United States District Court, E.D. California.
TIMBISHA SHOSHONE TRIBE, et al., Plaintiffs,
v.
UNITED STATES DEPARTMENT OF THE INTERIOR, et al., Defendants.
No. 2:11?cv?00995?MCE?DAD.
April 9, 2013.
Jeffrey Ryan Keohane, Forman & Associates, San Rafael, CA, for Plaintiffs.
Sylvia Ann Quast, United States Attorney's Office, Sacramento, CA, James M. Birkelund, Law Offices of James Birkelund, San Francisco, CA, for Defendants.
MEMORANDUM AND ORDER
MORRISON C. ENGLAND, JR., Chief Judge.
*1 The Timbisha Shoshone Tribe (“Tribe”), Joseph Kennedy, Angela Boland, Grace Goad, Erick Mason, Hillary Frank, Madeline Esteves and Pauline Esteves filed their Second Amended Complaint (“SAC”) in this action on May 29, 2012, seeking declaratory and injunctive relief against Defendants United States Department of the Interior (“DOI”), Bureau of Indian Affairs (“BIA”), Donald Laverdure, Acting Assistant Secretary of the Interior for Indian Affairs, Amy Dutschke (“Dutschke”), Director of the Pacific Regional Office of the BIA, Troy Burdick (“Burdick”), Superintendent of the Central California Agency of the BIA, Margaret Cortez, Bill Eddy, Earl Frank, George Gholson and Clyde Nichols (collectively, “Defendants”). Plaintiffs allege injuries suffered as a result of two DOI decisions issued by then DOI Assistant Secretary of Indian Affairs Larry Echo Hawk on March 1, 2011 (“EHD I”) and July 29, 2011 (“EHD II”) (collectively referred to as the “EHDs”). Presently before the Court is Defendants' Motion to Dismiss Plaintiff's SAC. (ECF No. 61; ECF No. 64.) For the following reasons, the Court will grant Defendants' Motion to Dismiss for failure to join indispensable parties.FN1 The Court will not permit further leave to amend.
FN1. Because oral argument would not have been of material assistance, the Court ordered this matter submitted on the briefs. E.D. Cal. Local Rule 230(g).
BACKGROUNDFN2
FN2. Unless otherwise noted, the following facts are taken, sometimes verbatim, from Plaintiffs' SAC. (ECF No. 59.) “Because the question whether a party is indispensable ?can only be determined in the context of particular litigation,' it is necessary to set forth in some detail the legal and factual context of the present controversy.” Am. Greyhound Racing, Inc. v. Hull, 305 F.3d 1015, 1018 (9th Cir.2002) (quoting Provident Tradesmens Bank & Trust Co. v. Patterson, 390 U.S. 102, 118, 88 S.Ct. 733, 19 L.Ed.2d 936 (1968)).
A. Tribal History
In 1982, the DOI formally recognized the Tribe as a sovereign Indian nation with whom the United States would maintain government-to-government relations. The Tribe organized itself under a written Constitution that establishes the General Council as the Tribe's supreme governing body. The General Council has delegated some of its powers to a five-member Tribal Council.
The Tribe's Constitution limits tribal membership to persons listed on the 1978 Base Roll and to certain of those members' lineal descendants. The Constitution requires that the Tribal Enrollment Committee “remove any person enrolled erroneously, fraudulently or otherwise incorrectly enrolled from the membership list.”
The Tribe holds general elections for the Tribal Council every November, and members serve two-year, staggered terms. The Tribe's Constitution requires that an Election Board certify these elections. The Tribe's “Election Ordinance” governs the actions of the Election Board. Because members of this Election Board may only be removed for specific, non-political reasons, the Board generally remains unchanged from year to year.
B. The Tribe's Leadership Dispute
The current lawsuit is the culmination of a long-standing dispute over the election and composition of the proper Tribal Council. While it is undisputed that in 2006 the Tribal Council consisted of Joe Kennedy (“Kennedy”), who was elected as Chairman, Ed Beaman (“Beaman”), Madeline Esteves, Virginia Beck (“Beck”) and Cleveland Casey (“Casey”) (“2006 Council”), since then multiple factions have claimed to lead the Tribe.
The current fracture in the Tribe's governance began on August 25, 2007, when the 2006 Council held a Tribal Council meeting. Charges were brought against Beaman and Beck seeking their removal from office. Beaman, Beck and Casey left the meeting, though Casey returned at some point before eventually leaving again. The remaining members of the 2006 Council determined Beaman and Beck had resigned, and the council purportedly replaced Beck with another Tribe member (hereafter this group is referred to as the “2006 Kennedy Faction”), while leaving Beaman's seat vacant for the next election. Beaman, Beck and Casey (the “Beaman Faction”) subsequently met separately and passed resolutions also purporting to take control of the Tribe's administration.
