimates, Population by Race and Tribal
Group, Alaska and U.S.1980, 1990, Table 1.5, at 23 (Alaska
Dep't of Labor).
FN2.
Population Overview: 1998 Estimates at 1, supra note 1.
Because today's opinion takes a long step away from the
Alaska constitutional goal of equal rights under the law and
is contrary to federal law, I dissent. Given the importance
of this case to the future of Alaska's system of
justice, I set forth my views in greater length than
is normally required or appropriate in a dissenting opinion.
Today's opinion holds:
(1) That tribal courts have jurisdiction, based on inherent sovereignty,
to adjudicate child custody cases which arise outside of Indian
country, involving children who are either tribal members or eligible
for tribal membership. Such cases involve custody disputes between parents
who are tribal members, and between parents when only one
parent is a tribal member. The majority also holds that
a child's eligibility for tribal membership, taken alone, is a
sufficient basis for the assertion of jurisdiction. [FN3] Thus, any custody dispute involving a child eligible for
tribal membership, regardless of the membership
status of the adult parties, will fall within the coverage
of the opinion.
FN3.
Op. at 759.
(2) That when tribal courts decide custody disputes, tribal law
controls even where it is inconsistent with state law. [FN4]
FN4. Id. at 761.
(3) And that Public Law (P.L.) 280, [FN5] which grants Alaska exclusive jurisdiction of private civil cases
arising in Indian country, does not apply to this case. [FN6]
FN5.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588
(codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN6.
Op. at 747-748.
I disagree with the first two conclusions for reasons developed
at length in this dissent.
With respect to the third conclusion, regarding P.L. 280, my
observations are as follows. P.L. 280 grants the State of
Alaska criminal and civil jurisdiction over cases arising in Indian
country. We have held that P.L. 280 grants Alaska exclusive,
rather than merely concurrent jurisdiction. [FN7]
The appellant and the amici in this case argue that
these holdings are wrong and that tribes have concurrent jurisdiction.
Most of their briefing is devoted to this point. P.L.
280, however, focuses on cases arising in Indian country, [FN8] and the present case does not arise in Indian
country. Why then the concern with P.L. 280? The appellant
and the amici recognize that Congress could not have intended
tribes to have more power outside of Indian country than
within Indian country. Thus if Alaska has exclusive jurisdiction to
decide private custody cases which arise in Indian country, it
has, by necessary implication, exclusive jurisdiction to decide private *768 custody cases which arise outside of Indian country.
FN7. See
Native Village of Nenana v. State, Dep't of Health &
Soc. Servs., 722 P.2d 219, 221 (Alaska 1986); In
re F.P., 843 P.2d 1214, 1215-16 (Alaska 1992).
FN8. See 18 U.S.C. § 1162(a)
(1994).
Since the majority opinion has not overruled our P.L. 280
cases, it might be sufficient for me to observe that
one independent reason why the opinion is wrong is that
it conflicts with this necessary implication. But in order to
fully answer the arguments of the appellant and the amici
concerning P.L. 280 I set forth my views on this
issue in an addendum to this opinion. There I explain
that our previous cases [FN9]
were properly decided, and that P.L. 280 grants Alaska exclusive
jurisdiction over private child custody cases arising in Indian country.
FN9. See
supra note 7.
II. Historical
Setting
In the body of this dissent, I take direct issue
with the majority's conclusion that tribal courts have jurisdiction to
hear child custody cases not arising in Indian country. To
set the context of this case, I begin with a
brief statement of the history of Government-Native relations in Alaska.
Without such a statement one might assume, based on the
majority opinion, that before
the Alaska Native Claims Settlement Act (ANCSA) tribes were "adjudicat
[ing] domestic disputes between members," and that I am arguing
that Congress in passing ANCSA in 1971 intended to "eradicate
tribal court jurisdiction over family law matters." [FN10]
Neither assumption would be correct.
FN10.
Op. at 753, 754.
Beginning with the assumption of jurisdiction over Alaska by the
United States in 1867, throughout Alaska's history as a territory,
and since statehood in 1959, Alaska Natives have always been
subject to the same laws as non-Natives. [FN11]
These laws have always been administered only by territorial and
state courts open to Native and non-Native alike. Thus Congress,
in passing ANCSA in 1971, did not focus on tribal
court jurisdiction because tribal courts had played no significant role
in Alaska's legal history.
FN11.
State law has accommodated and recognized certain traditional Native practices.
For example, Native traditional, uncontested adoptions have been recognized in
state court proceedings. See,
e.g., Calista Corp. v. Mann, 564 P.2d 53, 61-62 (Alaska 1977).
The history of Government-Native relations in Alaska has been recounted
in detail in Native
Village of Stevens v. Alaska Management & Planning, [FN12]
and Metlakatla
Indian Community, Annette Island Reserve v. Egan. [FN13]
I will refer here mainly to the conclusions that we
have drawn from this history, rather than to the details
on which the conclusions are based.
FN12.
757 P.2d 32 (Alaska 1988).
FN13.
362 P.2d 901 (Alaska 1961), rev'd
in part, 369 U.S. 45, 82 S.Ct. 552, 7 L.Ed.2d 562 (1962)
(as to Metlakatla) and aff'd
in part, Organized Village of Kake v. Egan, 369 U.S. 60, 82 S.Ct. 562, 7 L.Ed.2d 573 (1962)
(as to Kake and Angoon). See
also Donald C. Mitchell, Alaska
v. Native Village of Venetie: Statutory Construction or Judicial Usurpation?
Why History Counts, 14 Alaska L.Rev. 353 (1997).
We stated in Native
Village of Stevens that "the history of the relationship between the federal government
and Alaska Natives up to the passage of the Alaska
Indian Reorganization Act, 49 Stat. 1250 (1936) indicates that Congress
intended that most Alaska Native groups not be treated as
sovereigns." [FN14]
"[N]either the Alaska Indian Reorganization Act, nor subsequent
Congressional acts have signaled a change from non-sovereign to sovereign
status." [FN15]
We supported this conclusion with a detailed examination of court
decisions and enactments of Congress and the Territorial Legislature, all
indicating that Alaska Natives were governed by general rather than
tribal law. [FN16] We noted that a proviso of the Alaska Indian
Reorganization Act of 1936(IRA) which was applicable to most Alaska
Native groups explicitly stated that they had not been recognized
as tribes. [FN17]
*769 We reiterated the following points by quoting from our earlier Metlakatla opinion:
FN14.
757 P.2d at 34.
FN15. Id.
FN16. Id. at 34-41.
FN17. Id. at 40. The proviso stated:
PROVIDED,
That groups of Indians in Alaska not recognized prior to
May 1, 1936 as bands or tribes, but having a
common bond of occupation, or association, or residence within a
well-defined neighborhood, community or rural
district, may organize to adopt constitutions and by-laws and to
receive charters of incorporation and federal loans under [sections of
the Indian Reorganization Act of 1934].
Id. at 39-40.
The
United States has never entered into any treaty or similar
type agreement with any group of Indians in Alaska. None
of the Indians of appellant communities have ever been exempt
from taxation by the Territory or State of Alaska. Crimes
committed by Indians in Alaska have always been punished by
the territorial and state courts.... There are not now and
never have been tribes of Indians in Alaska as that
term is used in federal Indian law. No Indian tribe,
independent nation or power has been recognized in Alaska. [[[[[[[[[ [FN18]]
FN18. Id. at 35-36 (citations omitted). As we observed in Native
Village of Stevens, since Metlakatla was reversed with respect to Metlakatla and affirmed as to
Kake and Angoon, the statement that no tribes had been
recognized in Alaska was inaccurate because, as the Supreme Court
held, the Metlakatlans had received Congressional recognition. Id. at 36. We noted that "in all other respects, however,
the legal conclusions
in Metlakatla are accurate." Id. The Supreme Court in deciding Metlakatla made a number of statements concerning Government-Native relations in Alaska
consistent with the views we expressed, including:
The
Indians of southeastern Alaska, who have very substantially adopted and
been adopted by the white man's civilization, were never in
the hostile and isolated position of many tribes in other
States. As early as 1886 a federal judge, holding Alaskan
Indians subject to the Thirteenth Amendment, denied
that the principle of Indian national sovereignty enunciated in Worcester
v. Georgia 6 Pet. 515, 8 L.Ed. 483, applied
to them. In re Sah Quah, 31 F. 327 (D.Alaska [1886] ).... Alaskan Indians are now
voting citizens, some of whom occupy prominent public office in
the state government. Metlakatlans, the State tells us, have always
paid state taxes, in contrast to the practice described and
prescribed for other reservations ... and
it has always been assumed that the reservation is subject
to state laws.
Metlakatla, 369 U.S. at 50-51, 82 S.Ct. 552 (emphasis added) (citations
omitted).
We also noted in Native
Village of Stevens that a section of the Alaska IRA authorized
the Secretary of the Interior to designate as reservations areas
of land which had previously been reserved by executive order
for the use and occupancy of Alaska Natives or which
were actually occupied by them. [FN19] Some reservations were so designated. [FN20] These reservations, and the earlier reserves that were not
designated as reservations, clearly meet the definition of "Indian country"
codified in 1948 in 18 U.S.C. 1151(b) as "dependent Indian
communities." But they were not thought to be areas beyond
the reach of state law. [FN21]
FN19.
757 P.2d at 40.
FN20.
Ten reservations were created. See Mitchell, supra note 13 at 366-371.
FN21. See Letter from Roger Ernst, Asst. Sec'y of the Interior, to
Hon. Emanuel Celler, Chairman, Comm. on the Judiciary, House of
Representatives (Feb. 25, 1958), S.Rep. No. 58-1872, at 3 (1958), reprinted
in 1958 U.S.C.C.A.N. 3348-49 ("[T]he general understanding had been that the
many native villages in Alaska were not Indian country, and
it had been the general practice for Territorial officers to
apply Territorial
law in the native villages."); Mitchell, supra note 13 at 372-374. This is not surprising since the
"dependent Indian communities" formulation is taken from the 1938 case
of United
States v. McGowan, 302 U.S. 535, 58 S.Ct. 286, 82 L.Ed. 410 (1938),
in which the Court held that a small parcel in
Nevada which had been purchased by the federal government for
needy Indians was Indian country but that this designation did
not mean that state jurisdiction was retracted. The Court stated
that its finding of Indian country
does
not deprive the state of Nevada of its sovereignty over
the area in question. The federal government does not assert
exclusive jurisdiction within the colony. Enactments of the federal government
passed to protect and guard its Indian wards only affect
the operation, within the colony, of such state laws as
conflict with the federal enactments.
Id. at 539, 58 S.Ct. 286. This conception of a state's
power in "dependent Indian communities" has changed over the years.
The "state law applies except where preempted" approach of McGowan has evolved into a general rule expressed most recently by
the United States Supreme Court in terms of "primary jurisdiction"
in Indian country "rest[ing] with the Federal Government and the
Indian tribe ..., and not with the States". Alaska
v. Native Village of Venetie Tribal Gov't, 522 U.S. 520, 118 S.Ct.
948, 952 n. 1, 140 L.Ed.2d 30 (1998) (citation omitted).
Joseph D. Matal, A
Revisionist History of Indian Country, 14 Alaska L.Rev. 283, 314-38 (1997), describes this change in
detail.
*770 This assumption was challenged in 1957 in the case of In
re McCord. [FN22]
That case involved the prosecution for statutory rape of two
Natives who resided, and committed their alleged offenses, on a
reserve created by executive order encompassing the village of Tyonek.
Tyonek had been issued a constitution under the Alaska IRA.
The defendants contended that Tyonek was Indian country and was
thus beyond the reach of the laws of the Territory
of Alaska and that the federal act extending certain federal
crimes to Indian country did not apply to statutory rape. [FN23] Territorial District Court Judge McCarrey accepted these arguments and
dismissed the charges against the defendants. [FN24]
FN22.
151 F.Supp. 132 (D.Alaska 1957).
FN23. Id. at 133-34.
FN24. Id. at 136. The Assistant U.S. Attorney argued, consistent with
the dominant assumptions which I have described, that Tyonek was
not Indian country and "that Alaska natives are in a
different position as concerns the jurisdiction of criminal offenses than
the Indians in the United States proper." Id. at 134.
While the McCord decision disturbed conventional assumptions and threatened to leave a law
enforcement void at least on those reserves which were occupied
by villages which had IRA constitutions, its immediate effects were
short-lived. Within a year Congress had added the Territory of
Alaska to the list of states governed by P.L. 280. [FN25] This action, taken in response to the McCord decision, extended the criminal and civil laws of the territory
to Indian country under the administration of the territorial courts. [FN26]
FN25.
Act of August 8, 1958, Pub.L. No. 85-615, 72 Stat.
545 (codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN26. See Addendum, infra at 807-808.
This was the historical setting in 1971 when ANCSA was
passed revoking all reservations except Metlakatla. Native sovereignty issues, tribal
law, and tribal court jurisdiction were not within the scope
of ANCSA. [FN27] Alaska law was thought to apply to all Alaskans,
both Native and non-Native, and the cases of all Alaskans
were decided in Alaska courts. [FN28] The assumption of Congress and the Department of the
Interior in 1971 was that P.L. 280 granted exclusive jurisdiction
to the state. [FN29] And Alaska Native villages had not received formal recognition
as tribes.
FN27.
As Senator Ted Stevens, one of the prime architects of
ANCSA, stated in 1986, when sovereignty was an issue: "ANCSA
was and is a land settlement. It did not terminate
the special relationship between Alaska Natives from the Federal Government
or resolve any questions concerning the governmental status, if any,
of various Native groups. There's not one reference to sovereignty
in ANCSA or in the 1971 Conference report." To
Amend the Alaska Native Claims Settlement Act: Hearings on S.2065
before the Subcomm. on Public Lands of the Senate Comm.
on Energy and Natural Resources, 99th Cong., 2d Sess. 329 (1986).
FN28. See
Native Village of Stevens v. Alaska Management & Planning, 757 P.2d 32 (Alaska 1988) (discussing historical setting).
FN29. See Addendum, infra at 810-811, 812-813.
But three developments of considerable legal significance took place after
the passage of ANCSA. First, in the mid-1970's the Department
of Interior reversed its field and decided P.L. 280 was
a grant of concurrent rather than exclusive jurisdiction to the
states. [FN30] This view was adopted by the Ninth Circuit in Native
Village of Venetie I.R.A. Council v. Alaska (Venetie
IRA ). [FN31]
FN30. See
id. at 813.
FN31.
944 F.2d 548 (9th Cir.1991).
Second, the Interior Department in 1993 through Assistant Secretary Deer
administratively recognized 226 Alaska Native villages as sovereign tribes. [FN32]
FN32. See 58 Fed.Reg. 54, 364-69 (1993).
And third, the Ninth Circuit in Alaska
ex rel. Yukon Flats School District v. Native Village of
Venetie Tribal Government (Venetie
I ), [FN33] ruled that at least some land conveyed under ANCSA
qualified as Indian country.
FN33.
101 F.3d 1286 (9th Cir.1996).
The conjunction of these events promised to have significant and
potentially enormous consequences. More than forty-four million acres (an area
about the size of the State of *771 Washington) were conveyed under ANCSA. Since virtually every Native village
recognized as sovereign by Secretary Deer received an ANCSA conveyance,
Alaska might have contained 226 semi-autonomous nations. State functions spanning
a broad spectrum of criminal and civil laws might have
been transferred to the villages within these enclaves.
This then was the setting in 1998 when the United
States Supreme Court decided Alaska
v. Native Village of Venetie Tribal Government (Venetie
II ). [FN34] In that case the tribal government sought to impose
about $161,000 in taxes covering commercial activities within the tribal
village on a contractor building a state school on tribal
lands transferred under ANCSA. [FN35]
The Ninth Circuit had noted that the ultimate question--"whether Venetie
has the authority to tax activities occurring within its territory--
turns on whether Venetie occupies Indian country". [FN36] The circuit court had concluded that Venetie's ANCSA lands
were Indian country. [FN37]
FN34.
522 U.S. 520, 118 S.Ct. 948, 140 L.Ed.2d 30 (1998).
FN35. Id. at 951.
FN36. Venetie
I, 101 F.3d at 1290.
FN37. Id. at 1302.
The United States Supreme Court reversed, holding that a tribe's
ANCSA lands are not Indian country. [FN38] Referring to the "dependent Indian communities" definition in 18
U.S.C. § 1151(b),
the Court held that a two-part test applied. The lands
must have been set aside by the federal government for
the use of Indians as Indian land, and the lands
must be under continuing federal superintendence. [FN39] Neither part of the test was met with respect
to ANCSA lands. [FN40] ANCSA revoked all reservations in Alaska except Metlakatla and
transferred lands to private state-chartered Native
corporations without restraints on alienation. And instead of continuing federal
superintendence, one objective of ANCSA was to avoid a "lengthy
wardship or trusteeship." [FN41]
FN38. Venetie
II, 118 S.Ct. at 955-56.
FN39. Id. at 954 & n. 5.
FN40. Id. at 955.
FN41. Id. at 955-56.
The Supreme Court's decision in Venetie
II meant that there would not be numerous reservation-like enclaves in
Alaska. But in some ways the majority's decision today will
have broader consequences than an affirmance of the Ninth Circuit's Venetie
I decision would have had. If there were Indian country enclaves,
tribal jurisdiction would be confined to the enclaves. But without
the geographical limits of enclaves, under today's decision tribal jurisdiction
extends statewide, and beyond. It follows tribal members, children eligible
for membership, and their parents wherever they reside.
III. How
This Case Should Be Decided
Before turning to a critique of the majority's reasoning I
will state in affirmative form how I think this case
should be decided. Appellant claims, and the majority concludes, that
Northway has inherent sovereignty to regulate domestic relations among members. [FN42] Tribes unquestionably have certain powers which derive from inherent
sovereignty. For example, as the majority notes, tribes have the
power to regulate the conduct of members through criminal laws,
they have the power to determine their own membership, they
have power over the domestic relations of their members, they
have the power to prescribe and enforce rules of inheritance
for their members, and they have the power to tax. [FN43] But do all, or any, of these powers extend
beyond Indian country? Specifically, the question in this case is:
Does the adjudicatory power to decide the custody disputes of
parents whose children are tribal members apply to cases not
arising in Indian country?
FN42. See Op. at 748-749.
FN43. Id. at 755-756.
This is a question of federal law. But there is
no need to search the reports
of the lower federal courts for an answer. The United
States Supreme Court has answered *772 it, twice. The answer is that a tribe's inherent power
to adjudicate the custody cases of tribal children does not
extend to cases not arising in Indian country.
In DeCoteau
v. District County Court, [FN44] the Court recognized that tribal court jurisdiction would not
apply to custody proceedings involving Indian children not residing in
Indian country. Because the reservation where the parent and children
resided had been terminated, the state court rather than the
tribal court had jurisdiction. [FN45]
FN44.
420 U.S. 425, 95 S.Ct. 1082, 43 L.Ed.2d 300 (1975).
FN45. Id. at 427-28 & n. 2, 95 S.Ct. 1082.
In Fisher
v. District Court, [FN46] the Court upheld tribal court jurisdiction over children in
a dispute concerning whether a state court or a tribal
court had jurisdiction, because "all parties resided on the reservation
at all relevant times." [FN47]
The court stated that as between state and tribal courts
"it is appropriate to predicate jurisdiction on the residence of
the litigants." [FN48]
FN46.
424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976).
FN47. Id. at 389 n. 14, 96 S.Ct. 943.
FN48. Id.
Thus DeCoteau and Fisher unequivocally teach that a tribe's inherent power over child custody
cases is limited to cases arising in Indian country.
It is no coincidence that the Supreme Court in making
the allocative decision involved in Venetie
II cited Footnote 2 of DeCoteau. The Court in Venetie
II stated: "Although this definition [of Indian country] by its terms
relates only to federal criminal jurisdiction, we have recognized that
it also generally applies to questions of civil jurisdiction such
as the one at issue here. See
DeCoteau v. District County Court for Tenth Judicial Dist., 420 U.S. 425, 427 n. 2, 95 S.Ct. 1082, 43
L.Ed.2d 300 (1975)." [FN49]
Footnote 2 of DeCoteau, cited by the Court in Venetie
II, supplies the complete answer to the present case:
FN49. Venetie
II, 118 S.Ct. at 952.
If
the lands in question are within a continuing "reservation," jurisdiction
is in the tribe and the Federal Government.... On the
other hand, if the lands are not within a continuing
reservation, jurisdiction is in the State, except for those land
parcels which are "Indian allotments, the Indian titles to which
have not been extinguished.... While § 1151
is concerned, on its face, only with criminal jurisdiction, the
Court has recognized that it generally applies as well to
questions of civil jurisdiction." [ [FN50]]
FN50. DeCoteau, 420 U.S. at 427 n. 2, 95 S.Ct. 1082.
DeCoteau and Fisher are specific examples of what I refer to as the
"allocative principle"--the basic principle allocating government responsibilities as between states
and tribes. The allocative principle holds that within Indian country
state laws are generally not applicable to tribal Indians unless
Congress has explicitly provided for their application, while outside of
Indian country tribal authority generally does not apply unless Congress
has clearly expressed that tribal authority should apply. [FN51] Congress has not provided for tribal jurisdiction in child
custody disputes between
the parents of Indian children arising outside of Indian country.
Therefore based on the general allocative principle, as well as
on its specific application to child custody cases in DeCoteau and Fisher, the Northway tribal court does not have jurisdiction in this
case.
FN51. See,
e.g., Oklahoma Tax Comm'n v. Chickasaw Nation, 515 U.S. 450, 465, 115 S.Ct. 2214, 132 L.Ed.2d 400
(1995) (quoting Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 148-49, 93 S.Ct. 1267, 36 L.Ed.2d 114
(1973)). I explain this principle at some length in Part
V of this dissent.
IV. Summary
of the Majority's Reasoning
The rationale of the majority can be expressed in two
syllogisms. The first is as follows:
(1) Tribal sovereignty exists (apparently wherever it is asserted) unless
Congress has expressly and unambiguously divested the *773 tribe of sovereignty in the type of case at issue. [FN52]
FN52.
Op. at 751-752.
(2) Congress has not expressly and unambiguously divested Alaska tribes
of child custody jurisdiction in cases arising outside of Indian
country. [FN53]
FN53. Id. at 753-754.
(3) Therefore Alaska tribes have custody jurisdiction in cases arising
outside of Indian country.
As support for the conclusion reached by this syllogism and
as an independent but related rationale the majority also relies
on the following second syllogism:
(1) Through the Tribe List Act and Tribal Justice Act,
Congress has ratified the Secretary of the Interior's recognition of
Alaska tribes as sovereigns, and as sovereigns, they have inherent
authority to establish their own forms of government including tribal
justice systems. [FN54]
FN54. Id. at 753, 754.
