(Cite
as: 36 P.3d 663)
Supreme
Court of Alaska.
D.J.,
Appellant,
v.
P.C.,
Appellee.
No.
S-9470.
Dec. 5, 2001.
Fabe, C.J., filed a dissenting
opinion in which Carpeneti, J., joined.
Issues
not raised in the trial court shall not be considered on appeal, except
for plain error.
"Plain
error" exists where an obvious mistake has been made which creates
a high likelihood that injustice has resulted.
Supreme
Court reviews a trial court's grant of summary judgment de novo.
Summary
judgment is appropriate only if the record presents no genuine issues
of material fact and the moving party was entitled to judgment on the
law applicable to the established facts.
On
a motion for summary judgment, non-movant's version of the facts is presumed
correct when the parties dispute the facts.
On
a summary judgment motion, all reasonable factual inferences must be drawn
in favor of the non-movant.
Whether
ICWA applies to a proceeding is a question of law to which the Supreme
Court applies its independent judgment. Indian Child Welfare Act
of 1978, § 2 et
seq., 25 U.S.C.A. § 1901 et seq.
Supreme
Court will adopt the rule of law that is most persuasive in light of precedent,
reason, and policy.
In
grandmother's adoption action, it was not plain error for the trial court
to fail to extend, sua sponte, the deadline for father to respond to grandmother's
summary judgment motion, even though father did not receive adequate representation
from his first court-appointed attorney and second attorney was appointed
shortly before response was due; second attorney filed a timely response
as he represented that he would, and father did not include any affidavits
or other evidence in his response.
On
grandmother's motion for summary judgment in adoption case, father's assertions
of fact in unverified pleadings and memoranda were insufficient to raise
a genuine issue of material fact regarding either the child's best interests
or the unreasonableness of his withholding consent to adoption by grandmother.
In
summary judgment cases, if the movant shows that she is entitled to judgment
as a matter of law on the established facts, the non-moving party must
demonstrate that a genuine issue of fact exists.
Non-movant,
in summary judgment cases, must present admissible evidence to the court
to meet his burden of raising a material issue of fact.
The
non-movant is required, in order to prevent entry of summary judgment,
to set forth specific facts showing that he could produce admissible evidence
reasonably tending to dispute or contradict the movant's evidence, and
thus demonstrate that a material issue of fact exists.
Assertions
of fact in unverified pleadings and memoranda are insufficient to defeat
a motion for summary judgment.
"Continued
custody", under termination of parental rights provision of ICWA,
refers to legal custody as well as to physical custody. Indian Child
Welfare Act of 1978, § 102(f), 25 U.S.C.A. § 1912(f).
Party
opposing application of ICWA's termination of parental rights provisions
bears a heavy burden to show that the provisions should not be literally
followed.
Indian Child Welfare Act of 1978, § 102, 25 U.S.C.A. § 1912.
"Legal
custody" refers to the responsibility for making major decisions
affecting the child's welfare, and is a status that may be held by a parent
who does not have "physical custody", which refers to the responsibility
for physical care and immediate supervision of the child.
Father
did not waive right to challenge trial court's finding that ICWA did not
apply to determine whether his parental rights should be terminated on
grandmother's adoption petition, even though he did not raise issue in
trial court; ICWA was raised throughout the proceedings, including the
adoption petition,
which alleged that grounds existed under the ICWA to dispense with father's
consent. Indian Child Welfare Act of 1978, § 102(f), 25
U.S.C.A. § 1912(f).
Termination
of parental rights provisions of the ICWA apply to circumstances
involving a noncustodial Indian parent and an Indian custodian. Indian
Child Welfare Act of 1978, § 102(f),
25 U.S.C.A. § 1912(f).
Under
the ICWA, party petitioning for termination of parental rights is
required to show that continued custody by the party against
whom termination is sought would result in serious emotional or
physical harm to the child. Indian Child Welfare Act of
1978, § 102(f),
25 U.S.C.A. § 1912(f).
The
ICWA applies to termination of parental rights proceedings when a
party other than the state seeks the termination, even when
that party is an "Indian custodian" under ICWA. Indian Child
Welfare Act of 1978, § 102(f),
25 U.S.C.A. § 1912(f).
Requirements
of ICWA were not satisfied, in termination of parental rights
proceeding initiated on grandmother's petition for adoption, as grandmother did
not present expert evidence showing that continued legal custody by
father would result in severe emotional or physical damage to
child, which was required to make a prima facie showing
satisfying ICWA's "proof beyond a reasonable doubt" standard. Indian Child
Welfare Act of 1978, § 102(f),
25 U.S.C.A. § 1912(f).
A
parent's incarceration does not eliminate ICWA's requirement that the party
seeking
termination of parental rights show that active efforts were made
to prevent the breakup of the Indian family. Indian Child
Welfare Act of 1978, § 102(d),
25 U.S.C.A. § 1912(d).
*665
Alex Koponen, Fairbanks, for Appellant.
Daniel L. Callahan, Schendel & Callahan, Fairbanks, for Appellee.
Before: FABE, Chief Justice, and MATTHEWS, EASTAUGH, BRYNER, and CARPENETI,
Justices.
OPINION
MATTHEWS, Justice.
I.
INTRODUCTION
D.J., currently serving a twenty-year sentence, appeals from a superior
court order terminating his parental rights to his son J.
D.J. argues that the superior court erred in granting summary
judgment to J.'s grandmother, P.C., who petitioned to adopt J.
D.J. alleges three errors by the superior court: first, that
the court erred by granting summary judgment on the question
of whether he was unreasonably withholding his consent *666
to J.'s adoption; second, that the court erred in determining
that the Indian Child Welfare Act [FN1]
(ICWA) did not apply to the termination of his parental
rights;
and third, that the court erred by finding that the
termination requirements of ICWA were satisfied. Because the superior court
failed to apply ICWA correctly in terminating D.J.'s parental rights,
we vacate the termination and remand for proceedings consistent with
ICWA.
FN1.
25 U.S.C. §§ 1901-1963
(1978).
II.
FACTS AND PROCEEDINGS
J. was born May 16, 1992, to F.C. and D.J.
J. is an Indian child as defined by the Indian
Child Welfare Act of 1978.
[FN2] His mother is a member of the Devil's Lake
or Spirit Lake Sioux Tribe in North Dakota. His father
is a member of the Native Village of Barrow. In
1995 J.'s mother placed him with her mother, P.C., who
had been helping to care for J. since his birth.
Since that time, J. has been in the exclusive care
of P.C. P.C. is also a member of the Devil's
Lake or Spirit Lake Sioux Tribe.
FN2.
See
25 U.S.C. § 1903(3),
(4).
J.'s father, D.J., is currently incarcerated at the Spring Creek
Correctional Facility, where he is serving a twenty-year sentence for
attempted murder. He was sentenced on December 5, 1997. D.J.
has never resided with his son, nor has
he ever had unsupervised custody of J. D.J. has a
long history of criminal activity, convictions, and incarceration.