*2 In November of 2007, both the 2006 Kennedy Faction and the Beaman Faction held general elections that resulted in the election of the “2007 Kennedy Council” and the “Beaman Council.” On December 14, 2007, Burdick issued a decision declining to recognize the results of either election. The 2007 Kennedy Council subsequently called a General Council meeting, which convened on January 20, 2008. Satisfied a quorum existed, the General Council adopted several resolutions purporting to ratify, as is relevant here, the general election resulting in the election of the 2007 Kennedy Council and the 2006 Kennedy Faction's interpretation of the term “resign” in the Timbisha Constitution.
On February 29, 2008, Burdick rescinded his December 14, 2007, decision and purported to recognize the 2007 Kennedy Council. The Beaman Council appealed that decision (“Beaman Appeal”), staying its effect.
On September 25, 2008, the 2007 Kennedy Council Enrollment Committee performed a review of the Tribe's membership rolls and determined seventy-four people did not qualify for Tribe membership. The Enrollment Committee notified those members they were to be disenrolled, and, when the time to appeal expired, the 2007 Kennedy Council performed the ministerial act of adopting resolutions confirming the membership revocations. During this same time frame, in September 2008, George Gholson (“Gholson”), a member of the Tribe purportedly disenrolled pursuant to the above 2007 Kennedy Council efforts, convened another General Council meeting. At this meeting, Gholson allegedly recalled Kennedy and replaced him with both Gholson and another individual. On October 17, 2008, based on the actions taken at that General Council meeting, Burdick issued a decision recognizing Gholson as the Chairman of the Tribe. Although Burdick's decision was not yet effective, Gholson allegedly used it to justify the removal of Tribal assets from the Tribal Office on the Death Valley reservation.
Just a few weeks later, on November 10, 2008, Burdick issued another decision recognizing the 2006 Council. The following day, the 2007 Kennedy Council Tribal Election Board conducted a general election, res ulting in the election of the “2008 Kennedy Council.” No other election was held at this time.
On December 4, 2008, Defendant Dutschke's predecessor, Regional Director Dale Morris (“Morris”), nonetheless recognized Gholson as the Tribe's chairman. A few days later, on December 12, 2008, Gholson again allegedly removed Tribal property from the Tribal Office in Death Valley. On December 22, 2008, Morris rescinded his decision recognizing Gholson as the Tribe's chairman. Gholson nevertheless refused to return any Tribal property.
On February 17, 2009, Morris reversed Burdick's decision, which recognized the 2007 Kennedy Council. Additionally, on March 24, 2009, Morris reversed Burdick's October 17, 2008, decision recognizing Gholson. Morris proposed in both decisions to recognize the 2006 Tribal Council. The 2008 Kennedy Council appealed Morris's February 17 decision (“Kennedy Appeal”), and Gholson, among others, appealed the March 24 decision. These two groups will hereafter be referred to as the “Kennedy Faction” and the “Gholson Faction.” Echo Hawk took jurisdiction over and consolidated these appeals.
*3 In November of both 2009 and 2010, the Kennedy Faction and the Gholson Faction each purportedly held general elections resulting in the election of what will be referred to as the “current Kennedy Council” and the “Gholson Council.” According to Plaintiffs, the Gholson Faction permitted disenrolled members to vote in its elections and to elect to its council disenrolled members or individuals who did not qualify for membership.
The Gholson Faction eventually withdrew its appeal of the March 24, 2009, decision but nonetheless continued to work to freeze Tribe bank accounts. On February 24, 2010, Burdick issued a decision determining that no Tribal Council existed. The Kennedy Faction appealed the decision, and the BIA has not yet acted on that appeal.
Plaintiffs allege Burdick's latest decision was used to again freeze Tribal funds and to convince federal agencies to cease funding of various Tribe services.
C. Echo Hawk's March 1, 2011, Decision
On March 1, 2011, Echo Hawk issued a decision on the Beaman and Kennedy Appeals. That decision affirmed Morris's decision rejecting the validity of the resolutions purporting to give power to the 2007 Kennedy Council and recognized the Gholson Council “for the limited purpose of carrying out essential government-to-government relations and holding a special election that complies with the tribal law.” (ECF No. 48?1 at 10?11.) Echo Hawk provided two justifications for his latter decision: 1) more votes were cast in the Gholson-conducted election, supporting the conclusion it would be less intrusive to vest temporary recognition in that council; and 2) despite Kennedy's belief that numerous members voting in the Gholson-conducted elections had been disenrolled, because the DOI rejected those disenrollments on procedural grounds, any election barring those members from voting was facially invalid.