(2) Unless tribes that do not occupy Indian country have
"inherent powers of self-governance," including the power to adjudicate child
custody disputes, their
sovereignty would be "virtually meaningless." [FN55]
FN55. Id. at 753-754.
(3) As Congress did not intend tribal sovereignty to be
virtually meaningless, it must have empowered tribes that do not
occupy Indian country to exercise inherent powers of self-governance, including
child custody jurisdiction, outside of Indian country. [FN56]
FN56. Id. at 753-754.
These syllogisms are flawed. In particular the first premise of
the first syllogism is wrong because it ignores the basic
principle for the allocation of state and tribal functions. Outside
of Indian country state laws apply to Indians unless Congress
explicitly provides otherwise. Thus, outside of Indian country the premise
should not be that tribal sovereignty applies unless Congress provides
otherwise, but that state sovereignty applies unless Congress provides otherwise.
The second syllogism is wrong in several respects. In particular,
the second premise treats all the inherent tribal powers of
self-government alike. In fact,
some inherent powers might be effective outside of Indian country,
but others definitely are not. Supreme Court case law is
clear that, for example, the power to regulate the conduct
of tribal members toward each other through the criminal law
does not extend beyond Indian country. [FN57] Equally clear is Supreme Court case law that the
power to adjudicate child custody cases does not extend beyond
Indian country.
FN57. See
Organized Village of Kake v. Egan, 369 U.S. 60, 75, 82 S.Ct. 562, 7 L.Ed.2d 573
(1962).
Further, the second premise of the second syllogism is wrong
in asserting that sovereignty would be "virtually meaningless" unless tribes
which do not occupy Indian country have all the inherent
powers of self-government. Indian country is an important limiting factor,
but tribes without it still have the inherent power to
determine their own forms of organization and membership. [FN58]
Further, tribes have such powers as are delegated them by
Congress. Tribal powers under the Indian Child Welfare Act are
an important example of delegated powers that involve the need
to use tribal justice systems. Other powers may be delegated
in the future, as needed in the judgment of Congress.
Tribes outside of Indian country are also eligible for special
programs and services provided to Indians by the federal government,
many of which involve tribal administration of federal grants. Also,
such tribes have sovereign immunity. Thus tribal sovereignty for tribes
that do not occupy Indian country is not meaningless.
FN58. See,
e.g., Santa Clara Pueblo v. Martinez, 436 U.S. 49, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978);
see
also the Tribal Justice Act, 25 U.S.C. § 3601(4)
(1994), which states that "Indian tribes possess the inherent authority
to establish their own form of government, including tribal justice
systems."
Finally, the conclusion of the second syllogism that Congress must
have wanted tribes that do not occupy Indian country to
exercise all the powers of inherent self-government outside of Indian
country is demonstrably *774 wrong, for Congress's intent was to treat all tribes equally,
and Indian country is a limiting factor on the authority
of all tribes. [FN59] Some tribes outside of Alaska also have lost most
of their Indian country, and occupy, like Northway, only scattered
allotments--yet their authority is limited by the allocative principle. The
tribe in DeCoteau is one example.
FN59. See
infra Dissent Part VI.
V. The
Allocative Principle of State and Tribal Power
A. The
Allocative Principle Is a Fundamental Component of American Indian Law
Despite the complexities of the numerous Supreme Court decisions addressing
the extent of tribal power with respect to the states,
most of these cases either explicitly or implicitly address two
issues: (1) whether the litigants and the activity giving rise
to the dispute are based in Indian country, and (2)
whether there is an act of Congress which expressly supports
the particular exercise of state or tribal power.
These two issues are important because, as the Supreme Court
stated in Bryan
v. Itasca County, the general rule is that "State laws generally are not
applicable to tribal Indians on an Indian reservation except where
Congress has expressly provided that state laws shall apply." [FN60]
By contrast, outside of Indian country the "general rule" is
that tribal authority does not apply, unless there is a
clear congressional expression that it should. As the Supreme Court
stated in Oklahoma
Tax Commission v. Chickasaw Nation, " 'express federal law to the contrary' overrides the
general rule that 'Indians going beyond reservation boundaries have generally been held
subject to nondiscriminatory state law otherwise applicable to all citizens
of the State.'
" [FN61]
FN60.
426 U.S. 373, 376 n. 2, 96 S.Ct. 2102, 48
L.Ed.2d 710 (1976) (quoting McClanahan
v. State Tax Comm'n, 411 U.S. 164, 170-71, 93 S.Ct. 1257, 36 L.Ed.2d 129
(1973)).
FN61.
515 U.S. 450, 465, 115 S.Ct. 2214, 132 L.Ed.2d 400
(1995) (quoting Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 148-49, 93 S.Ct. 1267, 36 L.Ed.2d 114
(1973)) (emphasis added).
In Mescalero
Apache Tribe v. Jones, [FN62] the Supreme Court made it clear that this is
a firmly established principle of American Indian law that dates
back to the 19th century:
FN62.
411 U.S. 145, 93 S.Ct. 1267, 36 L.Ed.2d 114 (1973).
[T]ribal
activities conducted outside the reservation present different considerations. "State authority
over Indians is yet more extensive over activities ... not
on any reservation." Organized
Village of Kake [v. Egan], 369 U.S. [60, 75, 82 S.Ct. 562, 7 L.Ed.2d 573
(1962) ]. Absent express federal
law to the contrary, Indians going beyond reservation boundaries have
generally been held subject to non-discriminatory state law otherwise applicable
to all citizens of the State. See,
e.g., Puyallup Tribe v. Department of Game, 391 U.S. 392, 398 [88 S.Ct. 1725, 20 L.Ed.2d 689]
(1968); Organized
Village of Kake, supra, 369 U.S. at 75-76 [82 S.Ct. 562]; Tulee
v. Washington, 315 U.S. 681, 683 [62 S.Ct. 862, 86 L.Ed. 1115]
(1942); Shaw
v. Gibson-Zahniser Oil Corp., 276 U.S. 575 [48 S.Ct. 333, 72 L.Ed. 709] (1928);
Ward
v. Race Horse, 163 U.S. 504 [16 S.Ct. 1076, 41 L.Ed. 244] (1896).[ [FN63]]
FN63. Id. at 148-49, 93 S.Ct. 1267. Numerous other Supreme Court decisions
after Mescalero have continued to recognize this principle. See,
e.g., Kiowa Tribe of Oklahoma v. Manufacturing Techs., Inc., 523 U.S. 751, 118 S.Ct. 1700, 1703, 140 L.Ed.2d 981
(1998) ("We have recognized that a State may have authority
to tax or regulate tribal activities occurring within the State
but outside Indian country.... To say substantive state laws apply
to off-reservation conduct, however, is not to say that a
tribe no longer enjoys immunity from suit."); White
Mountain Apache Tribe v. Bracker, 448 U.S. 136, 144 n. 11, 100 S.Ct. 2578, 65
L.Ed.2d 665 (1980) (quoting Mescalero, 411 U.S. at 148-49, 93 S.Ct. 1267);
Bryan, 426 U.S. at 376 n. 2, 96 S.Ct. 2102 ("Of
course, this pre-emption model [favoring tribal authority] usually
yields different conclusions as to the application of state laws to tribal Indians
who have left or never inhabited federally established reservations.") (emphasis
added).
Mescalero
Apache Tribe also leaves little doubt that the "principle" it describes is
a broad one: "That principle is as relevant to a
State's tax laws as it is to state criminal laws, *775 see
Ward v. Race Horse, supra, at 516, 16 S.Ct. 1076, and applies as much to
tribal ski resorts as it does to fishing enterprises. See
Organized Village of Kake, supra." [FN64]
FN64. Mescalero
Apache Tribe, 411 U.S. at 149, 93 S.Ct. 1267.
Secondary sources have also recognized the existence and importance of
the allocative principle. For example, the American
Indian Law Deskbook, which is a treatise compiled by the Conference of Western
Attorneys General, states:
Determining
the presence of Indian country is the benchmark for approaching the
allocation of federal, tribal, and state authority with respect to Indians and
Indian lands.... [T]he Supreme Court has employed [the Indian country
definition] to determine the geographical reach of the special Indian
law rules governing preemption of state law in civil contexts.
Thus the "Indian country" definition is relevant to virtually every
aspect of Indian law unless displaced by another statutory formulation
of geographical coverage. [FN65]
FN65. American
Indian Law Deskbook, 36-37 (Joseph P. Mazurek et al. eds., 2d. ed., 1998)
(internal citations and quotations omitted) (emphasis added); see
also Ahboah v. Housing Auth. of Kiowa Tribe, 660 P.2d 625, 627 (Okla.1983), which is cited by the Deskbook in the above discussion for the following statement: "the
touchstone for allocating authority among the various governments has been the concept of 'Indian
Country.' " Deskbook at 36 n.46 (emphasis added); and
see the State of Alaska's Brief in Venetie
II, 1997 WL 523883 at *18 (citations omitted) ("Indian country is
the jurisdictional touchstone for delineating federal, state, and tribal authority
over Indian-occupied lands.").
The discussion of "Preemption in Indian Law" in Federal
Indian Law, [FN66]
is also an analysis of the allocative principle. Most of
the discussion concerns the "within Indian country" aspect of the
principle, because
this aspect has received more attention recently. As to the
"outside of Indian country" aspect of the allocative principle, this
text states:
FN66.
David H. Getches & Charles F. Wilkinson, Federal
Indian Law 331-36 (2d ed.1986).
Preemption
can occur in off-reservation contexts also, but the approach is
different: state law applies to off-reservation Indian activities unless there
is "express federal law to the contrary." Examples of such
express laws are treaties reserving off-reservation fishing rights.[ [FN67]]
FN67. Id., note at 333.
Thus, the Supreme Court and Indian law scholars and practitioners
have consistently recognized the allocative principle and its centrality in
federal Indian law jurisprudence.
In its recent Venetie
II decision, the United States Supreme Court once again emphasized the
allocative principle, this time in the context of Alaska Natives.
Despite the fact that the power to tax is one
of a tribe's inherent powers of self-government, [FN68] the Supreme Court applied the allocative principle
and held that the Venetie tribe did not have the
power to levy the tax in question because it was
being imposed on an activity on tribal lands outside of
Indian country. [FN69] The Court expressed the allocative principle by first citing
Footnote 2 of DeCoteau. [FN70] The Court then stated: "Generally speaking, primary jurisdiction over
land that is Indian country rests with the Federal Government
and the Indian tribe inhabiting it, and not with the
States. See,
e.g., South Dakota v. Yankton Sioux Tribe, 522 U.S. 329, 118 S.Ct. 789, 139 L.Ed.2d 773 (1998)." [FN71]
The part of the Yankton
Sioux opinion cited by the Venetie
II Court states: "If the divestiture of Indian property ... effected
a diminishment of Indian*776 territory, then the ceded lands no longer constitute 'Indian country'
as defined by 18 U.S.C. § 1151(a)
and the State now has primary jurisdiction over them." [FN72]
FN68. See,
e.g., Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 137, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) ("The power to tax is an essential attribute of
Indian sovereignty because it is a necessary instrument of self-government.").
FN69.
522 U.S. 520, 118 S.Ct. 948, 954-56, 140 L.Ed.2d 30
(1998).
FN70. Id. at 952. Because of its importance to this discussion I
quote this footnote once again.
If
the lands in question are within a continuing "reservation," jurisdiction
is in the tribe and the Federal Government.... On the
other hand, if the lands are not within a continuing
reservation, jurisdiction is in the State, except for those land
parcels which are "Indian allotments, the Indian titles to which
have not been extinguished...."
DeCoteau, 420 U.S. at 427 n. 2, 95 S.Ct. 1082.
FN71. Venetie
II, 118 S.Ct. at 952 n. 1.
FN72. Yankton
Sioux Tribe, 522 U.S. 329, ----, 118 S.Ct. 789, 793, 139 L.Ed.2d
773 (1998).
This general rule, with its presumption in favor of state
authority outside of Indian country, clearly applies to the present
case. The critical issue here, as in Venetie
II and DeCoteau, is whether a tribe can exercise one of its inherent
powers outside of Indian country. Nevertheless, the majority ignores this
bedrock principle of Indian law jurisprudence in deciding
the issue.
Instead of beginning with the premise that state law applies
and asking, as the allocative principle requires in cases arising
outside of Indian country, whether there is an act of
Congress which is in conflict with the assertion of state
authority, the majority reverses the principle and begins with the
premise that tribal authority applies and asks whether Congress has
expressly divested the tribe of jurisdiction in this situation. [FN73] The majority does this by claiming that Montana
v. United States [FN74]
"reconciled" the allocative principle, as stated in Mescalero, with "the general rule that tribal sovereignty exists unless specifically
divested" by Congress. [FN75]
The implication is that the Montana Court somehow changed the meaning and scope of the allocative
principle, and because of this "reconciliation" the majority claims that
"the [Supreme] Court has not focused on tribal land as
determinative of tribal authority." [FN76]
This reasoning is simply wrong. As recently as 1995, the
Supreme Court referred to the allocative principle as a "general
rule" of Indian law jurisprudence. [FN77]
FN73.
See the first premise of the majority's first syllogism supra Part IV of this dissent and the majority opinion at
23-25, 27.
FN74.
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
FN75.
Op. at 752. With respect to this general rule, I
offer, I fear repetitively, the following observations: In view of
the 1993 recognition by Secretary Deer of the tribal status
of Alaska's Native villages, see
supra text accompanying note 32, the existence of their sovereignty is
not in issue. They have the same sovereign powers as
recognized tribes in other states. In cases where tribal villages
or village members occupy Indian country--allotments or other categories of
trust property--Alaska tribes have the same powers as tribes in
other P.L. 280 states. Likewise, to the extent that tribal
villages or village members do not occupy Indian country, Alaska
tribes have the same sovereign power as tribes which have
little or no Indian country in other states. In neither
case is the existence of tribal sovereignty in question, but
in Alaska as in the other states tribal powers are
constrained by the absence of Indian country. Thus the question
in this case is not whether Northway Village Tribe exists
as a sovereign, but whether its inherent sovereign powers extend
to child custody cases not arising in Indian country.
FN76.
Op. at 752.
FN77. Oklahoma
Tax Comm'n v. Chickasaw Nation, 515 U.S. 450, 465, 115 S.Ct. 2214, 132 L.Ed.2d 400
(1995) (quoting Mescalero, 411 U.S. at 148-49, 93 S.Ct. 1267).
Moreover, contrary to the majority's assertions, Montana did not water down what Mescalero 's expression of the allocative principle meant. [FN78] Rather, Montana cited Mescalero for the proposition that "even on reservations, state laws may
be applied unless such application would interfere with reservation self-government." [FN79]
This statement adds meaning in favor of state power to
the "within Indian country" aspect of the allocative principle, but
it does nothing to change the meaning of the allocative
principle applied outside of Indian country. This is clear from
the text of Mescalero, because almost immediately after Mescalero makes the *777 statement quoted in Montana, the Court goes on to state the "outside of Indian
country" portion of the allocative principle: "But tribal activities conducted
outside the reservation present different considerations.... Absent express federal law
to the contrary, Indians going beyond reservation boundaries have generally
been held subject to non-discriminatory state law otherwise
applicable to all citizens of the State." [FN80]
Thus, contrary to the majority's assertions, Montana, a case about tribal power over nonmembers on a reservation,
does not change the allocative principle's presumption in favor of
state authority outside of Indian country.
FN78. See Op. at 752.
FN79. Mescalero, 411 U.S. at 148, 93 S.Ct. 1267. There is no
doubt, when analyzing both Mescalero and Montana, that the quote from Montana that the majority uses at page 752 of its opinion
references the above-quoted language in Mescalero.
Compare Montana, 450 U.S. at 564, 101 S.Ct. 1245 ("[The] exercise of
tribal power beyond what is necessary to protect tribal self-government
or to control internal relations is inconsistent with the dependent
status of the tribes, and so cannot survive without express
congressional delegation. Mescalero
Apache Tribe v. Jones, 411 U.S. 145, 148, 93 S.Ct. 1267, 36 L.Ed.2d 114.") with
Mescalero, 411 U.S. at 148, 93 S.Ct. 1267 ("The upshot has
been the repeated statements of this Court to the effect
that, even on reservations, state laws may be applied unless
such application would interfere with reservation self-government....").
FN80. Mescalero, 411 U.S. at 148-49, 93 S.Ct. 1267 (citations omitted).
As noted, the majority's failure to apply the allocative principle
leads the majority to proceed from the wrong premise. This,
in turn, leads to the erroneous decision in this case.
Despite over 100 years of Supreme Court precedent reflecting the
allocative principle, the majority goes so far as to state
that "whether [a] tribe is located in Indian country" is
not a "key inquiry" in cases delineating the extent of
tribal jurisdictional power. [FN81]
Such a statement in view of numerous Supreme Court decisions
to the contrary turns a blind eye on controlling legal
precedent.
FN81.
Op. at 756.
B. The
Supreme Court Has Traditionally Viewed Whether or Not a Case
Arose in Indian Country as a Threshold Issue
Contrary to the majority's claim, the Supreme Court has not
only viewed whether or not a case arose in Indian
country as an important inquiry in cases delineating tribal jurisdiction,
the Court has traditionally treated such an
inquiry as the threshold issue upon which the outcome of
the case turns. For example, in McClanahan the Court stated: "It may be helpful to
begin our discussion of the law applicable to this complex area
with a brief statement of what this case does not
involve. We are not here dealing with Indians who have
left or never inhabited reservations set aside for their exclusive
use...." [FN82]
FN82. McClanahan, 411 U.S. at 167, 93 S.Ct. 1257 (emphasis added) (citations
omitted); see
also Oklahoma Tax Comm'n v. Sac and Fox Nation, 508 U.S. 114, 124, 113 S.Ct. 1985, 124 L.Ed.2d 30
(1993) (noting that "[i]t is true that we began our
discussion in McClanahan by emphasizing that we were not 'dealing with Indians who
have left or never inhabited reservations set aside for their
exclusive use....' ").
Also, in Organized
Village of Kake, a case involving Native Alaskans, the first issue the Court addressed was the status of the land
upon which the dispute arose: "The situation here differs from
that of the Metlakatlans in that neither Kake nor Angoon
has been provided with a reservation." [FN83]
Because the tribe did not reside in Indian country, and
there existed no "statutory authority under which the Secretary of
the Interior might permit [Kake]
to operate fish traps contrary to state law," the Court
held that Alaska's fishing laws applied to the tribe. [FN84]
FN83. Organized
Village of Kake, 369 U.S. at 62, 82 S.Ct. 562.
FN84. Id.
Likewise in Venetie
II the first, and only, question which the Supreme Court addressed
was whether the tribal lands on which the taxed activity
took place were within Indian country. [FN85] Since the answer was "no" the tribe's inherent power
to tax could not be exercised. [FN86]
FN85. See 118 S.Ct. at 951.
FN86. Id. at 955-56.
Similarly, in DeCoteau the Supreme Court affirmed state court jurisdiction over Indian children
in a custody proceeding because, as the court held, the
case arose on land that no longer was Indian country.
Jurisdiction was exclusive. [FN87] In Indian country the state would have no jurisdiction,
outside Indian country the tribe would have no jurisdiction. [FN88]
The Supreme Court's introductory *778 language makes it clear that whether or not the land
was Indian country was the threshold issue upon which the
outcome of the case rested: "We hold, for the reasons
that follow, that [Congress] terminated the Lake Traverse Reservation, and
that consequently the state courts have jurisdiction." [FN89]
FN87. See 420 U.S. at 427 n. 2, 95 S.Ct. 1082.
FN88. Id.;
see also id. at 467, 95 S.Ct. 1082 (Douglas, J., dissenting).
FN89. Id. at 427-28, 95 S.Ct. 1082 (emphasis added).
C. Indian
Country as a Jurisdictional Concept Encompasses Tribal Power over Both
Tribal Lands and Members
As the above discussion of the allocative principle makes clear,
Indian country as a jurisdictional concept encompasses tribal power over
both tribal lands and tribal members. Remarkably, the majority takes
issue with this fundamental and settled principle of Indian law.
The majority states that the
Supreme Court in Venetie
II "makes clear that any allocative significance that exists in the
concept of Indian country pertains to a tribe's territorial power
over its land, not its members." [FN90]
The majority comes to this conclusion, which is at odds
with over 100 years of Supreme Court precedent, [FN91]
by reasoning that because the Supreme Court in Venetie
II "not [ed] that tribes have 'primary jurisdiction over land that is Indian country' but [said] nothing about jurisdiction over
members" there is no "allocative significance ... in the concept
of Indian country" with regard to questions of tribal jurisdiction
over tribal members. [FN92] This conclusion has no basis in Indian law jurisprudence.
FN90.
Op. at 757.
FN91. See
supra Dissent Parts V.A & V.B.
FN92.
Op. at 782 & n. 121.
The Supreme Court in Venetie
II "[said] nothing about jurisdiction over members" [FN93]
for the simple reason that "jurisdiction over members" was not an issue in Venetie
II. Whether Venetie's ANCSA-granted lands were Indian
country and whether Venetie could exercise its inherent power to
tax nonmembers on its lands located outside of Indian country
were the issues in that case. Nevertheless, according to the
majority's logic, if a specific Supreme Court decision, for example,
said that all federal courts must obey Supreme Court precedent,
the majority would reason that state courts could ignore Supreme
Court precedent because the Court's decision did not mention state
courts. The Supreme Court's silence on a subject that is
not at issue in a case is just that--silence--not some
kind of implied legal pronouncement. The Supreme Court itself has
recently criticized the type of faulty reasoning in which the
majority engages. [FN94]
FN93. Id. at n. 121.
FN94. See
El Paso Natural Gas Co. v. Neztsosie, 526 U.S. 473, ----, 119 S.Ct. 1430, 1439, 143 L.Ed.2d
635 (1999) (noting that "[n]ow and then silence is not
pregnant" in a case in which the Court reversed the
Ninth Circuit for reasoning that tribal court could determine whether
it had jurisdiction over putative Price-Anderson actions because although the
congressionally mandated jurisdictional scheme of the Price-Anderson Act clearly intended
removal as of right to federal courts from state courts, the
Act was silent about tribal courts).
Moreover, numerous Supreme Court cases reveal just how mistaken the
majority's conclusion is that Indian country is not relevant to
the issue of whether a tribe has jurisdictional power over
its own members. [FN95] In each of these cases, the existence of Indian
country was the central factor in determining whether the tribe
had jurisdictional authority over its members.