In March 1996 P.C. petitioned the superior court to approve
her adoption of J.J.'s mother consented to the adoption in
early April 1996. The court issued a notice of dismissal
of the adoption petition for lack of prosecution on January
8, 1999. P.C. objected to dismissal, claiming that she had
sought but was unable to obtain D.J.'s consent to her
adoption of J.
In May 1999 an adoption hearing was held. D.J. participated
via telephone from Spring Creek Correctional Facility. He objected to
P.C.'s adoption of J. and requested the appointment of counsel.
Counsel was appointed to represent him on June 10, 1999,
and trial was scheduled for October 7-8, 1999.
On June 28, 1999, P.C. filed an amended petition for
adoption indicating that she was married to Mr. S. and
that in May 1999 J.'s mother had again consented to
the adoption. On August 19, 1999, P.C. filed a motion
for summary judgment, arguing that D.J.'s consent to her adoption
of J. was not necessary and that his parental rights
could be terminated under AS 25.23.180(c)(2) [FN3]
and 25 U.S.C. §§ 1901-1963.
[FN4] In her memorandum in support of summary judgment, P.C.
claimed that she had cared for and supported J. for
his entire life and had done so exclusively since December
1995. She also asserted that J.'s mother and father had
never married and "there was never a custody or visitation
order entered between them related to the child."
She alleged that D.J. had never enjoyed a meaningful relationship
with his son, never had custody of him, had only
visited with J. a few times during the child's life,
and had never cared for the child overnight or even
had exclusive care of the child for a short visit.
She asserted that "[t]he child has no meaningful relation to
[D.J.] except to know [D.J.] is his father."
FN3.
AS 25.23.180(c)(2) states:
The
relationship of parent and child may be terminated by a
court order issued in connection with a proceeding under this
chapter or a proceeding under AS 47.10 on the grounds
....
(2)
that a parent who does not have custody is unreasonably
withholding consent to adoption, contrary to the best interest of
the minor child.
It
is questionable whether AS 25.23.180(c)(2) applies since it appears that
D.J. did not give up legal custody of J. and
it was never taken from him by adjudication. If true,
he is not a parent "who does not have custody"
of his child.
FN4.
The Indian Child Welfare Act of 1978 (ICWA).
P.C. argued that D.J.'s withholding consent to her adoption of
J. was unreasonable in light of the fact that he
never had any parental involvement with J. and will spend
J.'s childhood incarcerated. She argued that his continued incarceration and
unavailability ever to parent J. during his childhood render D.J.'s
refusal to consent to her adoption of J. unreasonable. P.C.
supported her motion *667
with her own affidavit and D.J.'s criminal record.
D.J. filed a letter with the court on August 23,
1999, alleging that his attorney failed to answer his calls,
hung up on him, and did not perform any work
on his case.
[FN5] On September 16, 1999, J.'s guardian ad litem filed
his report with the court, stating that the adoption was
in the child's best interest and that D.J.'s refusal to
give consent was not in the child's best interests. The
guardian ad litem noted that D.J. had told him that
he did not object to J. living with P.C., but
that he did not want her to adopt J. The
guardian ad litem suggested that leaving J. in legal "limbo"
was contrary to the child's best interests.
FN5.
D.J.'s first attorney did not file an entry of appearance
nor, according to D.J., any documents on his behalf. She
failed to oppose P.C.'s motion for summary judgment.
D.J. was appointed a new attorney on October 8, 1999.
His new attorney encountered difficulty obtaining permission from the prison
to speak with D.J., but was able to file a
response to P.C.'s motion for summary judgment on October 21,
1999. That response indicated D.J.'s opposition to summary judgment on
the grounds that he believed P.C.'s husband was an alcoholic
and a sexual predator and that therefore his refusal to
consent to P.C.'s adoption of J. was reasonable. He asserted
that his allegations raised questions of material fact regarding both
the reasonableness of his refusal to consent to adoption and
J.'s best interests, which precluded summary judgment. D.J. did not
file any affidavits or other admissible evidence in support of
his opposition to summary judgment.
On November 5, 1999, the standing master filed her report,
recommending that the superior court determine whether the issue of
a parent unreasonably withholding consent to adoption was susceptible to
summary judgment, and if so, to find in favor of
P.C. The master recommended, in the alternative, that the superior
court permit D.J. sufficient time to file affidavits or other
admissible evidence in support of his opposition to summary judgment.
On November 29, 1999, the superior court granted summary judgment
to P.C. The court found that there was no genuine
issue of material fact as to whether D.J.'s parental rights
could be terminated under AS 25.23.180(c)(2). The court found that
D.J. does not have custody of J. and that D.J.
was unreasonably
withholding his consent to P.C.'s adoption of J. and concluded
that D.J.'s parental rights could be terminated. The court also
found that there was no issue of material fact concerning
whether D.J.'s parental rights could be terminated under ICWA. The
court found that P.C. was J.'s Indian custodian for purposes
of ICWA [FN6]
and that, therefore, § 1912
of ICWA did not apply to the termination of D.J.'s
parental rights. The court found, in the alternative, that if
§ 1912
did apply, the evidence showed beyond a reasonable doubt that
J. would suffer serious emotional or physical harm if D.J.
continued to have custody of him, and that § 1912(d)
[FN7]
had been complied with "to the extent necessary, under the
circumstances of this case." The summary judgment order terminated D.J.'s
parental rights to J. On December 17, 1999, the standing
master heard P.C.'s adoption petition. D.J. was precluded from participating
because his parental rights had been terminated. The superior court
left it to the guardian ad litem to investigate the
suitability of P.C.'s home in light of D.J.'s assertions that
P.C.'s husband posed a threat to J.
FN6.
See
25 U.S.C. § 1903(6)
(" 'Indian custodian' means any Indian person who has legal
custody of an Indian child under tribal law or custom
or under State law or to whom temporary physical care,
custody, and control has been transferred by the parent of
such child.").
FN7.
Subsection 1912(d) provides:
Any
party seeking to effect a foster care placement of, or
termination of parental rights to, an Indian child under State
law shall satisfy the court that active efforts have been
made to provide remedial services and rehabilitative programs designed to
prevent the breakup of the Indian family and that these
efforts have proved unsuccessful.
D.J. now appeals.
III.
STANDARD OF REVIEW
Issues not raised in the trial
court shall not be considered on appeal, except for *668
plain error.
[FN8] Plain error exists "where an obvious mistake has been
made which creates a high likelihood that injustice has resulted."
[FN9]
FN8.
See
Sosa v. State,
4 P.3d 951, 953 (Alaska 2000); Moreau
v. State,
588 P.2d 275, 279 (Alaska 1978).
FN9.
Sosa,
4 P.3d at 953 (quoting Broeckel
v. State, Dep't of Corrections,
941 P.2d 893, 897 (Alaska 1997)).
This
court reviews a trial court's grant of summary judgment de novo.