D. Initiation of the Current Litigation
Six weeks after issuance of EHD I, Plaintiffs, both as individuals and as members of the current Kennedy Council, which was purportedly empowered to act on behalf of the Tribe, filed their Complaint in this action. They argued that EHD I was arbitrary and capricious because Echo Hawk had: (1) improperly considered evidence outside of the Administrative Record in deciding the appeal; (2) misapplied Tribal enrollment law; (3) misapplied Tribal Election law; and (4) relied on irrelevant factors and ignored relevant factors in rendering his decision. Plaintiffs also argued EHD I was issued in violation of Defendants' federal trust responsibilities.
Plaintiffs subsequently filed a Motion for a Preliminary Injunction. In that motion, Plaintiffs argued that the EHD:
[D]id not consider tribal membership or the qualifications of candidates or voters as at all relevant; based its conclusions and reasoning on facts not in the record, including vote totals using very different qualifications for voting in two elections held by two rival factions; authorized the replacement tribal government to conduct a new election ... even though the EHD also denied the validity of the election that is the sole claim to legitimacy for the replacement tribal government; and offered no sensible or reasonable basis for replacing the tribal government or authorizing the replacement government to conduct a new election.
*4 (ECF No. 20 at 7.)
Plaintiffs thus sought an order enjoining Defendants from:
(1) assisting in the conduct, or recognizing the results of, the imminent purported special election administered by the Gholson faction in which persons who do not meet the criteria for membership in the Tribe are permitted to vote or run for office; (2) further recognition o r assistance to the replacement tribal government; and (3) failing to recognize and assist legitimate Tribal Council led by plaintiff Tribal Council members.
(Id. at 7?8.) This Court denied Plaintiff's Motion on May 16, 2011. (ECF No. 38.)
E. The 2011 Election
In the meantime, in keeping with the mandates of EHD I's interim recognition, the Gholson Council conducted a Tribal Council election. The Tribe elected George Gholson as Chairperson, Bill Eddy as Vice?Chairperson, Margaret Cortez as Secretary?Treasurer and Clyde Nichols and Earl Frank as Executive Members. (ECF No. 48.) According to Plaintiffs, Gholson included Plaintiffs on the election ballot but did not permit Plaintiffs to provide campaign statements to voters. Gholson also purportedly again permitted non-members to vote in addition to preventing his opponents from challenging ballots or voters, examining or viewing the ballots, envelopes or serial numbers on the ballots and envelopes, examining any of the documentation after the election, or utilizing any other means by which Plaintiffs could have verified the election results.
Without admitting the legitimacy of the election, more than twenty percent of the General Council appealed the election to Gholson, alleging a number of infirmities in the electoral process. Gholson refused to provide documents that Plaintiffs requested, but he apparently scheduled a hearing and later rejected Plaintiffs' appeal. According to Plaintiffs, however, the DOI failed to review Plaintiffs' objections to the election prior to declaring that Gholson had reasonably rejected their challenges.
F. Echo Hawk's July 29, 2011, Decision
On July 29, 2011, Echo Hawk issued another decision, EHD II, in which he stated that Gholson's 2011 election complied with tribal law and that Gholson had addressed the appeals before him adequately. Plaintiffs now allege that EHD II impermissibly fails to include any reasoning or legal basis for its conclusions as the APA requires and that it fails to acknowledge various violations of Plaintiffs' free speech rights. Plaintiffs also aver they were denied any meaningful agency review by issuance of EHD II because Echo Hawk made his decision immediately final for the DOI.
In EHD II, Echo Hawk reasoned that the election, rather than his decision in EHD I, “constituted the resolution of an internal tribal dispute in a valid tribal forum.” (ECF No. 48?2 at 3.) He further stated:
The Timbisha Shoshone people embraced a tribal government by means of an election compliant with their Constitution. The Federal Government may not ignore or reject the results of a tribal election that clearly states the will of a sovereign Indian nation. Therefore, the Department should recognize the Timbisha Shoshone Tribal government consisting of the five people identified in the Election Committee's report as having received the most votes in the April 29 election.