FN95. See,
e.g., Hagen v. Utah, 510 U.S. 399, 114 S.Ct. 958, 127 L.Ed.2d 252 (1994)
(Utah courts properly exercised criminal jurisdiction over an Indian who
committed a crime--the diminishment of the Uintah Indian Reservation meant
that the location where the crime was committed was no
longer Indian country); Solem
v. Bartlett, 465 U.S. 463, 104 S.Ct. 1161, 79 L.Ed.2d 443 (1984)
(holding that because the defendant, who was an enrolled member
of the Cheyenne River Sioux Tribe, committed a crime on
reservation grounds, the state did not have criminal jurisdiction over
him); DeCoteau, 420 U.S. at 427-28, 95 S.Ct. 1082 (holding that because
"[Congress] terminated the Lake Traverse Reservation," and because the events
giving rise to the child custody dispute arose on these
lands, "the state courts have jurisdiction [over an Indian child
custody dispute].");
Organized
Village of Kake, 369 U.S. at 75, 82 S.Ct. 562 ("It has never
been doubted that States may punish crimes committed by Indians,
even reservation Indians, outside of Indian country.").
*779 D. The
Majority's Decision Is Internally Inconsistent with Regard to the Importance
of a Territorial Basis for Tribal Court Jurisdiction
As the above discussion shows, there is substantial Supreme Court
authority establishing the allocative principle and the importance of Indian
country in delineating state and tribal jurisdictional authority. Because this
authority undercuts the basis for the majority's decision, the majority
spends much effort arguing that Indian country is not relevant
or needed for tribal court jurisdiction over members. [FN96]
FN96. See,
e.g., Op. at 752 ("the Court has not focused on tribal
land as determinative of tribal authority"); Op. at 754 (tribes
"derive the power to adjudicate internal domestic matters ... from
a source of sovereignty independent of the land they occupy");
Op. at 755 ("the case law does not fairly support
the view that the existence of Indian country is an
absolute prerequisite to the existence of sovereign tribal power"); Op.
at 756 ("[t]he key inquiry ... is not whether the
tribe is located in Indian
country"); Op. at 756 ("tribal status itself [without Indian country]
includes the power to adjudicate internal child custody disputes").
Ironically, the majority, at the end of its opinion, impliedly
acknowledges the need for a territorial and geographical basis for
jurisdiction in cases like the present one. In its discussion
of comity, the majority states that state courts should not
recognize tribal court judgments if the tribal court lacked personal
jurisdiction. [FN97] But personal jurisdiction is an inherently territory-based concept, involving
contact with a forum state--a geographical entity. [FN98] Thus, the majority opinion says that the proper exercise
of tribal court jurisdiction is not dependent on the territorial
concept mandated by federal Indian law, Indian country, but it
is dependent on some form of territorial nexus.
FN97. Id. at 763.
FN98.
For example, in Parker
v. State, Dep't of Revenue, CSED, 960 P.2d 586, 587-88 (Alaska 1998) (citations omitted, in part),
we explained:
For
the exercise of personal jurisdiction over a nonresident defendant to be
constitutional, the defendant must have sufficient "minimum contacts" with the
forum state so that maintaining a suit in the forum
state "does not offend 'traditional notions of fair play and
substantial justice.' " International
Shoe Co. v. Washington, 326 U.S. 310, 316 [66 S.Ct. 154, 90 L.Ed. 95]
(1945) (quoting Milliken
v. Meyer, 311 U.S. 457, 463 [61 S.Ct. 339, 85 L.Ed. 278]
(1940)).
Jurisdiction
is permissible over a nonresident defendant where his contacts with
the forum are such that he could reasonably anticipate being
haled into court in the forum state. See
Burger King Corp. v. Rudzewicz, 471 U.S. 462, 474 [105 S.Ct. 2174, 85 L.Ed.2d 528]
(1985).
The
unilateral activity of those who claim some relationship with a
nonresident defendant cannot satisfy the requirement of contact with the
forum State.... [I]t is essential in each case that there
be some act by which the defendant purposefully avails [him]self
of the privilege of conducting activities within the forum State....
Puhlman
v. Turner, 874 P.2d 291, 293 (Alaska 1994). A nonresident defendant must
have fair warning that his activities may foreseeably subject him
to jurisdiction in Alaska.
If
the defendant's activities in the forum state are "continuous and
systematic," the forum may assert "general jurisdiction" over the defendant,
and the cause of action need not arise out of
the contacts with the forum state. However, where the cause
of action arises out of the contacts with the forum
state, the court may have "specific jurisdiction," even where the
defendant has only one contact with the forum state.
The majority does not explain how lower courts should apply
its new personal jurisdiction concept. The idea of personal jurisdiction
relates to a defendant's contacts with a forum state. [FN99] In cases involving Indians, the analog to the forum
state is Indian country. Today, the majority invents a new
analog to the state for purposes of personal jurisdiction in
Alaska--the tribal village:
FN99. See
supra note 98.
A
requirement that a tribal court possess personal jurisdiction over litigants
appearing before it ensures that the tribal court will not
be called upon to adjudicate the disputes of parents and
children who live far from their tribal villages and have
little or no contact with those villages. [FN100]
FN100.
Op. at 763.
These assurances that "tribal courts will not be called upon
to adjudicate the disputes" of those who live far from
tribal villages are illusory, for if a party files a
custody suit against another party, Native or non-Native, *780 that defendant must respond no matter where he or she
lives, or risk a default judgment in tribal court. The
defendant might be able to raise the defense that the
tribal court lacked personal jurisdiction but the uncertainty of the
meaning of personal jurisdiction in the context of village tribal
courts makes that a strategy whose risks may be unacceptably
high for many litigants. [FN101]
FN101.
Also, the benefit of convenience to Natives in remote villages,
noted by the majority at page 760 of its opinion,
may prove to be illusory. No decree of a tribal
court will be self-executing, just as no decree from another
state is enforceable in Alaska without an order from an
Alaskan court. Any party who decides not to follow a
tribal decree will, therefore, always have the opportunity to raise
comity issues in a state court before the tribal decree
can be enforced. Thus, after the issues are tried in
a tribal court, if a party does not voluntarily comply
with the tribal court decree, there must be another proceeding
in state court in which
the fairness of the tribal court proceeding can be tried.
This has the potential to be more time-consuming and expensive
than merely proceeding in state court to begin with.
It is anyone's guess how the untested concept of personal
jurisdiction premised on tribal villages will play out in our
state courts. But it does reveal the foundation upon which
the majority's decision rests. Rejecting the need for Indian country
as the territorial basis for tribal jurisdiction, the majority in
the end substitutes another territorial concept through the doctrine of
personal jurisdiction. This is a new path, one not taken
by federal Indian law.
VI. Indian
Country Is a Prerequisite for the Exercise of Tribal Court
Adjudicatory Authority
A. The
Supreme Court Has Never Held that a Tribe's Inherent Powers
Can Be the Basis for Exercising Tribal Adjudicatory Authority Outside
of Indian Country
The United States Supreme Court has never held, as the
majority does today, that a tribe's inherent sovereignty, in and
of itself, independent of Indian country, can be the basis
for tribal adjudicatory authority. [FN102] The majority acknowledges the absence of case law supporting
what it does today, but claims that this dearth of
legal precedent results from the fact that "courts
have not had occasion to tease apart the ideas of
land-based sovereignty and membership sovereignty." [FN103]
FN102.
It is important to note that all the cases upon
which the majority relies to support its ruling are cases
that discuss the concept of tribal inherent sovereignty, but do
so in the context of disputes that arise in Indian
country. See,
e.g., United
States v. Wheeler, 435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978);
Montana
v. United States, 450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
Thus, the majority attempts to answer the question of whether
tribal power extends beyond Indian country by relying on cases that involve the exercise
of tribal power in Indian country. But the absence of Indian country is the
critical fact that distinguishes the present case from those relied
upon by the majority.
FN103.
Op. at 754.
This is an erroneous reading of Supreme Court Indian law
jurisprudence, for "teasing apart" these concepts is exactly what the
Court has done when it has held that state rather
than tribal law governs tribal members outside of Indian
country. The cases cited in the following subsections illustrate this.
They also illustrate a fundamental principle of Indian law, as
articulated by the Conference of Western Attorneys General: "[A]
tribe's inherent sovereign powers extend only to tribal territory, [therefore] tribal claims of civil and criminal jurisdiction over member
actions on fee lands will be dependent upon the status
of those lands." [FN104]
This principle is central to the resolution of the present
case, but is ignored by the majority.
FN104. American
Indian Law Deskbook, supra note 65, at 55 (emphasis added).
B. At
Least Two of the Inherent Powers Recognized in United States
v. Wheeler Do Not Extend Beyond Indian Country
United
States v. Wheeler [FN105]
held that an Indian tribe's "right of internal self-government includes
the right to prescribe laws applicable to tribe members and
to enforce *781 those laws by criminal sanctions." [FN106]
This "power to punish tribal offenders is part of [a
tribe's] own retained sovereignty." [FN107]
Other retained sovereign powers of Indian tribes include the power
"to regulate domestic relations among tribe members." [FN108]
FN105.
435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978).
FN106. Id. at 322, 98 S.Ct. 1079.
FN107. Id. at 328, 98 S.Ct. 1079.
FN108. Id. at 322 n. 18, 98 S.Ct. 1079 (citing Fisher
v. District Court, 424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976)).
The majority relies heavily on Wheeler in holding that the Northway tribal court has jurisdiction in
the present case. [FN109] However, Wheeler, itself, does not answer the question posed by the present
case because the events giving rise to the crime in Wheeler took place solely within the confines of Indian country. [FN110] Despite its extensive reliance on Wheeler, the majority never acknowledges this important difference between Wheeler and the present case. Thus, Wheeler 's teachings about inherent tribal powers provide limited guidance in
the present case. Wheeler describes how and from where such inherent powers are derived.
But it does not indicate whether such powers extend outside
of Indian country--the central issue
here.
FN109. See Op. at 751-752, 755.
FN110.
435 U.S. at 315 n. 3, 98 S.Ct. 1079.
1. A
Tribe's Inherent Power to Criminally Sanction Its Members Does Not
Extend Outside of Indian Country
In order for the majority's reasoning and result to be
correct, there should be authority indicating that the inherent tribal
powers described in Wheeler extend outside of Indian country. But there is no such
authority. To the contrary, there is definitive authority for the
opposite conclusion: that a tribe's inherent power to punish tribal
members does not extend beyond the confines of Indian country. For example, in Organized
Village of Kake, [FN111]
the Supreme Court observed: "State authority over Indians is yet
more extensive over activities ... not on any reservation. It
has never been doubted that States may punish crimes committed
by Indians, even reservation Indians, outside
of Indian country." [FN112]
This conclusion is not surprising. Even the majority most likely
would not endorse the notion of granting Alaska tribes the
authority to criminally punish tribal members; yet, that
is the logical extension of today's decision.
FN111.
369 U.S. 60, 82 S.Ct. 562 (1962)
FN112. Id. at 75, 82 S.Ct. 562 (emphasis added); see
also Hagen v. Utah, 510 U.S. 399, 421, 114 S.Ct. 958, 127 L.Ed.2d 252
(1994) (Utah courts properly exercised criminal jurisdiction over an Indian
who committed a crime, since the diminishment of the Uintah
Indian Reservation meant that the location where the crime was
committed was no longer Indian country).
A
case to which the Supreme Court referred in Organized
Village of Kake, 369 U.S. at 75, 82 S.Ct. 562, was Pablo
v. People [23 Colo. 134,] 46 P.2d [P.] 636 (Colo.1896). There a
member of the Southern Ute Tribe killed another member of
the tribe. Both Indians resided on the reservation, but the
crime took place off the reservation. The Colorado Supreme Court
held that Colorado state courts, not the tribal court, had
jurisdiction.
In Solem
v. Bartlett, [FN113] the Supreme Court made clear that the state's jurisdiction
over Indians acting outside of Indian country was exclusive.
Solem involved a habeas corpus petition of an enrolled member of
the Cheyenne River Sioux Tribe. [FN114] The question was whether the state had jurisdiction over
a tribal member who had committed a crime. [FN115] The Supreme Court, as it has in numerous other
cases, [FN116] resolved this issue by examining whether the actions giving
rise to the dispute occurred in Indian country. The Court
did so because it regarded actions outside of Indian country
by tribal members to be under the exclusive jurisdiction of
the state. The Court explained this concept broadly:
FN113.
465 U.S. 463, 104 S.Ct. 1161, 79 L.Ed.2d 443 (1984).
FN114. Id. at 465, 104 S.Ct. 1161.
FN115. Id.
FN116. See
supra note 95.
As
a doctrinal matter, the States have jurisdiction over unallotted opened
lands if the applicable surplus land Act freed that land
of its reservation status and thereby diminished the reservation boundaries.
*782 On the other
hand, federal, state, and tribal authorities share jurisdiction over these
lands if the relevant surplus land Act did not diminish
the existing Indian reservation because the entire opened area is
Indian country.... [[[[[[[[[ [FN117]]
FN117.
465 U.S. at 467, 104 S.Ct. 1161.
Solem is an important case because it shows that several of
the premises upon which the majority's decision is based are
wrong. First, it demonstrates that inherent tribal powers like those
recognized in Wheeler do not extend beyond Indian country. Second, it shows that
state jurisdiction over tribal members outside of Indian country is
exclusive, not, as the majority concludes, concurrent with tribal authority. [FN118] This is clear because the Court held that "the
States have jurisdiction" over Indians committing crimes on land that
is freed "of its reservation status", but, "[o]n
the other hand, federal, state, and tribal authorities share jurisdiction" if the land is Indian country. [FN119] Third, it disposes of the majority's unsupported assertion that
jurisdiction over "land" has nothing to do with a tribe's
jurisdictional authority over members. [FN120] The entire discussion in Solem is expressed in terms of jurisdiction over "lands" in order
to determine jurisdiction
over tribal members. [FN121] And fourth, Solem does away with the majority's claim that federal courts have
not had the occasion to consider or "answer the question
of what happens when a law like ANCSA separates [tribal]
membership and land." [FN122]
The Supreme Court did just that in Solem when it analyzed the surplus land Acts, which like ANCSA,
"uncouple[d] reservation status [of the land] from Indian ownership." [FN123]
FN118.
Op. at 761.
FN119.
465 U.S. at 467, 104 S.Ct. 1161 (emphasis added).
FN120.
Op. at 757.
FN121.
465 U.S. at 467 & n. 8, 104 S.Ct. 1161:
see
also discussion supra Dissent Part V.C.
FN122.
Op. at 754.
FN123.
465 U.S. at 468, 104 S.Ct. 1161. In making this observation
I do not mean to suggest that ANCSA's abolition of
reserves and reservations affected Northway, although it clearly affected a
number of other villages which did occupy reserves or reservations.
The briefs do not contain a showing that Northway ever
occupied a reserve or reservation. Similarly, the record does not
show that the land where the parties resided was, before
ANCSA, a reserve, reservation, or other type of Indian country.
A pre-ANCSA description of reserves and reservations in Alaska does
not mention reserves or reservations at Northway or Mentasta. Federal
Field Committee for Development Planning in Alaska, Alaska
Natives & the Land 444-45 (1968).
2. A
Tribe's Inherent Power to Regulate Domestic Relations Among Members Does
Not Extend to Cases Arising Outside of Indian Country
The majority is correct in noting that tribes have the
inherent power to regulate domestic relations among tribal members. [FN124] Both United
States v. Wheeler [FN125]
and Montana
v. United States [FN126]
recognized this power. [FN127] However, as the discussion above shows, the specific inherent
power which was Wheeler 's focus--the ability of tribes to criminally punish their members--does
not extend beyond Indian country. Therefore, it is logical to
conclude that neither do the other inherent powers recognized
by Wheeler. Supreme Court case law bears this out, at least in
terms of the power to decide child custody cases.
FN124.
Op. at 755-756.
FN125.
435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978).
FN126.
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
FN127.
435 U.S. at 322 n. 18, 98 S.Ct. 1079; 450
U.S. at 564, 101 S.Ct. 1245.
Supreme Court precedent holds that the inherent power over child
custody cases does not extend to cases not arising in
Indian country. One case so holding is DeCoteau
v. District County Court. [FN128] The other is Fisher
v. District Court. [FN129]
FN128.
420 U.S. 425, 95 S.Ct. 1082, 43 L.Ed.2d 300 (1975).
FN129.
424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976).
*783 C. DeCoteau
The issue in one of the two consolidated cases in DeCoteau was whether the tribal or state court had jurisdiction over
custody proceedings involving Indian children. [FN130] The Supreme Court framed the issue as follows:
FN130.
420 U.S. at 426-29, 95 S.Ct. 1082.
In
each of the two cases, the South Dakota courts asserted
jurisdiction over members of the Sisseton-Wahpeton Tribe for acts done
on lands which, though within the 1867 reservation borders, have
been owned and settled by non-Indians since the 1891 Act.
The parties agree that the state courts did not have
jurisdiction if these lands are "Indian country," as defined in
18 U.S.C. § 1151....
[ [FN131]]
FN131. Id. at 427, 95 S.Ct. 1082.
The Court followed this statement with Footnote 2:
If
the lands in question are within a continuing "reservation," jurisdiction
is in the tribe and the Federal Government.... On the
other hand, if the lands are
not within a continuing reservation, jurisdiction is in the State, except for those land parcels which are "Indian allotments, the
Indian titles to which have not been extinguished.... While § 1151
is concerned, on its face, only with criminal jurisdiction, the
Court has recognized that it generally applies as well to
questions of civil jurisdiction." [ [FN132]]
FN132. Id. at 427 n. 2, 95 S.Ct. 1082 (emphasis added) (citations
omitted).
The language of Footnote 2 delineates a straightforward jurisdictional scheme
whereby tribal courts have jurisdiction over their members only if
the actions of such members that gave rise to the
dispute took place in Indian country. The majority disagrees, claiming
that "the Court [in DeCoteau ] did not consider the implications of the reservation's existence
because it accepted a stipulation by the parties that the
state had jurisdiction if the reservation had been terminated by
Congress." [FN133]
FN133.
Op. at 756-757 (citing DeCoteau, 420 U.S. at 426-28 & n. 3, 95 S.Ct. 1082).
The majority misreads DeCoteau. It confuses the stipulation and related assumption in Footnote 3
with the statements of law contained in Footnote 2, and
the result is a dramatic mischaracterization of the import of
the case. It is not true, as the majority claims,
that "[a]fter describing the legal agreement between the parties, which
the Court assumed without deciding was an accurate one,[ [FN134]] the Court noted in [F]ootnote 2 that the parties
relied on 11 U.S.C. §§ 1151(a)
and (c) in formulating their stipulation." [FN135]
Footnote 2, which precedes rather than follows Footnote 3, describes
an entirely different legal concept--one that was not contested by
the parties, but was not part of the stipulation described
in Footnote 3.
FN134. Id. at 756-757 (citing Footnote 3 of DeCoteau ).
FN135. Id. at 757.
The language of Footnote 2 does not describe the content
of any kind of stipulation by the parties. Rather, Footnote
2 contains the Court's explanation as to why the parties
to the case did not contest the settled issue that
"state courts [do] not have jurisdiction if [the] lands are
'Indian country'." [FN136]
FN136.
420 U.S. at 427, 95 S.Ct. 1082. At the risk
of being overly simplistic, this footnote can be compared to
the following situation: If the Court's opinion stated "The
parties agree that the defendant's confession should be suppressed if the defendant
was in custody at the time of the questioning," and
was followed by a footnote citing Miranda and other cases explaining the ramifications of custodial interrogation, "agree"
as used in the text of the opinion could not
be interpreted as a stipulation. Rather, it would reflect the
parties' settled understanding of the state of the law as
illustrated by the footnote.
The fallacy of the majority's reading of DeCoteau can be illustrated in two ways. First, a close examination
of Footnote 2 reveals that each assertion is supported by
a citation to legal authority. It would be illogical to
presume that the first two sentences of the footnote (containing
the allocative principle) are a description of a stipulation by
the parties, but the third sentence is an unannounced segue
into the Court's legal analysis.
*784 The second way to disprove the majority's reasoning is to
compare the Court's treatment of the issue in Footnote 2
with that of the issue in Footnote 3.
Footnote 3, in contrast to 2, does concern an agreement
between the parties not to litigate an unsettled question of
law. The parties stipulated that fifty percent of the mother's
acts occurred on non-Indian, patented land. The Court noted:
The
parties here have assumed that the State had jurisdiction ...
if the non-Indian, patented lands were not "Indian country" under
18 U.S.C. § 1151(a).
We have made the same assumption. We note, however, that
§ 1151(c)
contemplates that isolated tracts of "Indian country" may be scattered
checkerboard fashion over a territory otherwise under state jurisdiction. In
such a situation, there will obviously arise many practical and
legal conflicts between state and federal jurisdiction with regard to
conduct and parties having mobility over the checkerboard territory. How
these conflicts should be resolved is not before us.[ [FN137]]
FN137.
420 U.S. at 429 n. 3, 95 S.Ct. 1082.
The Court is explicit about the content of the assumption
made by the parties--specifically, that the fifty percent figure would
be sufficient to give the state court jurisdiction if the
patented land was found not to be Indian country. The
Court then raises the counter-argument to this position before
openly declaring that the issue was not before the Court
and would therefore not be decided. None of this careful
disclaimer exists in Footnote 2, because Footnote 2 is a
statement of law rather than a description of a stipulation.
The legal principle in Footnote 2 does not indicate where
jurisdiction would lie if the activities giving rise to the
dispute occurred partly in Indian country and partly outside Indian
country. Footnote 3 raises that complex question, but indicates that
the parties avoided the issue by stipulating that fifty percent
non-Indian country activity would be enough to confer state jurisdiction. [FN138]
FN138.
State and federal courts have addressed this question in a
variety of ways. The majority cites In
re Marriage of Skillen, 287 Mont. 399, 956 P.2d 1 (1998), and a few
other decisions that hold that tribal and state courts share
concurrent jurisdiction of domestic relations issues involving tribal members. Op.
at 759-760 & n. 146. These cases indicate that concurrent
jurisdiction is a possible resolution to the complex issue of
which court has jurisdiction when the dispute arises partly in
Indian country and partly outside of Indian country. But such
a concurrent jurisdictional scheme is not appropriate when the dispute arises
completely within Indian country or completely outside of Indian country.
In the former type of case, tribal court jurisdiction is
exclusive. See
Fisher, 424 U.S. at 389, 96 S.Ct. 943 ("Since the adoption
proceeding is appropriately characterized as litigation arising on the Indian
reservation, the jurisdiction of the Tribal Court is exclusive."). In
the latter type of case--which is the case we decide
today--state court jurisdiction is exclusive. See
DeCoteau, 420 U.S. at 427 n. 2, 95 S.Ct. 1082. Thus,
the majority's reliance on Skillen and the other cases in footnote 146 for its decision
that Alaska now has concurrent jurisdiction is unconvincing. Skillen and the other cases all involve a hybrid, partly inside/partly
outside of Indian country set of circumstances, but such circumstances
are decidedly not present in the present case.