[FN10] Summary judgment is appropriate "only if the record
presents no genuine issues of material fact and the moving party was entitled
to judgment on the law applicable to the established facts." [FN11]
Where the parties dispute the facts, the non-movant's version is
presumed correct.
[FN12] All reasonable factual inferences must be drawn in favor
of the non-movant.
[FN13]
FN10.
See
Lane v. City of Kotzebue,
982 P.2d 1270, 1272 (Alaska 1999).
FN11.
Bishop
v. Municipality of Anchorage,
899 P.2d 149, 153 (Alaska 1995) (citations omitted).
FN12.
See
Walt v. State,
751 P.2d 1345, 1355 (Alaska 1988).
FN13.
See
Bishop,
899 P.2d at 153.
Whether
ICWA applies to a proceeding is a question of law to which this court
applies its independent judgment.
[FN14] This court will "adopt the rule of law that is most
persuasive in light of precedent, reason and
policy." [FN15]
FN14.
See
J.W. v. R.J.,
951 P.2d 1206, 1209 (Alaska 1998).
FN15.
Id.
(quoting Guin
v. Ha,
591 P.2d 1281, 1284 n. 6 (Alaska 1979)).
IV.
DISCUSSION
A.
The Superior Court Did Not Err in Granting Summary Judgment
on Whether D.J. Unreasonably Withheld His Consent to J.'s Adoption.
1.
It was not plain error for the court to fail
to extend the deadline for D.J. to respond to the
summary judgment motion.
D.J.
contends that he was not granted sufficient time to respond to P.C.'s
motion for summary judgment. This issue was not raised in
the trial court. As such, we review D.J.'s argument only for
plain error.
[FN16]
FN16.
See
Sosa,
4 P.3d at 953; Moreau,
588 P.2d at 279.
D.J. points out that his second attorney was appointed just
prior to the trial setting conference held on October 20,
1999, and shortly before his response to P.C.'s motion for
summary judgment was due. He suggests that he did not
have time
to oppose summary judgment effectively and that the court erred
in failing to grant him more time.
In view of the circumstances, however, it was not plain
error for the court to fail to extend, sua sponte,
the deadline for D.J. to respond to the motion for
summary judgment. Although it appears that D.J. did not receive
adequate representation from his first court-appointed attorney, he was appointed
substitute counsel, who represented to the court that he would
timely file a response to the motion for summary judgment,
and in fact did so one day before the response
was due. D.J. did not include any affidavits or other
evidence in his response to summary judgment, nor did he
request an extension. He does not argue that there were
issues he would have addressed more thoroughly or for which
he would have provided evidence had he been given more
time. It was not plain error for the trial court
not to extend the deadline for summary judgment.
2.
The trial court did not err in finding that there
were no material disputes of fact regarding whether D.J. unreasonably
withheld his consent to J.'s adoption.
D.J. argues that the court erred
in granting summary judgment on the question of the reasonableness of
his refusal to consent to J.'s adoption and on the issue of J.'s best
interests. D.J.'s arguments regarding both the reasonableness
of his withholding consent and J.'s best interest rely on D.J.'s *669
allegation that Mr. S., P.C.'s husband, is an alcoholic sexual predator.
D.J. does not dispute any of P.C.'s assertions: that
he has never had meaningful involvement in J.'s life, does not object
to J. living with her, and will not be available to parent J. during any
part of J.'s minority. [FN17]
FN17.
D.J.'s March 2001 brief asserts, but does not cite any
evidence in the record to support, that D.J. is "not
up for parole for three years."
D.J. has not produced, or even suggested the existence of,
admissible evidence that would support his argument that Mr. S.
is an alcoholic sexual predator. Instead, he merely describes Mr.
S. in his brief as someone "who is thought to
be an alcoholic sexual predator."
In
summary judgment cases, if the movant shows that she is entitled to judgment
as a matter of law on the established facts, the non-moving party must
demonstrate that a genuine issue of fact exists. [FN18]
The non-movant must present admissible evidence to the court to
meet his burden of raising a material issue of fact.
[FN19] The non-movant is "required, in order to prevent entry
of summary judgment, to set forth specific facts showing that he could
produce admissible evidence reasonably tending to dispute or contradict
the movant's evidence, and thus demonstrate that
a material issue of fact exists." [FN20]
"Assertions of fact in unverified pleadings and memoranda are
insufficient to defeat a motion for summary judgment." [FN21]
FN18.
See
French v. Jadon, Inc.,
911 P.2d 20, 23 (Alaska 1996).
FN19.
See
id.
FN20.
McGlothlin
v. Municipality of Anchorage,
991 P.2d 1273, 1277 (Alaska 1999) (quoting Jennings
v. State,
566 P.2d 1304, 1309 (Alaska 1977)).
FN21.
Id.
Although whether P.C.'s husband is an alcoholic sexual predator is
clearly relevant to determining J.'s best interests and whether D.J.
is reasonably withholding consent to J.'s adoption, D.J. has failed
to do more than make "[a]ssertions of fact in unverified
pleadings and memoranda." [FN22]
He has thus failed to raise a genuine issue of
material fact regarding either the unreasonableness of his withholding consent
to J.'s adoption by P.C. or J.'s best interests.
[FN23] We therefore affirm the court's grant of summary judgment
on state law grounds.
FN22.
Id.
FN23.
See
AS 25.23.180(c)(2).
B.
The Superior Court Did Not Comply with ICWA.
J. is an Indian child as defined by ICWA. The
superior court found that because P.C. was J.'s Indian custodian,
[FN24] the provisions of § 1912
of ICWA regarding the termination of parental rights did not
apply to the termination of D.J.'s parental rights to J.
The trial court found, in the alternative, that if § 1912
did apply, its termination provisions were satisfied. D.J. challenges both
findings, arguing that § 1912
did apply to the termination of his parental rights and
that its provisions were not satisfied.
FN24.
See
25 U.S.C. § 1903(6).
As an initial matter, we note that the termination of
parental rights subject to § 1912
of ICWA involves higher evidentiary standards and different protections of
the rights of the parent subject to termination than do
termination
proceedings strictly under state law. Subsection 1912(d) of ICWA demands:
Any
party seeking to effect a ... termination of parental rights
to ... an Indian child under State law shall satisfy
the court that active efforts have been made to provide
remedial services and rehabilitative programs designed to prevent the breakup
of the Indian family and that these efforts have proved
unsuccessful.
Subsection 1912(f) requires a determination, "supported by evidence beyond a
reasonable doubt, including testimony of qualified expert witnesses, that the
continued custody of the child by the parent or Indian
custodian is likely to result in serious emotional or physical
damage to the child."
*670
"Continued custody"
under § 1912(f) refers to legal custody as well as physical
custody.