*5 (Id.) Finally, Echo Hawk noted that his decision was justified by the long-hiatus in government-to-government relations with the Tribe, especially given the fact that the interim recognition of the Gholson Council, which extended only 120 days, expired approximately one month prior, leaving the Tribe with no recognized governing body. (Id. at 4.)
G. Plaintiffs' First and Second Amended Complaints
A few days after EHD II was issued, Plaintiffs filed their First Amended Complaint alleging that: (1) the EHDs improperly recognized the Gholson Faction based solely on information not made part of the administrative record on appeal; (2) in issuing the EHDs, DOI failed to defer to the Tribe's own interpretations of tribal law and entertained appeals that had not been exhausted via internal tribal mechanisms; (3) DOI issued the EHDs in contravention of rules and federal common law that bar its interference in tribal membership decisions; (4) the EHDs impermissibly created a hiatus in recognition of a tribal government since Echo Hawk determined there was no existing government capable of recognition; and (5) in issuing the EHDs, Defendants improperly relied on irrelevant factors and ignored relevant factors.
On May 9, 2012, this Court granted Defendants' Motion to Dismiss with leave to amend, finding Plaintiffs failed to join indispensable parties. (ECF No. 58 at 2.) On May 29, 2012, Plaintiffs filed their SAC, realleging the five previous claims. Plaintiffs also added a sixth claim, alleging the DOI violated the APA by discriminating against the Kennedy Council when the DOI installed the Gholson Faction to conduct the 2011 election. Plaintiffs claim the discrimination was in retaliation for the Kennedy Faction's previous lawsuits against the federal government.
By way of substantive relief, Plaintiffs now ask this Court to declare “that the [EHDs] violated the APA because they were made in a manner that was arbitrary, capricious, and otherwise not in accordance with law, violated the Plaintiffs' constitutional right to due process of law, exceeded DOI's statutory authorities, and failed to comply with procedures required by law.” (ECF No. 59 at 49.) Plaintiffs insist they are not requesting that this Court declare one of the tribal factions legitimately elected. Plaintiffs further request that this Court remand the EHDs “for further proceedings consistent with federal law,” but Plaintiffs purport to not want this Court to stay the EHD decisions or “enjoin DOI to recognize or cease to recognize any particular tribal faction for the purpose of government-to-government relations.” (Id.) Lastly, Plaintiffs want this Court to declare “the Rollback Rule violates the APA” and enjoin the DOI from using it “unless and until [the DOI] promulgates the rule pursuant to the APA.” (ECF No. 59 at 49.) In addition, following this Court's prior dismissal of Plaintiffs' SAC, Plaintiffs added the Gholson council members as Defendants.
*6 Defendants responded by filing the present Motion to Dismiss Plaintiffs' SAC in its entirety. (ECF No. 61; ECF No. 64.)
ANALYSIS
Defendants challenge Plaintiffs' SAC on a number of fronts, arguing that this Court lacks jurisdiction over the action for a variety of reasons, that Plaintiffs failed to state a claim for violation of departmental regulations or the Due Process Clause, and that the Tribe and the 2011 Elected Council are required parties that must either be joined or the case dismissed pursuant to Federal Rule of Civil Procedure 19.FN3 The only argument this Court need address is Plaintiffs' failure to join necessary and indispensable parties under Rule 19.
FN3. All further references to “Rule” or “Rules” are to the Federal Rules of Civil Procedure unless otherwise noted.
A. The Tribe and 2011 Elected Council's Sovereign Immunity
Following this Court's dismissal of Plaintiff's FAC for failure to join indispensable parties (ECF No. 58), Plaintiffs filed their SAC, continuing to list the Tribe as a plaintiff and adding the five members of the 2011 Elected Council?Margaret Cortez, Bill Eddy, Earl Frank, George Gholson and Clyde Nichols?as Defendants. (ECF No. 59.) Plaintiffs contend that the Tribe and members of the 2011 Elected Council are not indispensable parties under Rule 19 because Plaintiffs seek no relief from the council members and the 2011 Elected Council has “no genuine legal interest in the subject matter of this action.” (Id. at 7?8.) Additionally, even if this Court were to find that the Tribe and the five council members are indispensable parties, Plaintiffs argue the 2011 Elected Council cannot withstand joinder on sovereign immunity grounds because the members were not legitimately elected. (Id. at 8.) Defendants counter that this Cour t must dismiss the Tribe and the 2011 Elected Council members as parties because sovereign immunity continues to protect their official actions and they have not waived their immunity. (ECF No. 65 at 13?15.)