This
is not to say that the question posed by Footnote
3 and in addressed in Skillen will never arise in Alaska. Venetie
II held that the lands conveyed to Native corporations by ANCSA
were not Indian country. 118 S.Ct. at 954-55. But this
does not mean that there is no Indian country in
Alaska. There are Native allotments and other categories of trust
property. Thus, the hybrid circumstances of partly in and partly
out of Indian country raised in Footnote 3 of DeCoteau and addressed in Skillen could arise in Alaska. In such a case, concurrent tribal
and state court jurisdiction might be appropriate. But that is
not the case here.
The facts of the present case fall squarely within the
legal principle announced in Footnote 2 of DeCoteau--if
the lands are not within Indian country "jurisdiction is in
the State." [FN139]
This is why I believe DeCoteau should control the resolution of today's case. The tribe in DeCoteau, like tribes, post-ANCSA, in Alaska which previously occupied reserves, had
lost its Indian country. Both DeCoteau and today's case involve the same main issue--whether a tribal
or state court has jurisdiction in an Indian child custody
dispute. Thus, the result in our case should be the
same as in DeCoteau--jurisdiction
lies with the state, not tribal, court.
FN139.
420 U.S. at 427 n. 2, 95 S.Ct. 1082.
*785 D. Fisher
In Fisher, the Tribal Court of the Northern Cheyenne awarded temporary custody
of tribal member Ivan to Josephine Runsabove, also a tribal member,
because the court had found that Ivan's mother had neglected
him. [FN140]
The tribal court later granted Ivan's mother's request for temporary
custody. [FN141] Four days before the entry of that order, Runsabove
and her husband initiated an adoption proceeding for Ivan in
Montana state court. [FN142] Ivan's mother, who was also a tribal member, moved
to dismiss this state court case for lack of subject
matter jurisdiction, arguing that the tribal court possessed exclusive jurisdiction. [FN143] Upon receiving a certified question from the state court
on the issue of which court had jurisdiction, a tribal
appellate court held that the state court was without jurisdiction. [FN144] The Montana Supreme Court disagreed, holding that the state
court had jurisdiction. [FN145] The United States Supreme Court reversed the Montana Supreme
Court, noting that this was a case between Indians "arising
out of conduct on an Indian reservation," and "[n]o federal
statute sanctions this interference with tribal self-government" because, among other
reasons, "Montana has not been granted ... civil jurisdiction" over
the reservation under P.L. 280. [FN146] The Court made it clear that the result would
have been different if the litigants had not resided in
Indian country:
FN140.
424 U.S. at 383, 96 S.Ct. 943.
FN141. Id.
FN142. Id.
FN143. Id. at 383-84, 96 S.Ct. 943.
FN144. Id. at 384, 96 S.Ct. 943.
FN145. Id. at 385, 96 S.Ct. 943.
FN146. Id. at 386, 388, 96 S.Ct. 943.
Since
the adoption proceeding is appropriately characterized as litigation arising on
the Indian reservation, the jurisdiction of the Tribal Court is
exclusive. The Runsaboves have not sought to defend the state
court's jurisdiction by arguing that any substantial part of the
conduct supporting the adoption petition took place off the reservation.... Since
all parties resided on the reservation at all relevant times, and since the reservation has not been partially terminated, cf.
DeCoteau v. District County Court, 420 U.S. [425,]
429 n. 3 [95 S.Ct. 1082, 43 L.Ed.2d 300] [
(1975) ], it
appears that none of the acts giving rise to the
adoption proceedings occurred off the reservation. The Runsaboves do not contend otherwise.... In
a proceeding such as an adoption, which determines the permanent
status of litigants, it is appropriate to predicate jurisdiction on
the residence of the litigants .... [[[[[[[[[[ [FN147]]
FN147. Id. at 389 & n. 14, 96 S.Ct. 943 (emphasis added)
(footnote included).
The Court's teaching is clear: since jurisdiction is to be
predicated on the place of residence of the litigants, if
the parties to the dispute had resided outside of Indian
country the state court would have had jurisdiction. That is
the situation in the present case, because the litigants here
do not reside in Indian country.
Thus, I believe that Fisher squarely answers the issue presented by the present case. But
the majority argues that Fisher supports its holding that the Northway tribal court has jurisdiction in this
case. The majority does this in two ways: (1) by
misreading Fisher; and (2) by citing a subsequent Supreme Court case in
an attempt to reinterpret Fisher 's analysis
and holding. I address each of these efforts in turn.
1. Fisher's
Language Does Not Support Jurisdiction Outside Indian Country
The majority argues that Fisher "provides an example of the Supreme Court's recognition of the
dual nature of sovereignty[.]" [FN148]
The majority acknowledges that the language in Fisher, cited above, makes it clear that the Supreme Court was
holding that jurisdiction was in the tribal court because the
child custody dispute arose in Indian country. But, the majority
then quotes Fisher in the following manner: "[t]he exclusive jurisdiction of the Tribal
Court ... [derives] from the quasi-sovereign status of the *786 Northern Cheyenne Tribe under federal law." [FN149]
From this quote, the majority finds evidence for its "dual
nature of sovereignty" theory by stating "Fisher therefore reflects both a recognition of territorial bases of sovereignty
and an understanding that tribal status itself includes the power to adjudicate internal child custody disputes." [FN150]
The use of the word "itself" means that the majority
believes that tribal court jurisdiction can be based on territorial
sovereignty, or, as to cases not arising in Indian country, a tribe's
inherent sovereignty. Such a reading is not reasonable.
FN148.
Op. at 756.
FN149. Id. at 756.
FN150. Id. (emphasis added).
The Northern Cheyenne Tribe has quasi-sovereign status. The power derived
from this status is what enabled the tribe to adjudicate
the child custody case in Fisher. But the Court made clear that this power does not
follow tribal members wherever they reside. Instead, it is confined
to cases arising in Indian country.
The majority's "dual nature of sovereignty" reading of Fisher presumes that the Supreme Court's analysis in Fisher is internally inconsistent. The Supreme Court could not assert both
that if the case arose outside Indian country, the state
court would have jurisdiction, [FN151] and also that "tribal status itself includes the power
to adjudicate internal child custody disputes," [FN152]
arising outside Indian country. Fisher is not saying that tribal authority to adjudicate child custody
cases is limited to cases arising in Indian country and
that such authority is not limited to cases arising in
Indian country. Yet that is what the majority's reading comes
down to. Rather, Fisher can only be read as holding that the tribe has jurisdiction
to adjudicate a child custody case involving tribal members because
of its quasi-sovereign status, and that this jurisdiction is limited
to cases arising in Indian country. [FN153]
FN151. See
Fisher, 424 U.S. at 389 & n. 14, 96 S.Ct. 943.
FN152.
Op. at 756.
FN153.
In fact, the quote from Fisher on which the majority relies for its "dual nature of
sovereignty" conclusion arose in the context of a discussion which
did not concern tribal sovereignty and its limitations, but rather
a race discrimination claim. The Court in Fisher concluded that the "jurisdiction of the Tribal Court is exclusive"
"[s]ince the adoption proceeding is appropriately characterized as litigation arising
on the Indian reservation." 424 U.S. at 389, 96 S.Ct.
943. With the jurisdictional issue resolved, the Court stated that
"[t]he remaining points [raised by the Runsaboves] may be dealt
with briefly." Id. at 390, 96 S.Ct. 943. The Court then addressed the
final issue of the case.
Finally,
we reject the argument that denying the Runsaboves access to
the Montana courts constitutes impermissible racial discrimination. The exclusive
jurisdiction of the Tribal Court does not derive from the
race of the plaintiff but rather from the quasi-sovereign status
of the Northern Cheyenne Tribe under federal law. Moreover, even if a jurisdictional holding occasionally results in denying
an Indian plaintiff a forum to which a non-Indian has
access, such disparate treatment of the Indian is justified because
it is intended to benefit the class of which he
is a member by furthering the congressional policy of self-government. Morton
v. Mancari, 417 U.S. 535, 551-555, 94 S.Ct. 2474, 41 L.Ed.2d 290
(1974).
Id. at 390-91, 96 S.Ct. 943 (emphasis added).
By
this point in the opinion, the Court had already concluded
that the tribal court had jurisdiction. As is clearly evident,
the analysis in the above paragraph centers on a different
issue--the Runsaboves' racial discrimination claim. Nevertheless, the majority attempts to
argue that this paragraph both addresses the issue of state
versus tribal court jurisdictional authority and supports the unwarranted conclusion that tribal jurisdictional authority based only
on inherent sovereignty can exist outside of Indian country. This
reasoning by the majority is not related to or supported
by the above paragraph, which focuses not on tribal jurisdiction
but on whether such jurisdiction amounts to impermissible racial
discrimination.
Indeed, consistent with many other Supreme Court cases, [FN154] Fisher treats the question of whether or not the dispute arose
in Indian country as a threshold issue, upon which the
outcome of the case rests. Finding that the case arose
in Indian country, the Court applied the general rule favoring
tribal authority in the absence of contrary congressional intent. [FN155] That Fisher treated the existence *787 of Indian country as a threshold issue becomes even more
clear in light of Fisher 's citation to and reliance on DeCoteau.
FN154. See
supra Dissent Part V.B.
FN155.
424 U.S. at 386, 96 S.Ct. 943 (emphasis added) (citations
omitted) ("In litigation ... arising out of conduct on
an Indian reservation, resolution of conflicts between the jurisdiction of state and tribal
courts has depended, absent a governing Act of Congress, on
'whether the state action infringed on the right of reservation
Indians to make their own laws and be ruled by
them.' ").
As previously noted, in DeCoteau the Supreme Court found that the events giving rise to
the Indian child custody dispute in question did not take place in Indian country. On that basis, the Court
found that the state court had exclusive jurisdiction. [FN156] DeCoteau was twice cited by Fisher. [FN157] Fisher, which "predicate[s] jurisdiction on ... residence" must, like DeCoteau, be read as standing for the proposition that Indian country
is a requirement for tribal court jurisdiction in child custody
cases where a tribe exercises its inherent sovereign authority over
its members. To read Indian country as somehow merely optional
or as just an alternative path to jurisdiction, as the
majority does, is plainly inconsistent both with Fisher and DeCoteau. [FN158]
FN156.
420 U.S. at 427-28 & n. 2, 95 S.Ct. 1082.
FN157. See
Fisher, 424 U.S. at 389 and 389 n. 14, 96 S.Ct.
943 (citing DeCoteau, 420 U.S. at 428-30 and 429 n. 3, 95 S.Ct.
1082).
FN158. Fisher, correctly interpreted, also highlights an anomalous outcome of the majority's
decision--Alaska's Northway tribe, which is not based in Indian country,
has broader jurisdiction than the Northern Cheyenne
tribe in Fisher, whose authority is limited to the territorial confines of its
reservation. See
Fisher, 424 U.S. at 389, 96 S.Ct. 943. Indeed, the essence
of Fisher, read in conjunction with DeCoteau, is that as a tribe loses its reservation or Indian
country its tribal court jurisdictional authority is diminished. See
DeCoteau, 420 U.S. at 427 n. 2, 95 S.Ct. 1082. But
the result in today's opinion runs counter to this principle.
The majority's decision can be read as holding that once
the point is reached where there is no Indian country,
tribal jurisdiction is freed from any territorial requirement and therefore
can expand to wherever tribal members reside. Fisher and DeCoteau contradict this view.
2. Iowa
Mutual's Citation to Fisher Does Not Persuasively Reinterpret Fisher's Meaning
The majority attempts to reinterpret Fisher 's teachings by relying on the following statement from Iowa
Mutual Insurance Co. v. LaPlante: [FN159]
"If state-court jurisdiction over Indians or activities on Indian lands
would interfere with tribal sovereignty and self-government, the state courts
are generally divested of jurisdiction as a matter of federal
law. See
Fisher v. District Court, 424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976)." [FN160]
The majority maintains that Iowa
Mutual shows that Fisher 's holding stemmed from the tribe's sovereign powers and not
its connection to Indian country. [FN161]
FN159.
480 U.S. 9, 107 S.Ct. 971, 94 L.Ed.2d 10 (1987).
FN160. Id. at 15, 107 S.Ct. 971; Op. at 756.
FN161.
Op. at 756-757.
The majority's interpretation of Iowa
Mutual 's citation to Fisher is directly at odds with Strate
v. A-1 Contractors. [FN162] Strate is a much more recent Supreme Court pronouncement on tribal
court adjudicatory authority. It does not simply cite Fisher, as Iowa
Mutual does, but directly explains the holding in Fisher, something that Iowa
Mutual does not do. Strate states:
FN162.
520 U.S. 438, 117 S.Ct. 1404, 137 L.Ed.2d 661 (1997).
The
Court held in Fisher that a tribal court had exclusive jurisdiction over
an adoption proceeding when all parties were members of the
tribe and resided on its reservation.... The Court observed in Fisher that state courts may not exercise jurisdiction over disputes arising
out of on-reservation conduct--even
over matters involving non-Indians--if doing so would "infring[e] on the
right of reservation
Indians to make their own laws and be ruled by them."
[ [FN163]]
FN163.
520 U.S. at 452-53, 117 S.Ct. 1404 (quoting Fisher, 424 U.S. at 386, 96 S.Ct. 943) (emphasis added).
Later in the opinion, the Court in Strate interprets a citation that Montana
v. United States made to Fisher. [FN164] The Court in Strate described Montana 's analysis in the *788 following way: "The [Montana ] Court referred first to the decision [in Fisher ] recognizing the exclusive competence of a tribal court over
an adoption proceeding when all the parties belonged to the
Tribe and resided on its reservation. See
Fisher, 424 U.S. at 386, 96 S.Ct. 943." [FN165]
FN164. Id. at 458, 117 S.Ct. 1404 (quoting Montana, 450 U.S. at 566, 101 S.Ct. 1245).
FN165. Id. (emphasis added).
Strate 's explanation of Fisher leaves no doubt that the Supreme Court views the existence
of Indian country as a critical factor in Fisher 's analysis. Its use of the word "and," not "or,"
each time it analyzed Fisher shows that the Court viewed the tribe's connection to Indian
country as a determining factor in its holding that the
tribal court in Fisher had jurisdiction over the child custody dispute. Strate, therefore, closes the door on the majority's interpretation of Fisher that would have Fisher stand for the proposition that tribal courts can adjudicate child
custody cases not arising in Indian country.
Also, Strate makes it clear that to the extent that Iowa
Mutual is cited for authoritative statements on the scope of tribal
jurisdictional powers (as the majority does) [FN166]
it is no longer persuasive law. The Supreme Court in Strate emphasizes this point throughout its opinion.
FN166. See Op. at 756.
Both
[Iowa
Mutual and National
Farmers Union Insurance Cos. v. Crow Tribe, 471 U.S. 845, 105 S.Ct. 2447, 85 L.Ed.2d 818 (1985)
] describe an exhaustion rule allowing tribal courts initially to
respond to an invocation of their jurisdiction; neither
establishes tribal-court adjudicatory authority, even over the lawsuits involved in
those cases.....
Recognizing that our precedent has been variously interpreted, we reiterate
that National
Farmers and Iowa
Mutual enunciate only an exhaustion requirement.... These
decisions do not expand or stand apart from Montana 's instruction on "the inherent sovereign powers of an Indian
tribe." [ [FN167]]
FN167. Strate, 520 U.S. at 448, 453, 117 S.Ct. 1404 (emphasis added).
3. Fisher
Does Not Concern Concurrent State Jurisdiction
The majority states that the main issue in Fisher was "whether Montana had any basis to assert concurrent jurisdiction." [FN168]
But the word "concurrent" does not appear anywhere in the Fisher opinion.
FN168.
Op. at 757.
Instead of indicating that it was envisioning a concurrent jurisdictional
scheme, the Court stated that it was "appropriate to predicate jurisdiction on the residence of the litigants." Because "all parties
resided on the reservation at all relevant times" the state
court was without jurisdiction. [FN169] This language contains no hint that the Supreme Court
was contemplating a system of shared jurisdiction. To the contrary,
the phrase "predicate jurisdiction on the residence of the litigants"
fits squarely within the theoretical framework of the allocative principle--tribal
jurisdiction if within Indian country and state jurisdiction if outside
of Indian country.
FN169. Fisher, 424 U.S. at 389 n. 14, 96 S.Ct. 943.
Fisher 's reliance on and citations to DeCoteau also indicate that Fisher 's focus was determining whether the state or tribe had
exclusive jurisdiction. Both cases centered on the same issue--whether the
state or tribal court had jurisdiction over an Indian child
custody dispute. Footnote 2 of DeCoteau is an explicit statement that the Court viewed the jurisdiction
in that case to be exclusive. [FN170] Nothing in Fisher, which was decided only one year after DeCoteau, signals a change to a system of concurrent jurisdiction.
FN170. See
DeCoteau, 420 U.S. at 427 n. 2, 95 S.Ct. 1082 ("jurisdiction
is in the tribe" if the custody dispute took place
"within a continuing 'reservation' " and "[o]n the other hand,"
"jurisdiction is in the State" "if the lands are not
within a continuing reservation.").
E. Other
Case Law
In an attempt to illustrate the principle that tribal courts,
outside of Indian country, can predicate jurisdictional authority over members
and nonmembers on nothing more than the tribe's inherent sovereignty
powers, *789 the majority cites two Supreme Court tax cases, [FN171] Oklahoma
Tax Commission v. Sac and Fox Nation, [FN172] and Oklahoma
Tax Commission v. Chickasaw Nation. [FN173] But the majority does not rely on what the
Supreme Court actually held in these cases. Sac
and Fox Nation held that Oklahoma's income tax did not apply to tribal
members earning income from tribal employment within Indian country who
also resided within Indian country. [FN174]
The Court also held that Oklahoma's vehicle and excise tax
and registration fees did not apply to tribal members living
in Indian country. [FN175]
Chickasaw
Nation held that the State of Oklahoma may tax the income
of Indian tribal members who work for the tribe in
Indian country,
but reside outside of Indian country. [FN176] The Court also held that Oklahoma could not tax
motor fuel sold by the tribe within Indian country. [FN177]
Thus, these cases illustrate the continued importance of whether a
case arises in Indian country in delineating the proper allocation
of tribal and state power.
FN171.
Op. at 758.
FN172.
508 U.S. 114, 113 S.Ct. 1985, 124 L.Ed.2d 30 (1993).
FN173.
515 U.S. 450, 115 S.Ct. 2214, 132 L.Ed.2d 400 (1995).
FN174.
508 U.S. at 123-25, 113 S.Ct. 1985.
FN175. Id.
FN176.
515 U.S. at 462-64, 115 S.Ct. 2214.
FN177. Id. at 453, 115 S.Ct. 2214.
Despite the holdings in Sac
and Fox Nation and Chickasaw
Nation, which do not support today's decision, the majority, through the
use of pliable phrases like "the Court implied" [FN178]
or the cases "suggest," [FN179]
argues that these cases support its decision. [FN180] The majority goes so far as to argue that
"[b]y deliberately leaving the door open for tribal governments to
conduct internal self-governance functions in the absence of Indian country, Chickasaw
Nation and Sac
and Fox Nation suggest that Northway Village has jurisdiction to hear this [child
custody] dispute[.]" [FN181]
FN178.
Op. at 758 (using the term "implied" two times in
its discussion).
FN179. Id. at 759.
FN180.
The majority does the same with Kiowa
Tribe of Oklahoma v. Manufacturing Technologies, Inc., 523 U.S. 751, 118 S.Ct. 1700, 140 L.Ed.2d 981 (1998),
a case which deals with sovereign immunity, not jurisdiction. Op.
at 758-759. The two concepts are distinct. A legal obligation
may exist, but not be enforceable. The Kiowa Court addressed this distinction
at some length and reaffirmed the principle that state laws
govern conduct outside of Indian country even though a tribe
enjoys sovereign immunity for conduct outside of Indian country:
We
have recognized that a State may have authority to tax
or regulate tribal activities occurring within the State but outside
Indian country. See
Mescalero Apache Tribe v. Jones, 411 U.S. 145, 148-49 [93 S.Ct. 1267, 36 L.Ed.2d 114]
(1973); see
also Organized Village of Kake v. Egan, 369 U.S. 60, 75 [82 S.Ct. 562, 7 L.Ed.2d 573]
(1962). To say substantive state laws apply to off-reservation conduct,
however, is not to say that a tribe no longer
enjoys immunity from suit. In [Oklahoma
Tax Commission v. Citizen Band] Potawatomi [Indian Tribe of Oklahoma, 498 U.S. 505, 111 S.Ct. 905, 112 L.Ed.2d 1112 (1991)
], for example, we reaffirmed that while Oklahoma may tax
cigarette sales by a Tribe's store to nonmembers, the Tribe
enjoys immunity from a suit to collect unpaid state taxes.
498 U.S. at 510 [111 S.Ct. 905]. There is a
difference between the right to demand compliance with state laws
and the means available to enforce them.
118
S.Ct. at 1703.
FN181.
Op. at 758.
The dicta in these cases [FN182]
do suggest that it is an open question whether a
tribe in the exercise of inherent sovereignty may tax income
earned from tribal employment in Indian country by members who
do not reside in Indian country. Perhaps this also suggests *790 the possibility that there are other powers derived from inherent
sovereignty which extend beyond the boundaries of Indian country. [FN183] But we know because of Fisher and DeCoteau that the power to decide child custody cases is not
among such powers. Thus, with regard to jurisdiction to hear
child custody cases arising outside of Indian country, Fisher and DeCoteau have already shut the door the majority maintains is still
"open."
FN182.
The Sac
and Fox Nation statement is as follows:
Because
all of the tribal members earning income from the Tribe
may live within Indian country, we need not determine whether
the Tribe's right to self-governance could operate independently of its
territorial jurisdiction to pre-empt the State's ability to tax income
earned from work performed for the Tribe itself when the
employee does not reside in Indian country.
508
U.S. at 126, 113 S.Ct. 1985. The Chickasaw
Nation quote is: "
Notably, the Tribe has not asserted here, or before the
Court of Appeals, that the State's tax infringes on tribal
self-governance." 515 U.S. at 464, 115 S.Ct. 2214.
FN183.
Alternatively, income earned from tribal employment in Indian country by
tribal members who reside outside of Indian country may have
a close enough nexus to Indian country to give rise
to a presumption favoring tribal jurisdiction under the allocative principle.