[FN25] J. is an Indian child and D.J. is his father. Prior
to the termination of his parental rights D.J. had not been divested of
his legal custody of J.
[FN26] Section 1912's termination provisions therefore appear to apply
to the termination of D.J.'s parental rights to J., and P.C. bears a heavy
burden to show that they should not be literally followed.
[FN27]
FN25.
See
J.W. v. R.J.,
951 P.2d 1206, 1213 (Alaska 1998).
FN26.
"Legal custody" refers to the responsibility for making "major decisions
affecting the child's welfare" and is a status that may
be held by a parent who does not have "physical
custody," which refers to the responsibility for physical care and
immediate supervision of the child. Bennett
v. Bennett,
6 P.3d 724, 726 (Alaska 2000).
FN27.
See
Sosa,
4 P.3d at 954 ("Where a statute's meaning appears clear
and unambiguous, ... the party asserting a different meaning bears
a correspondingly heavy burden of demonstrating contrary legislative intent.") (quoting
University
of Alaska v. Tumeo,
933 P.2d 1147, 1152 (Alaska 1997)).
1.
ICWA applies to the termination of D.J.'s parental rights.
The court based its finding that
§ 1912 of ICWA did not apply to the termination of D.J.'s parental
rights on its identification of P.C. as J.'s "Indian custodian."
P.C. argues that D.J. waived the right to challenge this finding
because he did not raise any issues under ICWA below. We reject
this argument.
The trial court was apprized of the child's status as
an Indian child under ICWA,
[FN28] and was thus aware that the termination of D.J.'s
parental rights was a child custody proceeding within the meaning
of ICWA.
[FN29] Moreover,
ICWA had been raised throughout the proceedings, including in the
petition for adoption, which alleged that "grounds exist under ...
§ 1901,
et
seq.
to dispense with [D.J.'s] consent." Although P.C. argued in her
motion for summary judgment that because she was J.'s Indian
custodian, D.J. was not entitled to ICWA's heightened protections, she
argued in her response to D.J.'s opposition to summary judgment
that the "uncontested facts permit entry of judgment of termination
of [D.J.'s] parental rights under ... 25 U.S.C. § 1912(f)."
[FN30]
The question of whether ICWA's termination provisions applied in this
case was therefore squarely before the court, and D.J.'s failure
explicitly to raise it will not bar his appeal.
[FN31]
FN28.
See
25 U.S.C. § 1903(4)
(" 'Indian child' means any unmarried person who is under
age eighteen and is either (a) a member of an
Indian tribe or (b) is eligible for membership in an
Indian tribe and is the biological child of a member
of an Indian tribe.").
FN29.
See
25 U.S.C. § 1903(1)(ii)
(" '[C]hild custody proceeding' shall mean and include ... 'termination
of parental rights' which shall mean any action resulting in
the termination of the parent-child relationship.").
FN30.
We also note that P.C. gave written notice to the
tribes of both the mother and father of the adoption
petition, informing the tribes of their right to intervene and
to petition for transfer to a tribal court. Each notice
cited ICWA.
FN31.
Moreover, we are not inclined to find waiver in circumstances
such as these, where D.J.'s first attorney allegedly failed to
file a single document on his behalf and did not
even file an entry of appearance. D.J. attempted to file
pleadings on his own behalf but they were rejected because
he was technically represented by counsel. D.J. was appointed another
attorney fourteen days before his response to P.C.'s summary judgment
motion was due. Two days before D.J.'s response was due
his second attorney had not been able to communicate with
D.J. due to restrictions on telephone contact with prisoners. Waiver
is "generally defined as 'the intentional relinquishment of a known
right.' " Miscovich
v. Tryck,
875 P.2d 1293, 1301 (Alaska 1994) (quoting Milne
v. Anderson,
576 P.2d 109, 112 (Alaska 1978)). It is difficult to
discern the intentional relinquishment of a known right in the
instant case.
P.C. contends that our opinion in J.W.
v. R.J.
[FN32] controls the application of ICWA to this case and
demonstrates that § 1912(f)
of ICWA did not
apply to the termination of D.J.'s parental rights. In J.W.,
a child's father and stepfather, both Alaska Natives, each sought
custody of the child following her mother's death.
[FN33] The father argued that, before placing the child with
her stepfather, the court had to comply with § 1912(e)
*671
of ICWA, and find that there was clear and convincing
evidence, including expert testimony, to show that serious emotional or
physical damage would likely result to the child if she
were placed with her father.
[FN34] The stepfather argued that, if ICWA did apply, it
provided him equal protection as the child's Indian custodian.
[FN35]
FN32.
951 P.2d 1206 (Alaska 1998).
FN33.
Id.
at 1208.
FN34.
Id.
at 1211; 25 U.S.C. § 1912(e)
("No foster care placement may be ordered in such proceeding
in the absence of a determination, supported by clear and
convincing evidence, including testimony of qualified expert witnesses, that the
continued custody of the child by the parent or Indian
custodian is likely to result in serious emotional or physical
damage to the child.").
FN35.
J.W.,
951 P.2d at 1211-12.
In remanding for a finding as to whether the stepfather
was the child's Indian custodian, we stated that such a
finding would "squarely raise the legal question whether § 1912(e)
applies reciprocally in a dispute between a parent and Indian
custodian." [FN36]
We opined that ICWA treats parents and Indian custodians as
coequals, and that "[t]he purposes behind ICWA are consistent with
restricting § 1912(e)
to disputes between persons having favored status--parents and Indian custodians--and
others who are neither parents nor Indian custodians." Applying that
reasoning, we held that if the stepfather proved he was
the child's Indian custodian, § 1912(e)
would not apply and instead only state law regarding custody
disputes would apply. [FN37]
FN36.
Id.
at 1214.
FN37.
Id.
at 1215.
P.C. urges us to find that the reasoning and policy
behind J.W.
regarding § 1912(e)
control the question whether § 1912(f)
applies reciprocally in a dispute between a parent and an
Indian custodian. As P.C. points
out, the language of § 1912(e)
and (f) is identical except that subsection (e) concerns foster
placement and requires only clear and convincing evidence, whereas subsection
(f) concerns termination of parental rights and requires proof beyond
a reasonable doubt.
[FN38]
FN38.
Subsection 1912(f) provides:
No
termination of parental rights may be ordered in such proceeding
in the absence of a determination, supported by evidence beyond
a reasonable doubt, including testimony of qualified expert witnesses, that
the continued custody of the child by the parent or
Indian custodian is likely to result in serious emotional or
physical damage to the child.
We stated in J.W.
that "[n]o section of ICWA indicates that Congress preferred a
parent to an Indian custodian if the parent did not
previously have physical custody." [FN39]
Rather, Congress's purpose in passing the Act was to protect
the best interests of Indian children and to promote the
stability, security, and integrity of Indian tribes and families.