Another possibility is that the state power to tax such
income will be upheld, as it was in Chickasaw
Nation.
VII. Executive
and Statutory Authority Relied on by the Majority
As the discussion above demonstrates, substantial case law from the
United States Supreme Court establishes the allocative principle. Outside of
Indian country, this principle provides that absent "express federal law
to the contrary," "beyond reservation boundaries" Indians "have generally been
held subject to nondiscriminatory state law otherwise applicable to all
citizens of the state." [FN184]
Since there is no express federal law that grants the
Northway tribal court jurisdictional authority over the custody dispute in
this case, it should follow, because the dispute arose outside
of Indian country, that
Northway is without jurisdiction. But the majority finds that "the
intent of the Executive Branch" and "federal statutes" is to
grant the Northway tribal court jurisdictional authority in the present
case, despite the absence of Indian country. [FN185] As shown below, neither the intent of the executive
branch nor any federal statute legitimizes or supports the majority's
decision.
FN184. See,
e.g., Oklahoma Tax Comm'n v. Chickasaw Nation, 515 U.S. at 465, 115 S.Ct. 2214; see
also authorities discussed supra Dissent Part V.A.
FN185.
Op. at 743.
A. Executive
Advocacy as to the Extent of Tribal Court Jurisdiction Is
Not Entitled to Special Deference
The majority states that "since this court defers to determinations of tribal status by the Executive Branch or
by Congress, we similarly accept their conclusion that, even after ANCSA, federally recognized Alaska
Native tribes like Northway Village retain sovereignty to adjudicate domestic
disputes between members." [FN186]
While it is true that we give conclusive deference
to the determinations of Congress on all matters of federal
law, Congress has not concluded that Alaska tribes have authority
to adjudicate child custody cases arising outside of Indian country.
FN186. Id. at 753 (emphasis added).
It is also true that tribal recognition by the Department
of the Interior is given conclusive deference as a non-justiciable
political question, [FN187] presumably because the Department has been delegated authority by
Congress to make such a determination. But it does not
follow that we give similar deference to the executive branch
on questions concerning the extent of tribal authority. In fact,
we do not.
FN187. See
Atkinson v. Haldane, 569 P.2d 151, 162-63 (Alaska 1977).
Only Congress can prescribe the allocation of authority between tribes
and states. [FN188] Once tribal status has been granted, the executive's role
in disputes concerning tribal and state power is usually that
of an advocate. While executive recognition of tribal status is
non-justiciable, executive
advocacy concerning tribal power is not similarly conclusive. To the
contrary, in numerous disputes involving the extent of tribal court
jurisdiction, the Supreme Court has rejected arguments by the executive
branch that urged an expansion of tribal authority. [FN189] *791 Thus, the majority opinion is wrong in stating that we
must accept the Department of Justice's arguments on tribal court
jurisdiction in this case in the same way that we
are bound to accept the Interior Department's determination of tribal
status.
FN188. See,
e.g., Santa Clara Pueblo v. Martinez, 436 U.S. 49, 56, 98 S.Ct. 1670, 56 L.Ed.2d 106
(1978) ("Congress has plenary authority to limit, modify or eliminate"
tribal powers).
FN189. See,
e.g., Strate v. A-1 Contractors, 520 U.S. 438, 447, 117 S.Ct. 1404, 137 L.Ed.2d 661
(1997); Duro
v. Reina, 495 U.S. 676, 685, 110 S.Ct. 2053, 109 L.Ed.2d 693
(1990); Montana
v. United States, 450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
B. Statutory
Analysis
The majority does not acknowledge or apply the "general rule"
that, absent "express
federal law to the contrary," tribal authority does not extend
beyond Indian country. [FN190] However, the majority does hold that "the intent of
Congress, as revealed by the Tribe List Act, ICWA, and
the Tribal Justice Act," bestows upon Alaska Native tribal courts
the jurisdictional authority to hear child custody disputes arising outside
of Indian country. [FN191] None of the statutes relied upon by the majority
grants to tribal courts jurisdiction over child custody cases between
parents not arising in Indian country. None is therefore the
"express federal law" needed to overcome the presumption against tribal
adjudicatory authority outside of Indian country which should control this
case. [FN192]
FN190. See,
e.g., Chickasaw Nation, 515 U.S. at 465, 115 S.Ct. 2214.
FN191.
Op. at 754.
FN192. See,
e.g., Mescalero Apache Tribe, 411 U.S. at 148-49, 93 S.Ct. 1267.
1. The
Canon of Construction Favoring Native Americans Is Inapplicable to This Case
In analyzing the statutes upon which it relies, the majority
uses the canon of construction that requires courts to "resolve
ambiguities in statutes affecting the rights of Native Americans in
favor of Native Americans." [FN193]
However, it is not at all clear to which statute
the majority is applying the canon. There is no statute
that the majority cites that can be said, even ambiguously,
to bestow concurrent jurisdiction on tribal courts in Alaska.
FN193.
Op. at 752-753 (citing In
re F.P., 843 P.2d 1214, 1219 (Alaska 1992)).
Further, the canon does not apply for another reason. The
parties to this dispute are Anita John and John Baker,
both of whom are Native Alaskans. The Native Village of
Northway is an amicus curiae. Baker does not want the Northway tribal court to have jurisdiction in this
case, in part because he believes that his rights and
the rights of his children will be adversely affected by
the assumption of jurisdiction by the tribal court. Yet, the
majority applies its assumption "in favor of Native Americans" for
John and the Northway tribe at the expense of Baker.
Since Native Alaskans are on both sides of the case,
the canon should apply to both, or neither. Either way,
it is
a non-factor.
The Supreme Court in Northern
Cheyenne Tribe v. Hollowbreast [FN194]
has recognized this. The Court stated that when a suit
involves the competing interests of tribes and tribal members the
canon of construction favoring Indians "has no application." [FN195]
FN194.
425 U.S. 649, 96 S.Ct. 1793, 48 L.Ed.2d 274 (1976).
FN195. Id. at 655 n. 7, 96 S.Ct. 1793.
2. ANCSA [FN196]
FN196.
43 U.S.C. §§ 1601-29
(1994).
The majority states that "ANCSA itself ... support[s] Northway's jurisdiction
over child custody matters." [FN197]
In fact, ANCSA makes clear that of all the things
it was intended to do, expanding tribal court jurisdiction in
Alaska was not one of them. [FN198] As demonstrated in Section II of this dissent, Alaska
Natives have always been subject to the same laws as
non-Natives, administered only by territorial and state courts open to both
Natives and non-Natives. ANCSA rejected any notion that it should
be interpreted as expanding tribal court jurisdiction or Native sovereignty
in any way: "Congress finds and declares that--the settlement [of
Native Alaskan land claims] should be accomplished rapidly ... without
establishing *792 any permanent racially defined institutions, rights, privileges, or obligations...." [FN199]
FN197.
Op. at 753.
FN198.
43 U.S.C. § 1601(f).
FN199. Id. § 1601(b).
Still, the majority proceeds from the premise that "Congress did
not intend for ANCSA to divest tribes of their powers
to adjudicate domestic disputes between members." [FN200]
Thus, the majority's approach is to look at Congress's intent
in ANCSA and ask whether Congress in abolishing reservations and
reserves intended to take away important aspects of tribal sovereignty.
My view is different. The consequences that flow from the
revocation of reserves and reservations by ANCSA are the same
as the consequences which would result from
the revocation of Indian country with respect to any tribe
in the United States. That is why Fisher and DeCoteau are so persuasive with regard to this case.
FN200.
Op. at 753.
The Supreme Court's decision in Venetie
II [FN201]
vindicates my approach. That decision shows that the revocation of
reservations and reserves by ANCSA had the same meaning as
the revocation of Indian country elsewhere. For example, the power
to tax is an inherent tribal power. [FN202]
But the ruling in Venetie
II was that because ANCSA revoked the Venetie reserve and did
not create new types of Indian country, the village of
Venetie could not exercise that power. [FN203] The Court said that Indian country as defined in
18 U.S.C. § 1151
"generally applies to questions of civil jurisdiction such as the
ones at issue here. See
DeCoteau v. District County Court for the Tenth Judicial Dist., 420 U.S. 425, 427 n. 2, 95 S.Ct. 1082, 43
L.Ed.2d 300 (1975)." [FN204]
This is important for two reasons. First, it is a
statement that the existence or nonexistence of Indian country is
determinative of "questions of civil jurisdiction" in Alaska and elsewhere.
Second, because the language "such as the ones at issue
here" is
followed immediately by the citation to DeCoteau Footnote 2, it analogizes the issue in Venetie
II--the
inherent power and jurisdiction to tax--with the issue in DeCoteau Footnote 2--the inherent power and jurisdiction over child custody disputes.
The consequence of the tribe's loss of Indian country in DeCoteau was that the tribe lost the power to adjudicate tribal
child custody disputes arising in what was no longer Indian
country. Venetie
II 's citation to Footnote 2 of DeCoteau makes clear that the Supreme Court had the analytical framework
of DeCoteau in mind when the Court examined tribal power, post-ANCSA, in
Alaska.
FN201.
522 U.S. 520, 118 S.Ct. 948, 140 L.Ed.2d 30 (1998).
FN202. See,
e.g., Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 137, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982).
FN203.
118 S.Ct. at 952-56.
FN204. Id. at 952.
3. The
Tribe List Act [FN205]
FN205.
25 U.S.C. §§ 479(a)-479(a-1)
(1994).
Although the Tribe List Act formally recognizes Alaska Native villages
as tribes, it does not in any way expand tribal
powers. Rather, as the Department of the Interior explained, Native
villages in Alaska "have the right, subject
to general principles of Federal Indian law, to exercise the same
inherent and delegated authorities available to other tribes...." [FN206]
General principles of federal Indian law would have prevented the
Northern Cheyenne tribal court in Fisher from assuming jurisdiction over a child custody dispute between tribal
members had that dispute arisen outside of Indian country. [FN207] Similarly in DeCoteau, general principles of federal Indian law dictated that a South
Dakota court rather than the Sisseton-Wahpeton tribal authorities had jurisdiction
over the children there involved because the tribe's reservation had
been terminated. Because the same general principles apply to the
present case, the result here should be that the Northway
tribal court lacks jurisdiction. The addition of Alaska Native villages
to the Tribe List Act does nothing more than confirm
the correctness of this result.
FN206.
58 Fed.Reg. 54,366 (1993) (emphasis added).
FN207. See
Fisher, 424 U.S. at 389, 96 S.Ct. 943.
That special privileges were not intended to be granted Alaska
Native tribes is also *793 made clear by the House Report accompanying the Tribe List
Act which states that the Act neither confers nor denies
sovereignty. This report stated:
The
Committee notes ... that there is extensive litigation on the
subject of the precise sovereign powers of Alaska Native Tribes.
While these issues deserve further review by Congress, nothing
in this Act should be construed as enhancing, diminishing, or
changing in any way the status of Alaska Native Tribes. It is the intent of the Committee that its previous
position taken in the 1987 amendments to the Alaska Native
Land Claims Settlement Act be maintained and that nothing
in this Act shall "confer on, or deny to, any
Native organization any degree of sovereign governmental authority over lands
... or persons in Alaska."
P.L. 100-241, Section 2(8)(B). [This] Act merely requires that the
Secretary continue the current policy of including Alaska Native entities
on the list of Federally recognized Indian tribes which are
eligible to receive services.[ [FN208]]
FN208.
H.R.Rep. No. 103-781, at 5 (1994) (emphasis added), reprinted
in U.S.C.C.A.N. 3771.
This language is plain: Congress did not intend the Tribe
List Act to be a vehicle for expanding or diminishing
tribal power. But the majority explicitly relies on the Tribe
List Act as authority to change the allocation of jurisdictional
authority over tribal children between tribal and state courts as
laid out in decisions of the United States Supreme Court.
Thus, the majority "construes" the Act in a way that
Congress forbade--it uses the Act as a means to expand
tribal jurisdictional authority.
4. The
Tribal Justice Act [FN209]
FN209.
25 U.S.C. §§ 3601-3631
(1994).
The majority's reliance on the Tribal Justice Act is equally
unpersuasive. The Tribal Justice Act focuses primarily on establishing, organizing,
and funding, within the Department of the Interior, the Office
of Tribal Justice Support. [FN210] The Act also establishes responsibilities, goals, and funding for
the Secretary of the Interior in working toward the development
and betterment of tribal justice systems. [FN211] In its "Findings" the Act is protective of tribal
rights that have already been established by Congress or the courts. [FN212] But nothing in the Act extends or bestows any
additional jurisdiction to tribal courts. And because neither Congress nor the Supreme
Court has bestowed upon tribal courts the jurisdiction to hear
child custody disputes not arising in Indian country between parents,
neither does the Tribal Justice Act. [FN213]
FN210. Id. § 3611.
FN211. Id. §§ 3612,
3613, 3614, 3621.
FN212. Id. § 3601(6)
("Congress and the Federal courts have repeatedly recognized tribal justice
systems as the appropriate forums for the adjudication of disputes
affecting personal and property rights[.]").
FN213.
This is not to say that tribal courts in Alaska
are left without any jurisdiction. They have delegated jurisdiction, as
in cases to which ICWA applies, 25 U.S.C. §§ 1901-63,
and inherent jurisdiction to decide internal matters pertaining to tribal
membership and organization.
See 25 U.S.C. § 3601(4)
("Indian tribes possess the inherent authority to establish their own
form of government, including tribal justice systems."). Furthermore, tribal courts
can and do perform other important justice-related functions by deferral
and consent. For example, state law enforcement authorities may defer
prosecution of juvenile offenses with the consent of the juvenile
so that the case may be handled by a tribal
court. Directory
of Dispute Resolution in Alaska Outside Federal and State Courts, Alaska Judicial Council (March 1999) at 11-12. For an extensive
list of the services performed by tribal courts, see
id. at 29-102.
5. The
Indian Child Welfare Act (ICWA)
a. ICWA
Should Not Be Extrapolated
ICWA does not apply to this case. The majority acknowledges
this. [FN214]
Nevertheless, the majority relies on "the intent of Congress, as
revealed by ... ICWA" for its holding that the Northway
tribal court has jurisdiction over the child custody dispute in
this case. [FN215] We have observed that "a statute may form the
basis for a common law *794 rule which applies beyond the prescribed scope of the statute." [FN216]
That observation was accompanied by a quotation from Moragne
v. States Marine Lines, Inc., [FN217] which indicates when a principle may be extrapolated from
legislation and made a part of general decisional law and
when extrapolation should not take place. The Supreme Court in Moragne stated:
FN214.
Op. at 747.
FN215. Id. at 754.
FN216. Hanebuth
v. Bell Helicopter Int'l, 694 P.2d 143, 146 (Alaska 1984).
FN217.
398 U.S. 375, 392, 90 S.Ct. 1772, 26 L.Ed.2d 339
(1970).
The
legislature does not, of course, merely enact general policies. By
the terms of a statute, it also indicates its conception
of the sphere within which the policy is to have
effect. In many cases the scope of a statute may
reflect nothing more than the dimensions of the particular problem
that came to the attention of the legislature, inviting the
conclusion that the legislative policy is equally applicable to other
situations in which the mischief is identical. This conclusion is
reinforced where there exists not one enactment but
a course of legislation dealing with a series of situations,
and where the generality of the underlying principle is attested
by the legislation of other jurisdictions. On the other hand,
the legislature may, in order to promote other, conflicting interests,
prescribe with particularity the compass of the legislative aim, erecting
a strong inference that territories beyond the boundaries so drawn
are not to feel the impact of the new legislative
dispensation.[ [FN218]]
FN218. Id. (citation omitted).
Because Congress explicitly excluded from ICWA's coverage divorce proceedings [FN219]
and, as the majority points out, this exclusion was intended
to encompass child custody proceedings between unmarried as well as
married parents, [FN220] ICWA presents a case in which Congress in recognition
of conflicting interests has, to use the language of Moragne, "prescribe[d] with particularity the compass of the legislative aim, erecting
a strong inference that territories beyond the boundaries so drawn
are not to feel the impact of the new legislative
dispensation."
FN219.
25 U.S.C. § 1903(1).
FN220.
Op. at 746-747.
Further, we have already held that the extrapolation method that
the majority engages in today is inappropriate with regard to
ICWA. In Catholic
Social Services, Inc. v. C.A.A., [FN221] we cautioned against interpreting ICWA in ways that extend
it beyond its intended scope. In that case the superior
court found that under ICWA an Indian child's tribe is
entitled to notice of a proceeding for voluntary termination of
parental rights, even though the statute itself contained no notice
requirement. [FN222]
We reversed, holding that "[i]n enacting [ICWA], Congress has both created
and defined tribal rights in adoption and termination proceedings. The provisions of the Act ... define
the scope of tribal rights. The Act strikes a balance
between the sometimes conflicting interests of Indian parents, Indian children, and their tribes." [FN223]
Today the majority ignores Catholic
Social Services ' admonition that it is the business of Congress, not
the courts, to create, define, and also limit the scope
of tribal rights with regard to ICWA. [FN224]
FN221.
783 P.2d 1159 (Alaska 1989).
FN222. Id. at 1161-62.
FN223. Id. at 1160 (emphasis added); see
also In re T.N.F., 781 P.2d 973, 977 (Alaska 1989) ("We have serious policy
reservations concerning the creation of judicial exceptions to the plain
language of ICWA....").
FN224. See
generally, Santa Clara Pueblo v. Martinez, 436 U.S. 49, 56, 98 S.Ct. 1670, 56 L.Ed.2d 106
(1978).
b. The
Majority Decision Ignores Essential Protections Which Congress Built into ICWA
Moreover, even assuming that the majority is correct in its
assumption that "the intent of Congress, as revealed by ...
ICWA," [FN225]
could apply to this case, the majority's decision would still
be flawed. In enacting ICWA, Congress crafted two important protections
relevant to this case which the majority's improvised extension of
jurisdiction ignores.
FN225.
Op. at 754.
*795 First, ICWA provides that before tribes which became subject to
state jurisdiction in P.L. 280 states can reassume jurisdiction they
must obtain the approval of the Secretary of the Interior
to a plan for the reassumption of jurisdiction. [FN226] The regulations for reassumption of jurisdiction contain detailed provisions
designed to insure that any tribe reassuming jurisdiction has an
appropriately organized tribal court, and that there are clear procedures
for identifying persons who will be subject to its jurisdiction. [FN227] Further, notice of approval of a reassumption plan must
include a clear description of the territory in which jurisdiction
will be exercised. [FN228]
FN226.
25 U.S.C. § 1918(a)
(1994).
FN227.
25 C.F.R. 13.11-12 (1999).
FN228. Id. at 13.14(b).
Second, in ICWA cases which arise outside of Indian country
tribal courts only have what is called "transfer jurisdiction." [FN229]
This jurisdiction can only
be exercised with the consent of both parents. [FN230] Thus it was the judgment and intent of Congress
that tribal court jurisdiction should not reach beyond the boundaries
of Indian country in ICWA cases unless both parents agree
to the use of the tribal forum. The Department of
the Interior guidelines for interpreting ICWA specifically refer to this
provision as "an absolute veto power over transfers" to tribal
courts by either parent. [FN231] This power has a purpose which is critical in
Alaska. It is to give to either parent of a
child not living in Indian country the power to decide
whether an adjudication of custody by a tribal court would
be inappropriate because of the child's lack of contact with
the tribe or its culture. The Interior Department discusses this
point in its "Guidelines for State Courts":
FN229. See 25 U.S.C. § 1911(b)
(1994), which states:
In
any State court proceeding for the foster care placement of,
or termination of parental rights to, an Indian child not
domiciled or residing within the reservation of the Indian child's
tribe, the court, in the absence of good cause to
the contrary, shall transfer such proceeding to the jurisdiction of
the tribe, absent objection by either parent, upon the petition
of either parent or the Indian custodian or the Indian
child's tribe: Provided, That such transfer shall be subject to
declination by the tribal
court of such tribe.
FN230. Id.
FN231.
44 Fed.Reg. 67,591 (1979).
The
first four criteria in the earlier version were all directed
toward the question of whether the child's connections with the
reservation were so tenuous that transfer back to the tribe
is not advised.... It is recommended that in most cases
state court judges not be called upon to determine whether
or not a child's contacts with a reservation are so
limited that a case should not be transferred. This may
be a valid consideration since the shock of changing cultures
may, in some cases, be harmful to the child. This
determination, however, can be made by the parent, who has
a veto over transfer to tribal court.[ [FN232]]
FN232. Id.
The protections which Congress built into ICWA will not be
available in cases decided under today's decision. There will be
no advance review of the organization
and function of tribal courts by an agency with the
expertise and authority to conduct such a review. The territorial
limits of tribal courts are not defined or established. And
the vital parental veto power over tribal court jurisdiction, a
power which can be exercised by either parent under ICWA,
is simply dispensed with under today's decision.
The loss of these protections illustrates the danger of the
extrapolative method used by the majority. Not only is the
jurisdiction of tribal courts expanded to cases which Congress considered and excluded in enacting ICWA, but important protections which Congress built
into ICWA do not survive in the majority's extension of
jurisdiction.
VIII. Even
Assuming that Tribal Courts Have Inherent Sovereign Power to Hear
Child Custody Cases Not Arising in Indian Country, the Majority
Decision Is Still Erroneous Because It Enables a Tribal Court
to Utilize this Power Over a Non-Tribal Member
Even if federal case law supported the majority's position, by
holding that the inherent *796 sovereign powers of tribes to "regulate internal domestic relations" between
their members did extend beyond Indian country in child custody
cases, the majority's decision today would still be erroneous because
it extends the reach of this power to individuals who
are not tribal members. There is no authority to expand
a tribe's inherent powers in such a way.
A. Case
Law: Tribal Inherent Sovereignty Powers Relate Only to Tribal Members
The Supreme Court cases that have analyzed the extent of
inherent tribal sovereignty have stated that such power pertains to
internal tribal matters and tribal members only. The majority recognizes,
and even emphasizes, this. [FN233]
Thus, the Court in Montana
v. United States [FN234]
stated: "[T]he powers of self-government ... involve only
the relations among members of a tribe .... Indian tribes retain their inherent power to determine tribal
membership, to regulate domestic relations among
members, and to prescribe rules of inheritance for
members." [FN235]
The Supreme Court's "members only" emphasis in its discussions of
inherent sovereignty has been purposeful, as was noted by the
Court in Duro
v. Reina: [FN236]
"[In] [o]ur discussion of tribal sovereignty in Wheeler ... [w]e were consistent in describing retained tribal sovereignty over
the defendant in terms of a tribe's power over its members." [FN237]
Thus, a tribal court's powers, deriving from its inherent sovereignty,
generally do not extend to non-tribal members. This was made clear in Montana and reemphasized by the Court in Strate: "In the main, the [Montana ] Court explained, 'the inherent powers of an Indian tribe'--those
powers a tribe enjoys apart from express provision by treaty
or statute--'do not extend to the activities of nonmembers of
the tribe.' " [FN238]
FN233. See Op. at 754-756.
FN234.
450 U.S. 544, 101 S.Ct. 1245, 67 L.Ed.2d 493 (1981).
FN235. Id. at 564, 101 S.Ct. 1245 (first emphasis in original, second
and third emphasis added) (quoting United
States v. Wheeler, 435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978)).
FN236.
495 U.S. 676, 110 S.Ct. 2053, 109 L.Ed.2d 693 (1990).
FN237. Id. at 685, 110 S.Ct. 2053 (emphasis in original).
FN238. Strate, 520 U.S. at 445-46, 117 S.Ct. 1404; cf.
Reina, 495 U.S. at 679, 110 S.Ct. 2053 (holding that "the
retained sovereignty of the tribe as a political and social
organization to govern its own affairs does not include the
authority to impose criminal sanctions" on a nonmember Indian who
committed murder on the tribe's reservation).
Throughout its discussion of inherent sovereignty, the majority relies on
many of the cases cited above, such as Montana,
Wheeler, and Reina, in support of its conclusion that the Northway tribal court
has jurisdiction in this case. [FN239] However, only near the end of opinion does the
majority try to reconcile the fact that while the Supreme
Court authority it relies upon to establish the concept of
inherent sovereignty emphasizes inherent tribal powers over members, the dispute in this case is actually between a tribal
member and nonmember. [FN240]
FN239.
Op. at 751-752, 755-756.
FN240. Id. at 759.
The majority sidesteps this by announcing a new rule that
is not based on supporting legal authority. That rule is:
"Because the tribe only has subject matter jurisdiction over the
internal disputes of tribal members, it has the authority to
determine custody only of children who are members or eligible
for membership." [FN241]
Thus, the majority authorizes tribal court jurisdiction over cases involving
a member Native child where both parents are tribal members
and where one parent is a tribal member and one
is not. [FN242]
FN241. Id.
FN242. Id.
In a child custody dispute, a court should have jurisdiction
over the child and the child's parents or other custodians.
The majority states that a tribe "only has subject matter
jurisdiction over the internal disputes *797 of tribal members." [FN243]
Where both parents are tribal members this condition is satisfied.
But it is not satisfied when one of the parents
is not a tribal member. Since "the powers of self-government
... involve only the relations among members of a tribe"
and since "Indian tribes retain their inherent power to ...
regulate domestic relations among members," [FN244]
it follows that jurisdiction based on inherent sovereignty cannot extend
to disputes involving nonmembers. Accordingly, even assuming that a tribe's
inherent powers extend to cases not arising in Indian country,
the Northway court should not have jurisdiction in this case
because its inherent power does not encompass authority over John,
who is not a member of the Native village of
Northway.
FN243. Id. at 759.
FN244. Montana, 450 U.S. at 564, 101 S.Ct. 1245 (quoting United
States v. Wheeler, 435 U.S. 313, 98 S.Ct. 1079, 55 L.Ed.2d 303 (1978)).
B. The
Montana Exceptions Do Not Apply
The majority states that the consent of a nonmember parent
may be an "alternative basis for tribal court jurisdiction in
child custody cases." [FN245]
The majority cites Montana for this consent theory. [FN246] But Montana does not support this theory.
FN245.
Op. at 759 n.141.
FN246. Id. (citing Montana, 450 U.S. at 565, 101 S.Ct. 1245).
The majority's cite to Montana references one of the two "Montana exceptions." [FN247]
Strate explains the two exceptions in the context of Montana: "Montana thus described a general rule that, absent a different congressional
direction, Indian tribes lack civil authority over the conduct of
nonmembers" subject to "two exceptions." [FN248]
The two Montana exceptions, upon which the majority relies upon as authority to
enable the Northway court to exercise inherent sovereign power over
a consenting nonmember, are as follows:
FN247. See
Strate, 520 U.S. at 446-47, 117 S.Ct. 1404.
FN248. Id. These "two exceptions" allow "in certain circumstances, even where Congress
has not expressly authorized it, tribal civil jurisdiction [to] encompass
nonmembers." Id. at 446, 117 S.Ct. 1404.
[
(1) ] To be sure, Indian tribes retain inherent sovereign
power to exercise some forms of civil jurisdiction over non-Indians on
their reservations, even on non-Indian fee lands. A tribe may regulate, through
taxation, licensing, or other means, the activities of nonmembers who
enter consensual relationships with the tribe or its members, through
commercial dealing, contracts, leases, or other arrangements. [And, (2) ]
A tribe may also retain inherent power to exercise civil
authority over the conduct of non-Indians on
fee lands within its reservation when that conduct threatens or has some direct effect on
the political integrity, the economic security, or the health
or welfare of the tribe.[ [FN249]]
FN249. Montana, 450 U.S. at 565-66, 101 S.Ct. 1245 (internal citations omitted)
(emphasis added); Strate, 520 U.S. at 446-47, 117 S.Ct. 1404; Op. at 759
n.140.
Neither of the two Montana exceptions applies to this case because each specifically involves the
exercise of inherent tribal power over nonmembers in
Indian country. That is not the case here. Thus, the majority's claim
that "federal law supports the determination that tribes have jurisdiction
over consenting nonmembers in some situations" [FN250]
is only true in the limited context of nonmembers in
Indian country. No Supreme Court case has held that outside of Indian
country, a tribal court has the inherent power to exercise
jurisdictional authority over a nonmember, consenting or otherwise. Because there
is no authority to support an assertion of inherent tribal
powers over nonmembers, this is another basis for holding that
the Northway tribal court lacks jurisdiction in this case. [FN251]
FN250.
Op. at 759 n.141.
FN251.
This conclusion is also consistent with the Supreme Court's general
view of the inherent authority tribal courts have over consenting
nonmembers. See
Merrion v. Jicarilla Apache Tribe, 455 U.S. 130, 147, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) ("Whatever place consent may have in contractual matters and
in the creation of democratic governments, it has little if
any role in measuring the validity of an exercise of
legitimate sovereign authority.... Indian sovereignty is not conditioned on the
assent of a nonmember."). Congress, through its plenary powers over
Indian tribes, can always grant tribal courts the power to
hear cases involving consenting nonmembers even outside of Indian country.
Indeed, that is what Congress did in allowing "transfer jurisdiction"
in ICWA. See 28 U.S.C. § 1911(b)
(1994). But unless and until Congress speaks, we are bound
by Montana 's "general rule" that " 'the inherent powers of an
Indian tribe'--those powers a tribe enjoys apart from express provision
by treaty or statute--'do not extend to the activities of
nonmembers of the tribe.' " Strate, 520 U.S. at 445-46, 117 S.Ct. 1404 (quoting Montana, 450 U.S. at 565, 101 S.Ct. 1245).
*798 C. The
Absence of Subject Matter Jurisdiction Cannot Be Waived
Consent in the context of this case is not effective
for another reason. Whether
a tribal court can hear cases not arising in Indian
country between members and nonmembers is an issue of subject
matter jurisdiction. [FN252] The majority recognizes this. [FN253] If, as I believe, the tribal court is not
empowered to hear member versus nonmember cases because it lacks
the power to do so, then it does not matter
that the nonmember in this case consented to having the
tribal court hear her case. The tribal court is still
powerless to hear the case because the lack of subject
matter jurisdiction cannot be waived. [FN254]
FN252. See
Perry v. Newkirk, 871 P.2d 1150, 1154 (Alaska 1994) (citations omitted) (noting that
one definition of subject matter jurisdiction is "the power to
render a judgment over that class of cases within which
a particular one falls").
FN253. See Op. at 759 (emphasis added) ("Because the tribe only has subject
matter jurisdiction over the internal disputes of tribal members, it has the
authority to determine custody only of children who are members
or eligible for membership.").
FN254. See
Wanamaker v. Scott, 788 P.2d 712, 713-14 n. 2 (Alaska 1990)
(because "a court which does not have subject matter jurisdiction
is without power to decide a case, this issue cannot
be waived, and can be raised at any point during
the litigation").
D. Tribal
Court Jurisdiction Over Nonmembers Denies Access to State Courts on
the Basis of an Unpermitted Racial Classification
Not only do tribes not have inherent power over nonmembers
outside of Indian country, but even if such powers were
mandated by Congress, the exercise of such power over nonmembers
would be constitutionally suspect racial discrimination. This is a complicated
subject. It is not critical here because of John's consent.
But it is likely to be raised in a variety
of contexts in the future. In this dissent I will
only highlight the issue by quoting from the Department of
Justice's analysis of ICWA legislation when it was first drafted.
It appears that the original version of ICWA did not
provide for any type of parental veto over the choice
of forum, as the law now does. This was a
source of concern for the Department of Justice. Then-Assistant Attorney
General, and now D.C. Circuit Judge, Patricia Wald, voiced these
concerns in a letter to Representative Morris Udall, Chairman of
the Committee on Interior and Insular Affairs:
The
[ICWA] bill would appear to subject family relations matters of certain
classes of persons to the jurisdiction of tribal courts which
are presently adjudicated in State courts. The bill would accomplish
this result with regard to three distinct categories of persons....
One class would be members of a tribe. Another class
would be nontribal members living on reservations, and a third
would be nonmembers living off reservations. These three classes would
be denied access to State courts for the adjudication of
certain family relations matters unless "good cause" is shown under
section 102(c) of the bill.
The
general constitutional question raised by [the bill] is whether the
denial of access to State courts constitutes invidious racial discrimination
violative of the fifth amendment. See
Bowling v. Sharp [Bolling v. Sharpe], 347 U.S. 497 [74 S.Ct. 693, 98 L.Ed. 884] (1954).
....
[T]here
is little support for the constitutionality of this bill as
applied to nontribal members living on reservations and the rationale
applied by the [Supreme] Court in [Morton
v. Mancari, 417 U.S. 535, 94 S.Ct. 2474, 41 L.Ed.2d 290 (1974)
and *799 Fisher
v. District Court, 424 U.S. 382, 96 S.Ct. 943, 47 L.Ed.2d 106 (1976)
], would not save the bill. The simple fact is
that the parents of an Indian child may find their
substantive rights altered by virtue of their Indian blood and
the simple fact of residence on a reservation.
The Court has never sanctioned such a racial classification which
denied substantive rights, and we are unable to find any
persuasive reason to suggest that it would do so.
Our
conclusion with regard to nonmembers living on reservations is even
more certain in the context of nonmembers living off reservations.
In such a situation, we are firmly convinced that the
Indian or possible non-Indian parent may not be invidiously discriminated
against under the fifth amendment and that the provisions of
this bill would do so.[ [FN255]]
FN255.
H.R.Rep. No. 95-1386, at 35-38 (1978) (emphasis added), reprinted
in 1978 U.S.C.C.A.N. 7558, 7560-61.
IX. Court-developed
Policy Arguments are an Inappropriate Basis Upon Which to Base
Tribal Court Jurisdiction
The majority also reasons that the Northway tribal court should
have jurisdiction in today's case based on the following rationale:
Tribal
jurisdiction over child custody cases involving member children will further
the goal under both federal and state law of best
serving the needs of Native American children.... [T]he fact that
many of Alaska's Native villages are located far from the
courtrooms of our state trial courts limits our state judicial
system's ability to respond to the needs of many Alaska
Natives.... By acknowledging tribal jurisdiction, we enhance the opportunity for
Native villages and the state to cooperate in the child
custody arena by sharing resources. Recognizing the ability and power
of tribes to resolve internal disputes in their own forums
... can only help in the administration of justice for
all.[ [FN256]]
FN256.
Op. at 760-761.
This statement is a commendable declaration of policy. But the
fact that this statement is just that--a declaration of court-made policy--raises fundamental issues about judicial
restraint, separation of powers, and the role of the judiciary.
In Duro
v. Reina, [FN257] the Supreme Court held that a tribe's retained sovereignty
did not include the authority to impose criminal sanctions on
a nonmember Indian who had committed murder on the tribe's
reservation. The Court made this holding despite a legitimate concern,
voiced by a lower court, that to do so would
create a "jurisdictional void" between federal and Indian crimes which
might allow the defendant in this case to escape prosecution
by either federal or Indian authorities. [FN258] The Supreme Court, with Justice
Kennedy writing for the majority, was unswayed by these arguments,
but referred to them in the concluding paragraph of the
opinion:
FN257.
495 U.S. 676, 110 S.Ct. 2053, 109 L.Ed.2d 693 (1990).
FN258. Id. at 683, 110 S.Ct. 2053.
If
the present jurisdictional scheme proves insufficient to meet the practical
needs of reservation law enforcement, then the proper body to
address the problem is Congress, which has the ultimate authority
over Indian affairs. We
cannot, however, accept these arguments of policy as a basis
for finding tribal jurisdiction that is inconsistent with precedent, history, and the equal treatment
of Native American citizens.[ [FN259]]
FN259. Id. at 698, 110 S.Ct. 2053 (emphasis added). The Court in DeCoteau made a similar statement. Once the Court determined that the
tribe's reservation had been terminated, and therefore the child custody
case belonged in state court because it arose outside of
Indian country, the DeCoteau Court declared that it would not entertain policy arguments on
why removing tribal jurisdiction over custody matters would be harmful
to the tribe:
Until
the Court of Appeals altered the status quo, South Dakota
had exercised jurisdiction over the unallotted land of the former
reservation for some 80 years. Counsel for the tribal members
stated at oral argument that many of the Indians have
resented state authority and suffered under it. Counsel for the
state denied this and argued that an end to state
jurisdiction would be calamitous for all the residents of the
area, Indian and non-Indian alike. These
competing pleas are not for us to adjudge, for our task [determining whether the former reservation had been
terminated and therefore was not Indian country] is a narrow
one.
420
U.S. at 449, 95 S.Ct. 1082 (emphasis added).
We
have similarly stated that, especially in areas where we lack
institutional competence and authority, we should not make decisions based
on policy rationales. See
Industrial Indem. Co. v. State, 669 P.2d 561, 563 (Alaska 1983) ("[C]ourts must not intrude
into realms of policy exceeding their institutional competence.").
*800 In an interesting postscript to this case, Congress passed a
statute almost immediately after the Reina decision that corrected the problem of the "jurisdictional void." [FN260]
Thus, in that case, our system of separation
of powers worked--the courts interpreted the law based on existing statutes and precedent, and Congress, persuaded by policy arguments that
existing tribal jurisdictional schemes were inadequate, passed legislation to enhance
tribal jurisdiction and rectify the problem.
FN260. See
Strate, 520 U.S. at 446 n. 5, 117 S.Ct. 1404.
Today, the majority attempts to short-circuit this system, by striking
into an area--the expansion of tribal court jurisdiction based on
policy arguments-- that is solely the realm of Congress. If
there is a need for out-of-Indian country tribal court jurisdiction
in custody disputes between parents of Indian children, democratic processes
are in place which can address this need. Alaska's Senators
and Congressman are knowledgeable about and responsive to the needs
of Alaska Natives. If there is a case to be
made for expanded tribal court jurisdiction our Senators and Congressman
are well-positioned to make an effective presentation. It is Congress,
not this court, which is competent to decide what is
needed and what limitations and protections are appropriate.
X. State
Law Applies Outside Indian Country
The majority concludes that the tribal court may apply its
own laws and customs in this case and implies that
such tribal laws apply even if they conflict
with state laws. [FN261] The majority implies, incorrectly, that this has always been
the case. [FN262] But such a regime would be a radical departure
from the past. [FN263] Nevertheless, the majority supports this conclusion by relying on Santa
Clara Pueblo v. Martinez, [FN264] which held that tribes have the "power to make
their own substantive law in internal matters, and to enforce
that law in their own forums." [FN265]
But Santa
Clara Pueblo is inapplicable to this case. That case involved a member
of the Santa Clara Pueblo tribe and her children, all
of whom lived and were raised on the Santa Clara
Reservation. [FN266] For that reason, the allocative principle favored tribal authority.
By contrast, none of the events in the present case
took place on reservation land or other Indian country, and
therefore the allocative principle favors state authority. As I show
below, the majority's conclusion ignores this important distinction and also
conflicts with the purpose of P.L. 280 and its subsequent
amendments.
FN261.
Op. at 761.
FN262. Id. at 753, 754, 755-756.
FN263.
As the state has recently said: "[T]he long-standing jurisdictional
regime and settled understanding in Alaska [is that] state laws
apply to all Alaskans, without regard to the particular community
in which they live." See Brief for Petitioner, State
of Alaska v. Native Village of Venetie, 1997 WL 523883 at *93. See
generally the "Historical Setting" discussion supra Dissent Part II.
FN264.
436 U.S. 49, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978).
FN265.
Op. at 755-756 (quoting Santa
Clara Pueblo, 436 U.S. at 55- 56, 98 S.Ct. 1670 (citations omitted)).
FN266. Santa
Clara Pueblo, 436 U.S. at 52, 98 S.Ct. 1670.
A. Case
Law
The discussion above in Part V of this dissent discusses
the allocative principle in terms of whether the Northway tribal
court or state court has jurisdiction in this case. This
principle also applies to the determination of which law--state or
tribal--applies to a given case regardless of which tribunal has
jurisdiction. The plain language of the allocative principle makes this
clear: "Absent express federal law to the contrary, Indians going beyond
reservation boundaries have
generally been held subject to non-discriminatory *801 state law otherwise applicable to all citizens of the State." [FN267]
This has always been the case in Alaska. [FN268] Thus, even if one assumes, as I do only
for purposes of the discussion in this section, that the
Northway court has jurisdiction in this case, it does not logically follow that tribal law controls. To the contrary, because
this case arose outside of Indian country, the allocative principle
requires the application of state, not tribal, law.
FN267. Mescalero
Apache Tribe, 411 U.S. at 148-49, 93 S.Ct. 1267 (string citations omitted)
(emphasis added).
FN268. See
supra Dissent Part II.
The argument, made by the majority, that the Supreme Court
never contemplated applying the allocative principle to situations like those
in Alaska where tribal membership has been separated from Indian
country, [FN269] is incorrect. Solem
v. Bartlett did just that. [FN270] Moreover, the tribe in DeCoteau had lost its reservation in much the way those tribes
that had reserves in Alaska did, by an act of
Congress. [FN271] Yet the Supreme Court
in DeCoteau confirmed the application of state law under the general allocative
principle to a child custody case which involved tribal children
residing within the boundaries of the former reservation but not
in Indian country. [FN272] And, in Venetie
II, the Supreme Court confirmed the application of this principle in
its most recent Indian law case arising from Alaska. [FN273]
FN269.
Op. at 754.
FN270.
465 U.S. at 468, 104 S.Ct. 1161 (Court analyzing congressional
act that, like ANCSA, "uncoupled reservation status [of the land]
from Indian ownership.").
FN271.
420 U.S. at 426-28, 95 S.Ct. 1082.
FN272. Id. at 427-28, 95 S.Ct. 1082.
FN273. See discussion supra Dissent Part V.A.
The Supreme Court also applied the allocative principle to Alaska
Natives in Organized
Village of Kake. [FN274] There the Court noted that Kake Natives had not
"been provided with a reservation," and there was "no statutory
authority under which the Secretary of Interior might permit [Kake]
to operate fish traps contrary to state law." [FN275]
Thus, the Court held that Alaska's fishing laws applied to
the tribe. [FN276] The interest in continuing the traditional use of fish
traps was strong given that the Kake Indian community was
"entirely dependent upon salmon fishing." [FN277]
Yet, this important interest had to give way to state
law because the tribe did not reside on a reservation
and no federal law expressly permitted it to ignore Alaska
law. For similar reasons, because there is no statute authorizing
tribal courts to apply tribal law to child custody disputes
not covered by ICWA and not arising in Indian country,
tribal custody laws must give way to state law if
they conflict.
FN274.
369 U.S. 60, 82 S.Ct. 562, 7 L.Ed.2d 573 (1962).
FN275. Id. at 62, 82 S.Ct. 562.
FN276. Id.
FN277. Id. at 61.
The majority's decision allowing tribal law, outside of Indian country,
to trump state law simply ignores Kake,
Mescalero Apache Tribe, DeCoteau, Solem, Venetie II, and the other cases that establish the principle that Indians
outside of Indian country are subject to state laws.
B. Section
4 of Public Law 280 Requires that the Laws Applied
in Tribal Court Must be Consistent with State Law
The majority's decision is also mistaken because it ignores section
4(c) of P.L. 280. This section states:
Any
tribal ordinance or custom heretofore or hereafter adopted by an
Indian tribe, band, or community in the exercise of any
authority which it may possess shall, if not inconsistent with
any applicable civil law of the State, be given full
force and effect in the determination of civil causes of
action pursuant to this section.[ [FN278]]
FN278.
28 U.S.C. § 1360(c)
(1994).
The language of this statute is straightforward: In case of
conflict between state and tribal law, P.L. 280 provides that
state law governs.
*802 To read this section as only applying to litigation in
state courts would be erroneous because it would allow two
sets of conflicting laws to govern the same transaction or
occurrence. For example, state law prohibits custody preferences based on
gender. [FN279] The laws of some tribes may be to the
contrary. They may, for example, employ the "tender years" presumption
rejected by state law. [FN280] As another example, state law provides that in a
custody dispute between a parent and a non-parent, the parent
is to be preferred absent a clear showing that parental
custody will be harmful to the child. [FN281] The laws of some tribes may be different. And
as a third example, state law provides for scheduled child
support to be paid by an obligor parent. [FN282] Some tribes may not replicate this schedule.
FN279. See,
e.g., Johnson v. Johnson, 564 P.2d 71 (Alaska 1977).
FN280.
We have described the tender years presumption as follows: "[A]
mother of young children will generally be given preference for
custody if the other factors are evenly balanced." Id. at 73. We have expressly rejected this presumption. Id. at 75.
FN281. Turner
v. Pannick, 540 P.2d 1051 (Alaska 1975).
FN282. See Alaska R. Civ. P. 90.3.
If tribal laws provide for a particular custodial preference the
litigant who will benefit by that preference will have a
strong incentive to file in tribal court before his or
her opponent files in state court. The reverse of course
is also true. And if tribal courts are not bound
by the state child support schedule and provide either lower
child support or none at all, potential obligor parents will
have a strong incentive to file their cases in tribal
courts before potential obligees file in state court.
In my view, P.L. 280 clearly requires state law to
govern in case of conflict between state and tribal law.