[FN40] It is therefore arguable that when Congress wrote § 1912(f),
it was concerned not with disputes between Indian custodians and
non-custodial biological parents, but rather with disputes between Indian custodians
or biological parents and non-Indians. For this reason, it might
be consistent with Congress's
intent to hold that § 1912(f)
does not apply to circumstances involving a noncustodial Indian parent
and an Indian custodian.
FN39.
951 P.2d at 1215.
FN40.
Id.
at 1212; see
also
H.R.Rep. No. 95-1386, at 8 (1978); Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 37, 109 S.Ct. 1597, 104 L.Ed.2d 29
(1989); A.B.M.
v. M.H.,
651 P.2d 1170, 1172 (Alaska 1982).
However, the analogy is not as apt as P.C. suggests,
and we are not persuaded to ignore the plain language
of the statute in order to hold that § 1912(f)
does not apply to the case at bar. First, the
facts of J.W.
and the instant case are not parallel. In J.W.,
§ 1912(e)
would not have been applicable to the custody dispute if
the stepfather was the child's Indian custodian, because the statutory
provision would protect both contestants equally, essentially rendering it moot.
[FN41] Whether the trial court gave custody of the child
to the father or the stepfather, the court would be
effecting a removal of "an Indian child from its parent
or Indian custodian" [FN42]
and so vindication of one party's rights would directly and
proportionally impair *672
the rights of the opposing party.
[FN43] Subsection
1912(e) therefore had no analytical purpose in the custody determination.
FN41.
951 P.2d at 1215.
FN42.
25 U.S.C. § 1903(1)(i).
FN43.
951 P.2d at 1215.
By contrast, in the case currently before us, termination does
not equally affect the rights of P.C. and D.J. If
D.J.'s parental rights are terminated, then P.C. is free to
adopt J. However, if she is unsuccessful in her efforts,
she will not be deprived of the custody of J.
which she currently has. Applying § 1912(f)
to the termination of D.J.'s parental rights would not be
meaningless.
[FN44] The trial court in this case will not be
required to determine whether continued custody by P.C. would likely
result in serious emotional or physical damage to J., whereas
in J.W.,
the trial court would have had to ask that question
about both parties. Instead, the court will simply have to
determine whether continued legal custody by D.J. would likely result
in serious emotional or physical damage to J.
FN44.
Because each disputant in a given case involving § 1912(e)
might enjoy one (and only one) of the custodial rights
(either legal custody or physical custody), neither (or both) of
the disputants would be favored by the status quo. Subsection
1912(e) deals with foster care placement; a parent with legal
but no physical custody may have "continued custody," but foster
care placement will not necessarily interfere with whatever legal custodial
rights he or she may have. Subsection 1912(f) is fundamentally
different, despite its parallel construction, because termination of parental rights
necessarily cuts off whatever rights of "continuing custody" the parent
has.
That the adjudication of D.J.'s
parental rights takes place within the larger context of a dispute between
a parent and an Indian custodian does not exempt this case from the framework
and application of § 1912(f). Thus, although P.C. correctly
contends that she and D.J. are considered coequal in the eyes of ICWA,
the inapplicability of § 1912(f) to the termination of D.J.'s
parental rights to J. does not follow.
Further, our decision in J.W.
rested in part on ICWA's mandate that where a state
or federal law was more protective of the rights of
a parent or Indian custodian than ICWA, that law should
be applied.
[FN45] Where application of § 1912(e)
would not have yielded a preference as between the father
and stepfather
in J.W.,
and state law provided higher standards, state law would apply.
[FN46] P.C. asks us to apply J.W.
to diminish the rights of D.J. under ICWA. This we
decline to do.
FN45.
Id;
see also
25 U.S.C. § 1921.
FN46.
951 P.2d at 1215.
As noted, the custody referred
to in ICWA encompasses legal custody. [FN47]
It appears from the record and P.C.'s brief that she does not have
legal custody of J. Assuming, then, that D.J. has not lost his legal custody
of J., the "continued custody" referred to in § 1912(f)
applies to D.J.'s legal custody. Applying the plain language
of § 1912(f), in order to terminate D.J.'s parental rights,
the court must find that continued legal custody of J. by D.J. is likely
to result in serious emotional or physical damage to him. P.C. has not
articulated a sound reason why she should not in fact be required to establish
this as provided for in ICWA. It is highly unlikely that Congress intended
"Indian custodian" as used in § 1912(f) to refer to
the party petitioning for termination. Rather, a natural reading
of the section suggests that the petitioner is required to show that continued
custody by the party against whom termination is sought would result in
serious emotional or physical
harm to the child.
FN47.
See
supra,
note 26.
We have addressed in other cases the applicability of ICWA
in disputes between Indian family members over custody. In A.B.M.
v. M.H.,
we refused to hold that ICWA did not apply to
intra-family custody disputes.
[FN48] In so doing, we recognized that Congress had explicitly
excepted specific custody proceedings (those arising from divorce or juvenile
delinquency proceedings), [FN49]
suggesting that those not explicitly excepted were covered. [FN50]
In A.B.M.,
a couple sought to adopt the wife's sister's child, and
argued that ICWA *673
did not apply when the biological mother attempted to revoke
her consent.
[FN51] We rejected the argument that because the adoptive parents
were Indian custodians, ICWA did not apply.
FN48.
651 P.2d 1170, 1173 (Alaska 1982).
FN49.
See
25 U.S.C. § 1903(1).
FN50.
A.B.M.,
651 P.2d at 1173.
FN51.
Id.
at 1171-72.
The language of § 1912(f)
provides that in order to terminate a parent's rights the court must be
satisfied by evidence beyond a reasonable doubt, including expert testimony,
that continued custody of the child by the parent would likely result
in serious emotional or physical harm to the child. Consistent with this
language and with our opinion in A.B.M.,
we hold that ICWA applies to termination proceedings when a party other
than the state seeks the termination, even when that party is an "Indian
custodian" under ICWA. Accordingly, the trial court's decision not
to apply the heightened protections of ICWA was erroneous.
2.
The proceedings below did not satisfy § 1912.
In terminating D.J.'s parental
rights, the superior court found that § 1912 of ICWA was inapplicable
because P.C. was J.'s Indian custodian. The court made an alternative
finding, determining that if § 1912 did apply, its requirements
were satisfied. D.J. argues that this alternative finding
was incorrect because P.C. did not make a prima facie showing satisfying
the "proof beyond a reasonable doubt" standard and because no
expert testimony was presented.
D.J. is correct. P.C.'s motion for summary judgment addressed "continued
custody" as physical custody and did not make a prima
facie showing that continued
legal custody of J. by D.J. would result in severe
emotional or physical damage to the child. There is no
indication in the court's grant of summary judgment that it
considered the effect of legal custody. In addition, the expert
testimony requirement in § 1912(f)
is clear and unambiguous. P.C. describes the expert requirement as
"needlessly redundant" in this case. But we will not presume
to dispense with a provision that federal law explicitly requires.