The majority holds otherwise. Thus state law can be circumvented
if one litigant files in tribal court before the other
files in state court. Congress, in enacting P.L. 280, found
that Indians would be benefitted by the "extension of State
civil jurisdiction to" Indian country. [FN283] With a goal of making Indians "truly first class
citizen [s]," [FN284]
Congress "deemed desirable" the extension to reservations "the substantive civil
laws of the respective states insofar as those laws are
of general application to private persons or private property...." [FN285]
It seems clear that the model Congress had in mind
was that Indian country in P.L.
280 states would be governed by state laws of general
application. By necessary implication, Congress must also have intended that
state laws would govern outside of Indian country, and that
there would not be, as the majority holds, sets of
conflicting laws which can be selected by a litigant who
wins a race to a courthouse. [FN286]
FN283.
S.Rep. No. 699 (1953), reprinted
in 1953 U.S.C.C.A.N. 2409, 2411-12.
FN284. Id. at 2411.
FN285. Id. at 2412.
FN286.
In an adversarial system each party will attempt to use
the law to his or her best advantage. If two
sets of laws cover the same transaction or dispute, it
is rational for each party to act in a way
designed to ensure that the law more favorable to the
party's position governs the case.
The
majority assures us that "[a] tribe's inherent jurisdiction does not
give tribal courts priority, or presumptive authority, in disputes involving
tribal members." Op. at ----. But the majority understates the
breadth of its own holding. The holding of today's decision
is that if a parent (Native or non-Native) of a
child who is a tribal member or eligible for tribal
membership, see
id. at 759, files a custody dispute in tribal court before
state proceedings are initiated, the tribal court has jurisdiction over
the case. State courts can only get involved after the
tribal court's ruling through comity proceedings. In such circumstances, then,
today's decision clearly is a grant of priority and presumptive authority to tribal courts.
C. The
Rationale of Erie v. Tompkins
The majority's result also ignores the fundamental rationale of the
landmark case, Erie
Railroad Co. v. Tompkins. [FN287] Erie *803 overruled Swift
v. Tyson, [FN288] which held that federal courts, sitting in diversity, were
not necessarily bound by the prior decisions of the courts
of the states whose law was being applied. Rather, federal
courts, in the interests of developing "general" federal law, could
independently evaluate the state law at issue, even if that
meant reaching a result different from that which a state
court would reach. [FN289]
FN287.
304 U.S. 64, 58 S.Ct. 817, 82 L.Ed. 1188 (1938).
One Supreme Court Justice has called Erie "one of the most important cases at law in American
legal history." Jack H. Friedenthal, Mary Kay Kane, & Arthur
R. Miller, Civil
Procedure, § 4.2
at 195 & n.3 (2d ed.1993) (quoting Justice Black).
FN288.
41 U.S.(16 Pet.) 1, 10 L.Ed. 865 (1842).
FN289. Swift, 41 U.S. at 13.
In Erie, the Swift
v. Tyson doctrine was abandoned, in part, because it made "rights enjoyed
under the unwritten 'general law' vary according to whether enforcement
was sought in the state or in the federal court"
and it "had prevented uniformity in the administration of the
law of the state." [FN290]
Thus, Erie 's focus was on maintaining the uniformity of substantive law
regardless of the forum chosen by the litigants. As Justice
Frankfurter wrote in a later case: "The nub of the
policy that underlies Erie
R. Co. v. Tompkins is that for the same transaction the accident of a
suit by [a party to the dispute] in a federal
court instead of in a State court a block away,
should not lead to a substantially different result." [FN291]
FN290. Erie, 304 U.S. at 74-75, 58 S.Ct. 817.
FN291. Guaranty
Trust Co. v. York, 326 U.S. 99, 109, 65 S.Ct. 1464, 89 L.Ed. 2079
(1945).
The majority's decision allowing tribal law to trump state law creates the problem that Erie and its progeny sought to correct. When a marriage is
breaking up, today's decision will create incentives for each party
to the marriage to file first in the forum whose
laws are thought to be more favorable. Again, it is
very unlikely that Congress intended such a result, for it
is difficult to see how any rational law-making authority could
believe that it is desirable to permit conflicting laws to
govern the same transaction.
XI. Conclusion
The majority's opinion today is very broad. (1) It holds
that a tribe has jurisdiction to adjudicate child custody cases
not arising in Indian country, contrary to the general principle
that allocates functions between tribes and states, and contrary to
two United States Supreme Court decisions which have stated that
in custody cases tribal jurisdiction based on inherent sovereignty does
not extend to cases not arising in Indian country. (2)
In the
face of many decades of contrary Supreme Court precedent, and
without congressional authorization, it holds that Alaska Natives, outside of
Indian country, are subject to tribal law, even if such
laws conflict with those of the state. And (3) it
gives tribal courts jurisdictional authority over any parent (tribal member or not, and Native Alaskan or not)
of a child who is a tribal member or eligible for tribal membership. [FN292] Given the large number of Native Alaskans in the
state [FN293]
and the significant number of children born from marriages and
relationships between Natives and non-Natives, the number of Alaskan citizens
who will find themselves subject to mandatory tribal court jurisdiction
is very large. [FN294]
FN292.
Op. at 759.
FN293. See
supra note 1.
FN294.
It should also be noted that many of the more
than 30,000 ethnic Native Alaskans who do not live in
Alaska, see
supra note 1, may also be subject to tribal court jurisdiction
in Alaska given the geographically limitless "membership sovereignty" theory recognized
by the majority, and the unexplored parameters of personal jurisdiction
in the context
of village tribal court jurisdiction. See Op. at 754-755, 763.
Today's decision also raises many more troubling questions than it
answers. I mention just a few.
(1) What type and kind of tribal court will be
empowered to exercise the authority conferred by today's decision? The
majority speaks about tribal courts as if they are all
the same. They are not. Indeed, they are markedly different in terms of structure, size, expertise, and experience. [FN295] Sovereign *804 status was extended, via the Bureau of Indian Affairs Tribal
Recognition List, to 226 Native entities in Alaska. [FN296] Will all such sovereigns exercise tribal court functions? Even
those villages with populations of fewer than fifty people? [FN297]
FN295. See
Directory of Dispute Resolution In Alaska Outside Federal and State
Courts, Alaska Judicial Council, March 1999, at 29-102. Most villages perform
mediation and quasi-judicial roles through their village council. The formation
of courts as such is a recent development, but as
of this writing twenty-three villages have done so. Id. at 11. A significant number of villages exercise no judicial
or quasi-judicial functions. Id. at 12.
FN296. See
supra note 32.
FN297.
Joseph D. Matal, A
Revisionist History of Indian Country, 14 Alaska L.Rev. 283, 349 n.517. Matal notes that there
are many villages with fewer than fifty people and that
four villages have populations of fewer than ten people. Id.
(2) Tribal courts are not bound by the United States
Constitution. As Justice Stevens noted in Merrion
v. Jicarilla Apache Tribe, "Tribes may enforce discriminatory rules that would be intolerable in
a non-Indian community. The equal protection components of the Fifth
and Fourteenth Amendments, which limit federal or state authority, do
not similarly limit tribal power." [FN298]
What rules will apply to consenting nonmembers, or nonconsenting nonmembers?
FN298.
455 U.S. 130, 172, 102 S.Ct. 894, 71 L.Ed.2d 21
(1982) (Stevens, J., dissenting). The Indian Civil Rights Act imposes
some, but not all, of the protections of the Bill
of Rights on tribes. See 25 U.S.C. § 1302
(1994). But the Act is seemingly enforceable only by
a writ of habeas corpus, which means that in cases
not involving a detention of the person recognizable under the
writ the Act may be unenforceable. See
Santa Clara Pueblo v. Martinez, 436 U.S. 49, 59, 98 S.Ct. 1670, 56 L.Ed.2d 106
(1978).
(3) The Supreme Court has held that the powers "to
tax," [FN299]
"to prescribe and enforce internal criminal laws," "to regulate domestic
relations among members," and "to prescribe rules of inheritance for
members," [FN300]
all derive from a tribe's inherent sovereign power. Today, the
majority holds that the child custody component of the domestic
relations power extends beyond Indian country. Does it logically follow
from today's decision that tribal criminal and tort law will
follow members outside of Indian country? Can a village council
on the Tanana River exercise its sovereign powers to prescribe
rules of inheritance for its members, including those who live
in Anchorage or Los Angeles, or London? What are the
geographical limits, if any, to the "membership sovereignty" [FN301]
that the majority recognizes today? And what contacts suffice to
give a tribal court personal jurisdiction?
FN299. Jicarilla
Apache Tribe, 455 U.S. at 137, 102 S.Ct. 894.
FN300. Montana, 450 U.S. at 564, 101 S.Ct. 1245.
FN301.
Op. at 754-755.
(4) More Native Alaskans live in, or within easy driving
distance of, cities served by superior courts than live in
villages distant from superior courts. [FN302]
And many Native Alaskans live very far from the villages with which
they are associated. For example, about one-fifth (more than 20,000)
of all resident Native Alaskans live in the Municipality of
Anchorage. [FN303] By making these Native Alaskans subject to the jurisdiction
of distant village tribal courts, will today's decision create the very problem the majority believes it is solving--namely, the
problem of requiring Native Alaskans to travel long distances to
have their custody disputes adjudicated? And will the interests of
children born and raised, for example, in Anchorage be best
served if their child custody cases take place in tribal
courts in distant villages about which they know little or
nothing? Indeed, will the interests of Native children, no matter
where they reside, be best served if their non-custodial parents
are allowed by a tribal court order to pay child
support that is significantly less than they would pay under
Alaska Civil Rule 90.3?
FN302.
Report of the Alaska Supreme Court Advisory Comm. on Fairness
and Access, app. G (1997).
FN303. Alaska
Population Overview: 1998 Estimates, Population Estimate by Race and Ethnicity, 1 (Alaska Dep't of Labor).
I do not know the answers to these questions. One
thing that I am sure of, however, is that the
ramifications of this case will be felt for many years.
Confusion and litigation will proliferate as state and tribal courts
try to work out the consequences of this opinion.
Finally, it is important to note what this case is
ultimately about--the balance of tribal *805 and state power within Alaska. As Chief Justice Rehnquist stated
in Washington
v. Confederated Tribes of the Colville Indian Reservation, "[a]t issue here is not only Indian sovereignty, but also
necessarily state sovereignty as well." [FN304]
The plenary power of the state under the Alaska Constitution
is asserted by a system of uniform laws applied equally
to all citizens, and by state courts which "shall constitute
a unified judicial system...." [FN305]
The result in this case cannot pass muster under the
Alaska Constitution unless mandated by federal law. Reduced to
its essence the question here is whether under the circumstances
of this case the laws of the United States require
that the plenary power of the state give way to
tribal power. The answer given by the majority is "yes."
Appropriate regard for the Alaska Constitution requires that such an
answer not be given unless there are federal laws which
require a cession of state authority. Because such laws do
not exist, I respectfully dissent.
FN304.
447 U.S. 134, 181, 100 S.Ct. 2069, 65 L.Ed.2d 10
(1980) (Rehnquist, J., concurring in part).
FN305.
Alaska Const. art. IV, § 1.
ADDENDUM:
P.L. 280 HISTORY AND ANALYSIS
TABLE OF CONTENTS
I. P.L. 280: Introduction ....................................... 805
A. P.L. 280 and Amendments ................................ 805
B. The Supreme Court and P.L. 280 ......................... 808
II. P.L. 280 As Amended Conferred Exclusive Jurisdiction ......... 809
A. The 1970 Amendment to P.L. 280 ......................... 809
B. Contemporaneous Administrative Construction ............ 811
III.
Conclusion ................................................... 813
I. P.L. 280: Introduction
After briefly discussing Public Law (P.L.) 280 and Native
Village of Nenana v. State, Department of Health & Social
Services, [FN1] the majority concludes that "it is neither necessary nor
appropriate at this time to reach the question of whether Nenana and its progeny were wrongly decided." [FN2]
The majority then notes that its decision today "creates a
disjunction in Indian law jurisprudence" because it leaves tribes without
Indian country with greater powers than those with Indian country. [FN3] Because the appellant and amici urge us to overrule
the Nenana line of cases and because I believe that courts, including
this one, will soon be required to address the disjunction
mentioned by the majority, I set forth my views on
this issue. For the reasons outlined below, I continue to
believe Nenana properly held that P.L. 280 granted states exclusive jurisdiction in
child custody matters.
FN1.
722 P.2d 219 (Alaska 1986), cert.
denied, 479 U.S. 1008, 107 S.Ct. 649, 93 L.Ed.2d 704 (1986).
FN2.
Op. at 748.
FN3. Id. at 748 n. 44.
A. P.L.
280 and Amendments
P.L. 280 was enacted in 1953 [FN4]
and amended in 1958 [FN5]
and 1970. [FN6] Because sections of P.L. 280 are interrelated, I have
set out the text of the act in the margin. [FN7]
FN4.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588
(codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN5.
Act of August 8, 1958, Pub.L. 85-615, 72 Stat. 545
(codified as amended at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN6.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358
(codified at 18 U.S.C. § 1162,
25 U.S.C. §§ 1321-26,
28 U.S.C. § 1360).
FN7.
The relevant text of P.L. 280 as enacted in 1953
is set out below with subsequent amendments. The 1958 amendments
are redlined * while the 1970 amendments are crossed out
and capitalized. All amendments are followed by the date of
the amendment.
§
1162. State jurisdiction over offenses committed by or against Indians
in the Indian country
(a)
Each of the States or Territories [8/8/58] listed in the
following table shall have jurisdiction over offenses committed by or
against Indians in the areas of Indian country listed opposite
the name of the State or Territory [8/8/58] to the
same extent that such State or Territory [8/8/58] has jurisdiction
over offenses committed elsewhere within the State or Territory [8/8/58],
and the criminal laws of such State or Territory [8/8/58]
shall have the same force and effect within such Indian
country as they have elsewhere within the State or Territory
[8/8/58]:
State
or Territory [8/8/58] of Indian country affected <<-Alaska
All Indian country within the Territory [8/8/58]->> [11/25/70]
ALASKA
ALL INDIAN COUNTRY WITHIN THE STATE, EXCEPT THAT ON ANNETTE
ISLANDS, THE METLAKATLA INDIAN COMMUNITY MAY EXERCISE JURISDICTION OVER OFFENSES
COMMITTED BY INDIANS IN THE SAME MANNER IN WHICH SUCH
JURISDICTION MAY BE EXERCISED BY INDIAN TRIBES IN INDIAN COUNTRY
OVER WHICH STATE JURISDICTION HAS NOT BEEN EXTENDED. [11/25/70]
California
All Indian country within the State.
Minnesota
All Indian country within the State, except the Red Lake
Reservation.
Nebraska
All Indian country within the State.
Oregon
All Indian country within the State, except the Warm Springs
Reservation.
Wisconsin
All Indian country within the State, except the Menominee Reservation.
(b)
Nothing in this section shall authorize the alienation, encumbrance, or
taxation of any real or personal property, including water rights,
belonging to any Indian or any Indian tribe, band, or
community that is held in trust by the United States
or is subject to a restriction against alienation imposed by
the United States; or shall authorize regulation of the
use of such property in a manner inconsistent with any
Federal treaty, agreement, or statute or with any regulation made
pursuant thereto; or shall deprive any Indian or any Indian
tribe, band, or community of any right, privilege, or immunity
afforded under Federal treaty, agreement, or statute with respect to
hunting, trapping, or fishing or the control, licensing, or regulation
thereof.
(c)
The provisions of sections 1152 and 1153 of this chapter
shall not be applicable within the areas of Indian country
listed in subsection (a) of this section AS AREAS OVER
WHICH THE SEVERAL STATES HAVE EXCLUSIVE JURISDICTION. [11/25/70]
*
Editor's Note: Underlining is used to indicate redlined material.
*806 P.L. 280 conferred criminal and civil jurisdiction on five "mandatory"
states: California, Minnesota, Nebraska, Oregon, and Wisconsin. [FN8]
Section 2, the criminal portion, provided that each state would
have
FN8.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588.
jurisdiction
over offenses committed by or against Indians in the areas
of Indian country ... to the same extent that such
State has jurisdiction over offenses
committed elsewhere within the State, and the criminal laws of
such State shall have the same force and effect within
such Indian country as they have elsewhere within the State.[ [FN9]]
FN9. Id.
Section 4 conferred civil jurisdiction:
Each
of the States listed ... shall have jurisdiction over civil
causes of action between Indians or to which Indians are
parties which arise in the areas of Indian country listed....
[ [FN10]]
FN10. Id.
Section 4 also provided that state civil laws of general
application should apply in Indian country as they do elsewhere:
those
civil laws of such State that are of general application
to private persons or private property shall have the same
force and effect within such Indian country as they have
elsewhere within the State.... [ [FN11]]
FN11. Id.
Important provisos were added by subsections (b) and (c) of
section 4. Subsection (b) emphasized that alienation or taxation of
trust or restricted property was not authorized. [FN12] Under subsection (c), tribal ordinances or customs were to
be given effect in the adjudication of civil cases "if
not inconsistent with any applicable civil law of the State...." [FN13]
FN12. Id.
FN13. Id.
Comprehensive congressional reports accompanied P.L. 280. The essence of the
legislative history is contained in three paragraphs in the Report
of the House Committee on Interior and Insular Affairs, which
was subsequently incorporated into the Senate Report:
*807 Need for such legislation on a general, rather than limited
basis is grounded on the following: These States lack jurisdiction
to prosecute Indians for most offenses committed on Indian reservations
or other Indian country, with limited exceptions. The applicability of
Federal criminal laws in States having Indian reservations is also
limited. The United States district
courts have a measure of jurisdiction over offenses committed on
Indian reservations or other Indian country by or against Indians,
but in cases of offenses committed by Indians against Indians
that jurisdiction is limited to the so-called 10 major crimes:
murder, manslaughter, rape, incest, assault with intent to kill, assault
with a dangerous weapon, arson, burglary, robbery, and larceny.
As
a practical matter, the enforcement of law and order among
the Indians in the Indian country has been left largely
to the Indian groups themselves. In many States, tribes are
not adequately organized to perform that function; consequently, there has
been created a hiatus in law-enforcement authority that could best
be remedied by conferring criminal jurisdiction on States indicating an
ability and willingness to accept such responsibility.
Similarly,
the Indians of several States have reached a stage of
acculturation and development that makes desirable extension of State civil
jurisdiction to the Indian country within their borders. Permitting the
State courts to adjudicate civil controversies arising on Indian reservations,
and to extend to those reservations the substantive civil laws
of the respective States insofar as those laws are of
general application to private persons or private property, is deemed
desirable.[ [FN14]]
FN14.
S.Rep. No. 83-699 (1953), reprinted
in 1953 U.S.C.C.A.N. 2409, 2411-12. The report begins with a lengthy
explanation of the committee's general aims reflected in numerous pieces
of legislation during the session: "withdrawal of Federal responsibility for
Indian affairs wherever practicable, and ... termination of the subjection
of Indians to Federal laws applicable to Indians as such."
Id. at 2409.
In 1958, P.L. 85-615 extended both the criminal and civil
provisions of P.L. 280 to "all Indian country" within Alaska. [FN15] Three paragraphs from the Report of the Senate Committee
on Interior and Insular Affairs distill the reasons for this
amendment:
FN15.
Act of August 8, 1958, Pub.L. 85-615, 72 Stat. 545.
One
of the needs for the enactment of the proposed legislation
is due to a decision of the United States District
Court for the District of Alaska in the cases of
In re McCord (No. A-13,363) and In re Nickanorka (No.
A-13,364), wherein the defendants were charged with statutory rape under
the Territorial law of Alaska. The court held (1) that
the Territorial law did not apply because the incident occurred
in Indian country and (2) that the Federal law mentioned
above and popularly referred to as the Ten Major Crimes
Act (18 U.S.C. 1153) did not apply because statutory rape
is not included in the Federal crime of rape. The
defendants were therefore released.
In
construing the Federal statute the court also decided that the
native village of Tyonek, Alaska, where the rape occurred, came
within the definition of Indian country. Such a construction affects
a large number of other native villages in Alaska similarly
situated. The committee has been advised that these native villages
do not have adequate machinery for enforcing law and order.
They have no tribal court, no police, no criminal code,
and in many instances no formal organization. This is for
the reason that the Territorial government in Alaska has maintained
law and order in the native villages as well as
in the rest of Alaska and the native tribal councils
have had no reason to nor have they ever exercised
these functions. Since the natives are not prepared to take
over these activities, the recent court decision has left the
villages and the people without protection. The instant legislation seeks
to remedy this situation by restoring what, until the court
decision, was the actual practice in the enforcement of the
law in the Indian country in Alaska.
The
bill also extends the Territorial law of Alaska to Indian
country with regard to *808 civil matters. This action is consistent with previous enactments of
Congress, as in the case of Public Law 280, 83d
Congress, whereby criminal
and civil jurisdiction over Indian country within the States of
California, Minnesota, Nebraska, Oregon, and Wisconsin was transferred to those
States.[ [FN16]]
FN16.
S.Rep. No. 85-1872 (1958), reprinted
in 1958 U.S.C.C.A.N. 3347, 3348.
In 1970 Congress again amended P.L. 280 by enacting P.L.
91-523. P.L. 91-523 excepted the Metlakatla Indian community from the
area of Indian country subject to the exclusive criminal jurisdiction
of Alaska, changing 18 U.S.C. § 1162(a)
(section 2 of P.L. 280). [FN17] And it described the Indian country subject to the
criminal jurisdiction of the mandatory states as "areas over which
the several States have exclusive jurisdiction." [FN18]
FN17.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358.
FN18. Id. (emphasis added).
The legislative history of the 1970 amendment is extensive and
I will discuss it at some length later in this
addendum. [FN19] It suffices for purposes
of this introduction to quote the one sentence "Purpose" section
of the House Report:
FN19. See
infra Dissent Addendum Part II.A.
The
purpose of the proposed legislation is to amend section 1162
of title 18, United States Code, by adding language permitting
the Metlakatla Indian community on the Annette Islands in Alaska
to exercise jurisdiction over minor offenses concurrent with the State
of Alaska.[ [FN20]]
FN20.
H.R.Rep. No. 91-1545 (1970), reprinted
in 1970 U.S.C.C.A.N. 4783, 4783.
B. The
Supreme Court and P.L. 280
In Washington
v. Confederated Bands and Tribes of the Yakima Indian Nation, [FN21]
the Supreme Court declined to address the question of whether
P.L. 280 conferred exclusive or concurrent jurisdiction on the states. [FN22]
Nevertheless, the Court has made statements suggestive of exclusive state
jurisdiction. For example, in Yakima
Indian Nation, the state of Washington enacted a law whereby it assumed
"[f]ull criminal and civil jurisdiction
to the extent permitted by Pub.L. 280" but which only
"extended to all fee lands in every Indian reservation and
to trust and allotted lands therein when non-Indians were involved." [FN23]
In analyzing the effect of this statute, the Court stated
that "[s]tate jurisdiction is complete as to all non-Indians on reservations and is also complete as to Indians on nontrust lands [on the reservation]." [FN24]
FN21.