In light of D.J.'s anticipated
period of incarceration, the trial court held that § 1912(d)
[FN52]
has been complied with "to the extent necessary, under the circumstances
of this case." We have held that a parent's incarceration
can diminish the level of active efforts required under ICWA.
[FN53] However, incarceration does not eliminate the active efforts requirement
of ICWA.
[FN54] While it may be true that active efforts have been made, and that
they have been unsuccessful, the trial court must make findings on these
points.
FN52.
Subsection 1912(d) provides:
Any
party seeking to effect a foster care placement of, or
termination of parental rights to, an Indian child under State
law shall satisfy the court that active efforts have been
made to provide remedial services and rehabilitative programs designed to
prevent the breakup of the Indian family
and that these efforts have proved unsuccessful.
FN53.
See
A.A. v. State, DFYS,
982 P.2d 256, 261 (Alaska 1999).
FN54.
See
A.M. v. State, DFYS,
891 P.2d 815, 827 (Alaska 1995).
V.
CONCLUSION
We AFFIRM the trial court's grant of summary judgment to
P.C. on state law grounds. We REVERSE the termination of
D.J.'s parental rights because the court failed to comply with
§ 1912(d)
and (f) of ICWA. This case is REMANDED for further
proceedings consistent with this opinion.
FABE, Chief Justice, joined by CARPENETI, Justice, dissenting.
FABE, Chief Justice, with whom CARPENETI, Justice, joins, dissenting in
part.
I respectfully dissent from Part IV.B of the court's decision
today holding that the Indian Child Welfare Act (ICWA) applies
in the present case. The court is correct to discuss
J.W.
v. R.J.
[FN1] at length but misinterprets its precedential value for P.C.,
grandmother of J.P.C. is placed in
substantially the same position as was the stepfather in J.W.
*674
Thus, the case cannot be distinguished in the manner that
the court suggests. Because P.C. is an "Indian custodian" under
the requirements of ICWA,
[FN2] there is no reason to favor awarding legal custody
to D.J., the child's father, over P.C. In other words,
P.C. and D.J. are on equal footing with regard to
the custody of J. Consequently, the heightened proof requirements found
in ICWA do not apply. I would apply the court's
decision in J.W.
to the present case and affirm the superior court's determination
that ICWA does not apply to this case.
FN1.
951 P.2d 1206 (Alaska 1998).
FN2.
25 U.S.C. § 1903(6).
The court does not dispute the assertion that P.C. is
J.'s Indian custodian. ICWA defines an "Indian custodian" as "any
Indian person who has legal custody of an Indian child
under tribal law or custom or under State law or
to whom temporary physical care, custody, and control has been
transferred by the parent of such child." [FN3]
By virtue of his birth to a mother who is
a member of the Devil's Lake Sioux Tribe and a
father who is a member of the Native
Village of Barrow, J. is an Indian child under ICWA.
[FN4] P.C. is an Indian member of the Spirit Lake
Sioux Tribe. J.'s mother gave P.C. physical custody of J.
on December 1, 1995; J. has been in the care
of P.C. ever since. Consequently, P.C. is J.'s Indian custodian
because she is herself Indian and has been granted physical
custody of J. by his mother.
FN3.
Id.
FN4.
See
25 U.S.C. § 1903(4).
Because P.C. is J.'s Indian custodian, she has the same
right to legal custody of J. as D.J. does. In
J.W.,
we held that a parent and Indian custodian are treated
as "coequals" under § 1912(e)
of ICWA.
[FN5] Though § 1912(f)
addresses termination of parental rights, as opposed to the requirements
for foster placement found in § 1912(e)
that were litigated in J.W.,
the only other difference between the wording of the statutes
is found in the standard of proof.
[FN6] The majority interprets § 1912(f)
to create an asymmetry in parental rights not found in
§ 1912(e).
[FN7] It concludes that § 1912(f)
requires a finding only that continued custody by D.J. would
likely result in serious emotional or physical damage to J.
but that under
§ 1912(e)
this question would have to be asked of both parties.
[FN8]
This interpretation is incorrect. Just as in § 1912(f),
§ 1912(e)
establishes the requirements for depriving an individual parent of custodial
rights over a child. Contrary to the portrayal by this
court in the present case, § 1912(e)
is not the balancing of interests that might otherwise take
place between two presumed-equal parties in a custody hearing. Instead,
as J.W.
held, this ultimate determination of custody between two parties claiming
parental rights is to take place not under ICWA but
under state law.
[FN9]
FN5.
951 P.2d at 1214-15.
FN6.
Compare
25 U.S.C. § 1912(e)
("No foster care placement may be ordered in such proceeding
in the absence of a determination, supported by clear and
convincing evidence, including testimony of qualified expert witnesses, that the
continued custody of the child by the parent or Indian
custodian is likely to result in serious emotional or physical
damage to the child.") with
25 U.S.C. § 1912(f)
("No termination of parental rights may be ordered in such
proceeding in the absence of a determination, supported by evidence
beyond a reasonable doubt, including testimony of qualified
expert witnesses, that the continued custody of the child by
the parent or Indian custodian is likely to result in
serious emotional or physical damage to the child.").
FN7.
Op. at 671.
FN8.
Op. at 671-72.
FN9.
951 P.2d at 1215.
In J.W.,
we held that in custody disputes between a parent and
a stepparent, Alaska law gives preference to the custodial rights
of a parent; the "best interests" of the child standard
found in custody disputes between two parents does not apply.
[FN10] We could only reach this holding in J.W.
under the presumption, to be determined upon remand, that the
stepfather was the child's Indian custodian and so state law
rather than ICWA applied.
[FN11] We held that if the trial court *675
determines on remand that the stepfather is the child's Indian
custodian, then § 1912(e)
will not apply and the superior court should instead apply
the Alaska standard for custody disputes between parents and non-parents.
If he is not deemed to be
the Indian guardian, § 1912(e)
would apply and the stepfather would have to show "by
clear and convincing evidence" that continued custody of the child
by the father would likely result in harm to the
child.
[FN12] This contradicts the court's conclusion in the present case
that this question would only be asked of D.J. in
a hearing under § 1912(f)
but of both parties in a hearing under § 1912(e).
[FN13] The determination of likely future harm is asked in
both instances only of the party whose rights are being
terminated. In other words, J.W.
cannot be distinguished from the present case in the way
suggested by this court.
FN10.
Id.
at 1211.
FN11.
See
id.
at 1215 n. 17 ("It is not inconsistent to apply
the state law parental preference here, because we are simply
reading the § 1912(e)
standard to be inapplicable; ICWA does not clearly express a
policy that forbids the state from applying a preference for
the claim of the biological parent whose rights have not
been terminated by the child's tribe."). ICWA gives parents and
Indian custodians custodial protections in addition to those contained in
state law: It requires proof of clear and convincing evidence
that continued custody by a parent or Indian custodian
would likely result in harm to the child.
FN12.
Id.
at 1214.
FN13.
Op. at 671-72.
The court today concludes that there is a further asymmetry
between § 1912(e)
and § 1912(f)
in the effect that each statute has on the parental
rights of the parties involved. The court reasons that regardless
of who prevailed in a § 1912(e)
hearing in J.W.,
"the court would be effecting a removal of 'an Indian
child from its parent or Indian custodian,' " [FN14]
whereas in a hearing for termination of D.J.'s parental rights,
the parental rights of P.C. are not adversely affected. Again
this court conflates state custody processes with those required by
ICWA. The finding that "the continued custody of the child
by the parent or Indian custodian is likely to result
in serious emotional or physical damage to the child" [FN15]
focuses on the future parental rights of only one parent
in both § 1912(e)
and § 1912(f).
The statutory requirements of ICWA do not explicitly address the
balancing of parental rights between two parties, which can only
take place under state law, but rather establish the standard
of proof for
adjudication, be it of foster placement or permanent termination of
parental rights.
FN14.
Op. at 671 (quoting 25 U.S.C. § 1903(1)(i)).
FN15.
25 U.S.C. § 1912(e)
& (f).
Both § 1912(e)
and § 1912(f)
result in removal of a child from unrestricted access by
the parent. Under 25 U.S.C. § 1903(1)(i),
"foster care placement" is defined as "any action removing an
Indian child from its parent or Indian custodian for temporary
placement in a foster home or institution or the home
of a guardian or conservator where the parent or Indian
custodian cannot have the child returned upon demand, but where
parental rights have not been terminated." This section therefore contemplates
the deprivation of parental rights, albeit in a less severe
form than outright termination of parental rights. However, there is
nothing in the language of § 1912
to suggest that foster care placement is to have any
different procedural treatment than the termination of parental rights. Indeed,
both are treated the same under § 1912(d),
which requires the state "to provide remedial services and rehabilitative
programs designed to prevent the breakup of
the Indian family" for both foster care placement and the
termination of parental rights. By implication, if the two statutes
are to be treated the same procedurally, there should be
no difference in the way the parental rights derived from
them are construed.
Contrary to today's holding by the court, the parental rights
of P.C. are no less deprived by losing a § 1912(f)
hearing if ICWA is found to be applicable, than would
be the rights of the stepfather in J.W.
under ICWA § 1912(e)
if he is not able to show that he is
the child's Indian guardian. The court notes that ICWA addresses
legal custody and that P.C. does not have legal custody
of J.
[FN16] Yet, *676
it was precisely legal custody of the child that was
at issue in J.W.
[FN17] Consequently, losing her case would deprive P.C. of her
rights to legal custody in just the same way as
the stepfather's legal custody rights would be affected in J.W.
In short, there is no analytical difference between § 1912(f)
and § 1912(e)
that would preclude application of J.W.
to the present case. [FN18]
FN16.
Op. at 672. See
also In re Adoption of a Child of Indian Heritage,
111 N.J. 155, 543 A.2d 925, 937 (1988) (refusing to
limit ICWA to cover only parents who have had actual
physical custody of an Indian child);
J.W.,
951 P.2d at 1213 (and the cases cited therein) (holding
that ICWA refers to legal rather than actual physical custody).
FN17.
951 P.2d at 1209, 1213.
FN18.
The majority asserts that "[i]t is highly unlikely that Congress
intended 'Indian custodian' as used in § 1912(f)
to refer to the party petitioning for termination." Op. at
673. No attempt is made to explain why this statement
would not also apply to § 1912(e),
in contradiction to the holding in J.W.
If the court intends to overrule J.W.
to some extent, it should state this clearly.
We held in J.W.
that "[n]o section of ICWA indicates that Congress preferred a
parent to an Indian custodian if the parent did not
previously have physical custody." [FN19]
The language of § 1912(f)
requires a finding of likely damage to the child if
"continued
custody" is allowed to the parent or Indian custodian.
[FN20] The use of the word "continued" implies some pre-existing
relationship between the parent or Indian custodian and the child,
though not necessarily physical custody at the immediate time of
the custody hearing. This is the interpretation implicitly adopted in
J.W.
Inasmuch as ICWA
is meant "to promote the stability and security of Indian
tribes and families," [FN21]
there must be reasonable grounds for believing that the parental
relationship is worth promoting. Limiting the application of this exception
to ICWA to disputes between a parent and an Indian
custodian ensures that the child's Indian heritage will be protected
and thus brings these situations within the goal of ICWA
to promote Indian tribes. The focus of the exception to
ICWA that this court established in J.W.
is not so much cultural as it is an examination
of the specific parent-child bond at issue. This court should
follow J.W.
to hold that where a parent has no pre-existing relationship
with the child, other than some default form of legal
custody,
[FN22] that parent cannot be entitled to the protections of
ICWA so long as the child resides with an Indian
custodian.
FN19.
951 P.2d at 1215.
FN20.
25 U.S.C. § 1912(f)
(emphasis added); see
also In re S.A.M.,
703 S.W.2d 603, 607 (Mo.App.1986) ("If it be assumed, arguendo,
that appellant has acknowledged paternity and thus is a 'parent,'
the instant facts would not support the determination required by
§ 1912(f)
for the obvious reason that appellant has never had custody
of S.A.M., so it
would be impossible for appellant's custody to 'continue.' ").
FN21.
25 U.S.C. § 1902.
FN22.
A natural parent will always have legal custody of a
child absent legal termination of those rights. See
In re Adoption of K.S.,
543 P.2d 1191, 1194 (Alaska 1975). The parental rights adjudicated
under ICWA always involve legal rights. J.W.,
951 P.2d at 1213. Therefore, J.W.
specifically addresses physical
custody as the central determinant in the applicability of ICWA
to a dispute between a parent and an Indian custodian
because a dispute over legal custody is presumed. See
951 P.2d at 1215. Certain cases have interpreted the phrase
"continued custody" as referring to legal rather than physical custody.
See
In re Adoption of a Child of Indian Heritage,
111 N.J. 155, 543 A.2d 925, 938 (1988); In
re Adoption of Baade,
462 N.W.2d 485, 490 (S.D.1990). This is correct to the
extent that ICWA addresses the termination of physical custody. However,
because legal custody always exists prior to an ICWA hearing
to terminate legal custody, the use of the word "continued"
would be superfluous were it not to apply to some
sort of pre-existing physical or emotional bond between parent and
child.