439 U.S. 463, 99 S.Ct. 740, 58 L.Ed.2d 740 (1979).
FN22. Id. at 488-89 n. 32, 99 S.Ct. 740.
FN23. Id. at 475, 99 S.Ct. 740.
FN24. Id. at 498, 99 S.Ct. 740 (emphasis added).
Earlier, in Organized
Village of Kake v. Egan, [FN25] the Supreme Court apparently endorsed the view that P.L.
280 granted exclusive jurisdiction to the states:
FN25.
369 U.S. 60, 82 S.Ct. 562, 7 L.Ed.2d 573 (1962).
In
1953 Congress granted
to several States full civil and criminal jurisdiction over Indian
reservations, consenting to the assumption of such jurisdiction by any additional
States making adequate provision for this in the future. 67
Stat. 588, 18 U.S.C. § 1162,
28 U.S.C. § 1360.
Alaska was added to the list of such States in
1958, 72 Stat. 545. This statute disclaims the intention to
permit States to interfere with federally granted fishing privileges or
uses of property.[ [FN26]]
FN26. Id. at 74, 82 S.Ct. 562 (emphasis added).
The words "complete" in Yakima
Indian Nation and "full" in Kake are terms most logically associated with exclusive, rather than concurrent,
jurisdiction.
Further, in Solem
v. Bartlett, [FN27] the court strongly implied that state criminal jurisdiction is
exclusive, rather than concurrent, with tribal jurisdiction, stating that: "[Within
Indian country] Tribes exercise concurrent jurisdiction *809 over certain minor crimes by Indians, 18 U.S.C. § 1152,
1153, unless
a State has assumed jurisdiction under § 1162 [P.L. 280 § 2]." [FN28]
FN27.
465 U.S. 463, 104 S.Ct. 1161, 79 L.Ed.2d 443 (1984).
FN28. Id. at 465 n. 2, 104 S.Ct. 1161 (emphasis added).
The Court also addressed the extent of state civil jurisdiction
under P.L. 280 in Bryan
v. Itasca County [FN29]
and California
v. Cabazon Band of Mission Indians. [FN30] According to the Court, section 4 of P.L. 280
was "primarily intended to redress the lack of adequate Indian
forums for resolving private legal disputes between reservation Indians." [FN31]
The Court stated clearly that this jurisdiction did not include
the power to tax or "general civil regulatory authority"; however,
section 4 of P.L. 280 did "grant States jurisdiction over
private civil litigation involving reservation Indians in state court[s]." [FN32]
Authority over private civil litigation is the issue in the
present case.
FN29.
426 U.S. 373, 96 S.Ct. 2102, 48 L.Ed.2d 710 (1976).
FN30.
480 U.S. 202, 107 S.Ct. 1083, 94 L.Ed.2d 244 (1987).
FN31. Bryan, 426 U.S. at 383, 96 S.Ct. 2102.
FN32. Cabazon
Band of Mission Indians, 480 U.S. at 208, 107 S.Ct. 1083 (citing Bryan, 426 U.S. at 385, 388-90, 96 S.Ct. 2102).
II. P.L.
280 As Amended Conferred Exclusive Jurisdiction
In Native
Village of Nenana v. State, Department of Health & Social
Services, [FN33] we held that P.L. 280 grants Alaska exclusive jurisdiction
to adjudicate cases involving the custody of Native children. [FN34]
The issue arose in the context of a child-in-need-of-aid proceeding
in which the village of Nenana sought to transfer jurisdiction
from the state court under the Indian Child Welfare Act. [FN35] Under section 1918(a) of that act, "any Indian tribe
which became subject to State jurisdiction pursuant to" P.L. 280
"may reassume jurisdiction over child custody proceedings." [FN36]
However, reassumption is permitted only if the tribe presents "a
suitable plan to exercise such jurisdiction" to the Secretary of
the Interior and the Secretary approves the plan. [FN37] No reassumption plan had been approved for Nenana, [FN38] but Nenana argued that this was unnecessary because P.L.
280 did not preempt its jurisdiction and that it continued
to have concurrent jurisdiction with the state over children's matters.
We rejected this contention
and concluded that "Congress intended that Public Law 280 give
certain states, including Alaska, exclusive jurisdiction...." [FN39]
We followed Nenana in In
re K.E. [FN40] and In
re F.P. [FN41]
FN33.
722 P.2d 219 (Alaska 1986), cert.
denied, 479 U.S. 1008, 107 S.Ct. 649, 93 L.Ed.2d 704 (1986).
FN34. Id. at 221.
FN35. Id. at 220.
FN36. Id. at 221 (citing 25 U.S.C. § 1918(a)).
FN37.
25 U.S.C. § 1918(a).
FN38. Nenana, 722 P.2d at 221.
FN39. Id.
FN40.
744 P.2d 1173, 1174 (Alaska 1987).
FN41.
843 P.2d 1214, 1215 (Alaska 1992).
I believe Nenana,
K.E. and F.P. were correctly decided. Congress in 1970 explicitly described the Indian
country subject to state jurisdiction under P.L. 280 "as areas
over which the several States have exclusive jurisdiction." [FN42]
The 1970 amendment was consistent with the prior text of
P.L. 280 which the Department of the Interior interpreted as
bestowing exclusive jurisdiction on the states. [FN43]
FN42.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358.
FN43. See
infra Dissent Addendum Part II.B.
A. The
1970 Amendment to P.L. 280
In 1970 Congress enacted P.L. 91-523, which amended the codification
of P.L. 280 set out in 18 U.S.C. § 1162. [FN44] The area of Indian country in which the State
of Alaska was granted criminal jurisdiction was changed in section
1 from "all Indian country" to "[a]ll Indian country within
the State, *810 except that on Annette Islands, the Metlakatla Indian community may
exercise jurisdiction over offenses committed by Indians in the same
manner in which such jurisdiction may be exercised by Indian
tribes in Indian country over which State jurisdiction has not
been extended." [FN45]
This language contrasts with the exceptions for reservations pertaining to
other states in section 2 of P.L. 280. For example,
in Minnesota the Indian country affected is "all Indian country
within the State, except the Red Lake Reservation." [FN46]
The reason for the difference was well considered. On excepted
reservations, such as Red Lake, the writ of state law
under P.L. 280 did not run. With respect to Metlakatla,
Congress intended that state law would continue to apply but
that the Metlakatla Indian community would have concurrent jurisdiction over
those offenses committed by Indians which would be within the
jurisdiction of tribes located in areas where P.L. 280 does
not apply.
FN44.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358.
FN45. Id.
FN46. Id.
This amendment is important because it recognizes that the Metlakatla
community lacked concurrent jurisdiction prior to the amendment. This, in
turn, represents a recognition of pre-amendment exclusive jurisdiction in the
state. Although the amendment affected only criminal jurisdiction, the language
of section 2 of P.L. 280, conferring criminal jurisdiction on
the states, and section 4 of P.L. 280, conferring civil
jurisdiction on the states, is parallel. Section 2(a) provides: "Each
of the States listed in the following table shall have
jurisdiction over offenses ... to the same extent that such
State has jurisdiction over offenses committed elsewhere within the State." [FN47]
The language of section 4(a) is: "Each of the States
listed in the following table shall have jurisdiction over civil
causes of action ... to the same extent that such
State has jurisdiction over other civil causes of action...." [FN48]
In view of these similarities it is impossible to conclude
that Congress intended to confer on the states exclusive criminal
jurisdiction, but only concurrent civil jurisdiction. Indeed, the Department of
the Interior reported to Congress with respect to the 1970
amendment that P.L. 280, when made applicable to Alaska, "acted
to remove, with limited exceptions, the civil
and criminal jurisdiction for law and order purposes previously held by the
Indian and native groups and the Federal Government." [FN49]
The first section of the 1970 amendment thus reflected Congress's
belief that P.L. 280, as applied to Alaska, granted exclusive
jurisdiction to the state.
FN47.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588.
FN48. Id.
FN49.
H.R.Rep. No. 91-1545 (1970), reprinted
in 1970 U.S.C.C.A.N. 4783, 4786 (emphasis added).
Section 2 of the 1970 amendment reflects more than merely
a belief of Congress:
Subsection
(c) of section 1162 of title 18 United States Code,
is amended to read as follows: "(c) The provisions of
section 1152 and 1153 of this chapter shall not be
applicable within the areas of Indian country listed in subsection
(a) of this section as areas over which the several
States have exclusive
jurisdiction."[ [FN50]]
FN50.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358
(emphasis added).
Prior to this amendment, subsection (c) of section 1162, a
part of section 2 of P.L. 280, provided: "The provisions
of sections 1152 and 1153 of this chapter shall not
be applicable within the areas of Indian country listed in
subsection (a) of this section." [FN51]
U.S.C. § 1152
extends the criminal laws of the United States to Indian
country but does not apply to offenses committed by one
Indian against another. U.S.C. § 1153
is the so-called Major Crimes Act which extends the criminal
law of the United States to major felonies committed by
one Indian against another in Indian country. Section 2 of
the 1970 amendment was necessary because under section 1 Metlakatla
remained Indian country covered by P.L. 280. But Congress wanted
the Indian community to have concurrent jurisdiction with the state
in that area. Congress therefore chose to define the *811 remaining Indian country in Alaska covered by P.L. 280 and
all Indian country in the other five states, except for
the excepted reservations, as "areas over which the several States
have exclusive jurisdiction." [FN52]
FN51.
Act of August 15, 1953, Pub.L. 83-280, 67 Stat. 588.
FN52.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat 1358 (emphasis
added).
This language is more than merely an expression of Congress's
belief that P.L. 280 granted exclusive jurisdiction to the states;
it ratifies that belief. It cannot be dismissed as merely
the opinion of a later Congress concerning the meaning of
a law passed by an earlier Congress. The later Congress
changed the original act's language to both reflect and enact
its belief. As such, P.L. 280 read in conjunction with
its 1970 amendment more than adequately rebuts the presumption favoring
tribal jurisdiction in Indian country because "Congress has expressly provided
that State laws shall apply." [FN53]
FN53. Bryan, 426 U.S. at 376 n. 2, 96 S.Ct. 2102 (quoting McClanahan
v. Arizona State Tax Comm'n, 411 U.S. 164, 170-71, 93 S.Ct. 1257, 36 L.Ed.2d 129
(1973)).
The 1970 amendment's importance should not be dismissed as merely
the view of a subsequent Congress regarding the intent of
an earlier one. In United
States v. Philadelphia National Bank [FN54]and South
Dakota v. Yankton Sioux Tribe [FN55]
the Supreme Court observed that "the views of a subsequent
Congress form a hazardous basis for inferring the intent of
an earlier one." [FN56]
The references in Yankton
Sioux and Philadelphia
National Bank were not amendatory to previous acts of Congress and are
thus distinguishable from the present case. Moreover, in Bryan, a case that actually focuses on interpreting P.L. 280, the
Supreme Court observed that "intervening" acts of Congress that are
"intimately related" to jurisdictional issues of Indian law should be considered:
FN54.
374 U.S. 321, 83 S.Ct. 1715, 10 L.Ed.2d 915 (1963).
FN55.
522 U.S. 329, 118 S.Ct. 789, 139 L.Ed.2d 773 (1998).
FN56. Id. at 803 (quoting Philadelphia
Nat'l Bank, 374 U.S. at 348-49, 83 S.Ct. 1715).
Title
IV of the 1968 Act is intimately related to § 4,
as it provides the method for further state assumptions of
the jurisdiction conferred by § 4,
and we
previously have construed the effect of legislation affecting reservation Indians
in light of "intervening" legislative enactments.[[[[[ [FN57]]
FN57. Bryan 426 U.S. at 386, 96 S.Ct. 2102 (emphasis added) (citation
omitted).
There is no question that P.L. 91-523, the 1970 amendment,
is "intimately related" to P.L. 85-615, the 1958 amendment that
added Alaska to P.L. 280. Its unambiguous purpose was to
modify the 1958 amendment. As such, the 1970 amendment is
particularly probative of Congress's intent in enacting P.L. 85-615.
B. Contemporaneous
Administrative Construction
In determining a statute's meaning, courts will defer to the
contemporaneous construction of the statute given by an agency charged
with its administration. [FN58]
Contemporaneity of construction is important because often agency personnel have
assisted in formulating the legislation and are thus knowledgeable of
its intent and meaning. [FN59] Interpretations which contradict contemporaneous interpretations, on the other hand,
are entitled to little weight. [FN60]
FN58. See
Totemoff v. State, 905 P.2d 954, 967-68 (Alaska 1995).
FN59. See
Howe v. Smith, 452 U.S. 473, 485, 101 S.Ct. 2468, 69 L.Ed.2d
171 (1981) ("the [agency's] interpretation of the statute merits greater
than normal weight because it was the [agency] that drafted
the legislation and steered it through Congress with little debate").
See
also Frontier Airlines, Inc. v. Civil Aeronautics Bd., 621 F.2d 369, 372 (10th Cir.1980) (holding that the construction
of a statute by an agency charged with its administration
is entitled to substantial deference by courts, especially where the
administrative practice at stake involves the contemporaneous construction of the
statute by those charged with the responsibility of setting its
machinery in motion); 2B Norman J. Singer, Sutherland
Statutory Construction § 49.04
at 11 (5th ed. 1992) ("[L]egislative history in the form
of information as to how draftsmen of a provision understood
it and that their meaning was communicated to the Congress
which enacted it has been held to be entitled to
greater weight than subsequent administrative interpretation.") (citation omitted).
FN60. See
General Elec. Co. v. Gilbert, 429 U.S. 125, 142-46, 97 S.Ct. 401, 50 L.Ed.2d 343
(1976) (declining to defer to agency interpretation which contradicted previous,
longstanding interpretation and following earlier interpretation); Totemoff, 905 P.2d at 967-68.
*812 These principles apply to this case because the Department of
the Interior, contemporaneously with the passage of P.L. 280 and
for a long period of time thereafter, interpreted P.L. 280
as conferring exclusive jurisdiction on the states. A 1954 departmental
opinion explained that P.L. 280 conferred exclusive criminal jurisdiction on
the states. [FN61] This confirmed an earlier departmental interpretation that the jurisdiction
conferred by P.L. 280 was exclusive and which gave the
following textual analysis for that conclusion:
FN61.
Op. Solic. Dep't Interior, No. M-36241 (Sept. 22, 1954), reprinted
in II U.S. Dep't of Interior, Opinions of the Solicitor of
the Department of the Interior Relating to Indian Affairs, 1917-1974,
1648, at 1648 (1979) ("Criminal jurisdiction conferred upon a state
by 18 U.S.C. 1162 is exclusive except as against the
United States.").
Although
there has been no interpretation of the act of August
15, 1953 (Public Law 280--83d Cong.), by the Federal courts, it
is our view that the act, by providing that the State shall have jurisdiction over crimes
and offenses committed by or against Indians in the Indian
country to
the same extent that the State has jurisdiction over crimes and offenses committed elsewhere
within the State, except as limited in Section 2(b), made
such jurisdiction of the State exclusive. The extent of the
State's jurisdiction is full and complete and permits of no such jurisdiction by any other body
save the Federal Government and subordinate agencies of the State
itself. The act also explicitly states that the criminal laws
shall have the same force and effect within Indian country
as they have elsewhere within the State. The effect of
this provision clearly is to extend both the substantive and
procedural laws of the State to crimes committed by Indians.
Thus, State law defines not only the criminal offenses against
the State and the penalties therefor, but it also defines
the courts in which and the manner in which persons
accused of committing such offenses are to be tried.[ [FN62]]
FN62. Id. at 1650 n. 4 (first and third emphasis added); Op.
Solic. Dep't Interior No. M-36907 (November 14, 1978), 85 I.D.
433, 435 (1978) (quoting June 4, 1954 letter from Assistant
Secretary of the Interior Lewis to Mr. Morgan E. Pryse,
Area Director, Bureau of Indian Affairs, Minneapolis, Minnesota (June 4,
1954)).
These contemporaneous interpretations of exclusivity were published and thus known
to Congress when it extended P.L. 280 to Alaska in
1958. As they were not
addressed or changed, they were presumably approved by the 1958
Congress. [FN63]
The Senate Report accompanying the 1958 amendment states that under
P.L. 280 "criminal and civil jurisdiction over Indian country within
[the five mandatory states] was transferred to those States." [FN64]
As the primary meaning of "transfer" in this context is
the conveyance of authority from one entity to another, [FN65] the report suggests that the committee agreed with the
Department's view that the state's jurisdiction was exclusive.
FN63. See
Zemel v. Rusk, 381 U.S. 1, 11, 85 S.Ct. 1271, 14 L.Ed.2d 179
(1965) (in "some circumstances, Congress' failure to repeal or revise
in the face of [an] administrative interpretation has been held
to constitute persuasive evidence that that interpretation is the one
intended by Congress."). See
also 2B Norman J. Singer, Sutherland
Statutory Construction § 49.05
at 19 (5th ed. 1992) ("If the legislature has amended
portions of the statute, but left intact the portion sought
to be construed, the legislature has declared an intent to
adopt the construction placed on the statute by the administrative
agency.") (citation omitted). Cf.
Bob Jones Univ. v. United States, 461 U.S. 574, 600-01, 103 S.Ct. 2017, 76 L.Ed.2d 157
(1983) ("In view of its prolonged and acute awareness of
so important an issue, Congress' failure to act on the
bills proposed on this
subject provides added support for concluding that Congress acquiesced in
the [agency's] rulings...."); Casperson
v. Alaska Teachers' Retirement Bd., 664 P.2d 583, 585 (Alaska 1983) ("we must assume that
the legislature was conscious of what it was doing when
it amended the statute in 1970, but left [a related
statute] unchanged.").
FN64.
S.Rep. No. 85-1872 (1958), reprinted
in 1958 U.S.C.C.A.N. 3347, 3348 (emphasis added).
FN65. Webster's
Third New Int'l Dictionary 2426-27 (1966).
The Department continued to interpret P.L. 280 as vesting exclusive
jurisdiction in the states into the 1970's. I have previously *813 discussed the 1970 amendment to P.L. 280. [FN66] The House Report regarding the 1970 amendment indicates a
shared assumption by Commissioner Bruce of the Department of the
Interior's Bureau of Indian Affairs and the House Judiciary Committee
that P.L. 280 as applied to Alaska effectively eliminated all
tribal jurisdiction over minor offenses. The report states that Metlakatla
originally
FN66. See
supra Dissent Addendum II.A.
had
jurisdiction over minor criminal offenses under its federally recognized government.
However, when the act of August 8, 1958 [applying P.L.
280 to Alaska] was passed giving Alaska jurisdiction over offenses
by or against Indians in all Indian country within the
Territory of Alaska, it
had the effect of eliminating the legal basis for the jurisdiction exercised by the community
over minor offenses. As Commissioner Bruce stated at the hearing,
enactment of the bill would reinvest the Metlakatla Community Council
with local legislative authority and police powers to enforce its
laws over minor criminal offenses concurrently with the State.[ [FN67]]
FN67.
H.R.Rep. No. 91-1545 (1970), reprinted
in 1970 U.S.C.C.A.N. 4783, 4784 (emphasis added).
A letter written by Undersecretary of the Interior Russell to
the Senate Committee on the Judiciary concerning the 1970 amendment
clarifies the Department's position on the transfer of exclusive jurisdiction
and makes it clearly applicable to the civil as well
as the criminal sections of P.L. 280:
Since
1958, the State of Alaska has had the responsibility for
providing law and
order services to Indians in the Indian country within its
borders. The
transfer of such jurisdiction to Alaska acted to remove, with
limited exceptions, the civil and criminal jurisdiction for law and
order purposes previously held by the Indian and native groups
and the Federal Government. This bill would reinvest the Metlakatla Community Council with local
legislative authority and police powers to enforce its law over
minor criminal offenses concurrently with the State.[ [FN68]]
FN68. Id. at 4786 (emphasis added).
By 1978 the Department had changed its views. It began
to regard P.L. 280 as a grant of concurrent jurisdiction
to the state. [FN69] In 1991 the Ninth Circuit adopted the same position. [FN70]
FN69. See Op. Solic. Dep't Interior, No. M-36907 (Nov. 14, 1978), 85
I.D. 433, 434-37 (1978).
FN70. Native
Village of Venetie, I.R.A. Council v. Alaska, 944 F.2d 548, 561-62 (9th Cir.1991).
I do not believe that P.L. 280 was designed to
terminate Indian reservations or to eliminate all tribal authority. Tribal
power granted by federal law over fish and game and
trust property is specifically preserved under sections 2 and 4
of that act. But P.L. 280 was enacted in the
heyday of what one authority has described as "the termination
era" of 1945-1961. [FN71] By contrast, the 1970's were part of a different
trend in Indian law, "the self-determination era." [FN72]
This period is "characterized by expanded recognition and application of
the powers of tribal self-government, and by the general exclusion
of reservations from state authority." [FN73]
The 1978 departmental opinion should, therefore, be seen as consistent
with the trends of the period during which it was
issued. However, the earlier departmental opinions--those contemporaneous with the passage
of P.L. 280 and its 1958 and 1970 amendments--were obviously
more in tune with the Congresses which enacted and amended
P.L. 280. As such, it is these departmental opinions which
require our deference, not the later departmental opinions that contradict
the contemporaneous interpretations of P.L. 280. [FN74]
FN71.
American Indian Lawyer Training Program, Inc., Indian
Tribes as Sovereign Governments 11 (1988).
FN72. Id. at 14.
FN73. Id.
FN74. See
General Elec., 429 U.S. at 142-46, 97 S.Ct. 401; Totemoff, 905 P.2d at 967-68.
III. Conclusion
Congress in 1970 explicitly described the Indian country subject to
state jurisdiction *814 under P.L. 280 "as areas over which the several States
have exclusive jurisdiction." [FN75]
This enactment was consistent with the text and the contemporaneous
and long-standing interpretation of P.L. 280 by the Department of
the Interior that the act bestowed exclusive jurisdiction on the
states. For these reasons, I believe that Congress intended P.L.
280 as a grant of exclusive jurisdiction to the states.
Accordingly, our decisions in Nenana,
K.E., and F.P. were correct.
FN75.
Act of November 25, 1970, Pub.L. 91-523, 84 Stat. 1358.
MATTHEWS, Chief Justice, with whom COMPTON, Justice, joins, dissenting.
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