D.J. does not have the type of parental relationship that
ICWA was meant to protect. It is certainly the situation
that D.J. has not previously had physical custody of his
son. D.J. has never resided with J. and has had
only sporadic contact with J., never for more than forty-five
minutes. Furthermore, D.J. will remain incarcerated for the entirety of
J.'s minority. As we pointed out in J.W.,
the preference in § 1912(e)
is for custody "by the parent or Indian custodian" and
does not differentiate between the two. [FN23]
The same language is contained in § 1912(f),
implying that there is equal preference expressed there as well
for both a parent and an Indian custodian. P.C. has
been the Indian custodian for J. since he was three
and *677
had helped care for him practically since his birth. The
best way to further ICWA's expressed purpose "to promote the
stability and security of Indian tribes and families" [FN24]
in the present case is to instruct the trial court
on remand to consider as equal, at least for the
purposes of ICWA, the legal rights to custody of both
P.C. and D.J. This was the conclusion reached in J.W.:
FN23.
951 P.2d at 1214-15.
FN24.
25 U.S.C. § 1902.
The
purposes behind ICWA are consistent with restricting § 1912(e)
to disputes between persons having favored status--parents and Indian custodians--
and others who are neither parents nor Indian custodians. There
would appear to be no logical reason consistent with the
statutory purpose to apply § 1912(e)
in a contest between two equally favored contestants. We therefore
hold that if the stepfather proves on remand that he
is S.R.'s Indian custodian, § 1912(e)
will not apply and the superior court should instead apply
the Alaska standard for custody disputes between parents and non-parents....
[[
[FN25]]
FN25.
951 P.2d at 1215 (citing 25 U.S.C. § 1921
(stating that the higher standard of protection between federal and
state law is the applicable one)).
A decision holding that ICWA does not apply to situations
where the parent has no pre-existing significant relationship with the
child is consistent with decisions in other jurisdictions. The Supreme
Court of Kansas held in In
re Adoption of Baby Boy L.
that ICWA did not apply where the child in
dispute had "never been in the care or custody of
the putative father." [FN26]
The court concluded that the intent of Congress was the
protection of Indian families and that the father, due to
his lack of contact with the child, did not constitute
an Indian family meriting protection. [FN27]
The Missouri Court of Appeals, following Baby
Boy L.,
held in In
re S.A.M.
that a father who did not even know of the
existence of his daughter until she was seven years old
could not invoke ICWA because he did not have the
"continued custody" of his daughter that ICWA was meant to
protect. [FN28]
In a case with a fact pattern quite similar to
the present one, a Michigan court held that ICWA did
not apply; consequently, active efforts at rehabilitation did not need
to be made under § 1912(d),
where the children were living with their Indian mother and
where the father did not engage in parenting the children.
[FN29] The father in that case had *678
moved away and had not provided any financial support for
the children for almost two years. [FN30]
Furthermore, at the time of trial the father was imprisoned
for four to ten years and could not participate in
the upbringing of his children. [FN31]
As such, the family breakup that ICWA was meant to
prevent "was already a fait
accompli."
[FN32]
FN26.
231 Kan. 199, 643 P.2d 168, 174, 176 (1982).
FN27.
Id.
at 172, 175. This finding is different from the "preexisting
Indian family" exception adopted in some states. That exception is
applied to say that where the parent whose parental rights
are in dispute does not have a strong connection to
the Indian tribe or their customs, the parent cannot invoke
the protections of ICWA. See
In re Adoption of Baby Boy D.,
742 P.2d 1059, 1064 (Okla.1985) (holding ICWA inapplicable where the
child has never resided in an Indian family and has
a non-Indian mother); Rye
v. Weasel,
934 S.W.2d 257, 261-62 (Ky.1996) (holding that the "existing Indian
family" exception was not judicially created but in fact reflected
Congressional intent).
This
court explicitly rejected the "existing Indian family" exception in In
re Adoption of T.N.F.,
concluding that the doctrine undercuts the intention of Congress to
protect Indian tribes.
781 P.2d 973, 977 (Alaska 1989) (citing Mississippi
Band of Choctaw Indians v. Holyfield,
490 U.S. 30, 49, 109 S.Ct. 1597, 104 L.Ed.2d 29
(1989)). Other states concur with Alaska in its rejection of
the "existing Indian family" exception. See,
e.g., State ex rel. D.A.C.,
933 P.2d 993, 1000-01 (Utah App.1997) (declining to adopt the
"judicially-created" "existing Indian family" exception); In
re Baby Boy Doe,
123 Idaho 464, 849 P.2d 925, 931
(1993) (concluding that Holyfield
"effectively undermined" the application of the "existing Indian family" exception);
In
re Adoption of Baade,
462 N.W.2d 485, 489-90 (S.D.1990) (holding that Holyfield
precludes a focus only on existing families and that ICWA
applies as long as the child is an "Indian child").
I
am not advocating either an overturn of In
re Adoption of T.N.F.
or the establishment of the "existing Indian family" exception in
Alaska. Denial of the applicability of ICWA to D.J.'s claims
neither requires nor creates the exception.
FN28.
703 S.W.2d 603, 605, 607-09 (Mo.App.1986).
FN29.
In
re Dougherty,
236 Mich.App. 240, 599 N.W.2d 772, 775 (1999). ICWA § 1903(1)
specifically exempts divorce proceedings from the requirements laid out by
the statute. In Dougherty,
the two parents were in the process of getting a
divorce, but it had not yet been finalized. However, the
court did not use the logic of ICWA being inapplicable
to custody disputes arising from divorce, so the holdings as
to the parental deficiencies of the father are still applicable
to the present case.
FN30.
Id.
FN31.
Id.
FN32.
Id.
These cases from other jurisdictions, along with our holding in
J.W.,
support the conclusion that D.J. cannot invoke the protections of
ICWA in his custody dispute with P.C.
[FN33] D.J. has never been a parent to J. Furthermore,
his incarceration prevents the possibility that he will be a
part of J.'s life prior to J. reaching maturity. J.
currently resides with P.C., the Indian custodian who has cared
for J.'s needs for the last several years. Under these
circumstances, D.J.'s right to legal custody of J. falls outside
of anything that Congress could have meant to protect in
passing ICWA. Consequently, the superior court decision to terminate D.J.'s
parental rights on state law grounds should be affirmed.
FN33.
Even if this court applies ICWA to the present case,
I question the conclusion in Part IV.B(2) that the requirements
of ICWA were not met. First
of all, it is not clear, in light of the
statutory language of AS 47.10.086, that the State is required
to provide the remedial services outlined in 25 U.S.C. § 1912(d)
to a parent who will be incarcerated for the remainder
of the child's minority. Second, the majority's contention that the
superior court contemplated only physical and not legal custody in
its summary judgment motion against D.J. seems to ignore significant
portions of the record to the contrary. Finally, it is
possible to conclude that D.J. waived the expert testimony requirement
in 25 U.S.C. § 1912(f)
when he failed to object, though further inquiry would be
necessary into the issue of whether or not D.J. had
a reasonable opportunity to raise this objection. See
In re Riva M.,
235 Cal.App.3d 403, 286 Cal.Rptr. 592, 597-98 (1991) ("there is
no hint from the statutory language or cases construing it
that the procedural standards [in ICWA] are constitutionally compelled").
36 P.3d 663
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