This Court first will address the issue of sovereign immunity. The law is well settled, and the parties agree (ECF No. 65 at 13; ECF No. 72 at 25), that Indian tribes enjoy sovereign immunity absent an express waiver or federal statute to the contrary. See United States v. Oregon, 657 F.2d 1009, 1012?13 (9th Cir.1981). It is clear the Tribe has sovereign immunity and cannot be joined in this suit. “This immunity also extends to tribal officials when acting in their official capacity and within their scope of authority.” Id. at 1012 n. 8 (internal citations omitted). The parties dispute whether sovereign immunity shields the 2011 Elected Council from suit.
Plaintiffs cite Santa Clara Pueblo v. Martinez, 436 U.S. 49, 58?59, 98 S.Ct. 1670, 56 L.Ed.2d 106 (1978), and Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714 (1908), to support their claim that “tribal officials do not possess immunity from suits seeking prospective declaratory or injunctive relief for violations of federal law.” (ECF No. 72 at 25.) However, that misstates so-called the Ex parte Young doctrine, which “permits actions for prospective non-monetary relief against state or tribal officials in their official capacity to enjoin them from violating federal law, without the presence of the immune State or tribe.” Salt River Project Agr. Imp. & Power Dist. v. Lee, 672 F.3d 1176, 1181 (9th Cir.2012) (emphasis added).
*7 Plaintiffs admit that the issue in this case is “whether the Department of the Interior violated the Constitution of the United States, the Administrative Procedure Act, and other federal laws in its decision making procedures.” (ECF No. 59 at 9.) Plaintiffs assert the 2011 Elected Council was not elected in accordance with the Tribe's Constitution; however, Plaintiffs do not make any claims that the members of the 2011 Elected Council themselves violated federal law to get elected. Rather, Plaintiffs' claims focus on the DOI's alleged wrongdoing. In cases where courts found Tribal officials were not immune, the officials themselves engaged in acts that violated federal law. See Lee, 672 F.3d at 1181?82 (finding tribal officials did not have immunity from a suit, which alleged they violated federal common law by violating the terms of a lease). “[T]he Ex parte Young doctrine is a narrow exception ... [that] allows government officials to be sued in their official capacity for violating federal law.” Sodaro v. Supreme Court of Arizona, 2013 WL 1123384, at *1 (D.Ariz. Mar.18, 2013) (emphasis added) (citing Lee, 672 F.3d at 1181). Because Plaintiffs do not allege any members of the 2011 Elected Council violated federal law, the council members retain their immunity from suit as tribal officials.
Therefore, because the 2011 Elected C ouncil members did not waive their immunity from this suit, they cannot be joined as parties. The Tribe is likewise immune from suit.
B. Federal Rule of Civil Procedure 19
1. Overview
Having concluded the Tribe is not a proper party, Plaintiff and the 2011 Elected Council members are not proper defendants, the Court now addresses the issue of whether they are indispensable parties under Rule 19. Courts must dismiss cases in which Plaintiffs cannot join indispensable parties. In determining whether parties are indispensable, courts must: (1) determine whether the party is necessary to the suit under Rule 19(a); and if the party is necessar y and cannot be joined, (2) determine under Rule 19(b) “whether the party is indispensible so that in equity and good conscience the suit should be dismissed.” Makah Indian Tribe v. Verity, 910 F.2d 555, 558 (9th Cir.1990) (internal citations and quotations omitted).
2. Necessary Parties
“There is no precise formula for determining whether a particular non-party is necessary to an action. The determination is heavily influenced by the facts and circumstances of each case.” Confederated Tribes of the Chehalis Indian Reservation v. Lujan, 928 F.2d 1496, 1498 (9th Cir.1991) (internal citations and quotations omitted) [hereinafter Chehalis ]. In conducting this analysis, the Court must examine whether it can “award complete relief to the parties present without joining the non-party” or, alternatively, “whether the non-party has a legally protected interest in [the] action that would be impaired or impeded by adjudicating the case without it.” Paiute?Shoshone Indians of the Bishop Cmty. of the Bishop Colony, Cal. v. City of Los Angeles, 637 F.3d 993, 997 (9th Cir.2011) (internal quotations and citations omitted). If the Court answers either question in the affirmative, the absent party is a necessary party. Id.
*8 Plaintiffs assert that “the Ninth Circuit has only found interests legally protected for Rule 19 purposes where a plaintiff's claims could jeopardize the non-party's bargained-for exchange or share of a limited resource.” (ECF No. 72 at 17.) Plaintiffs conclude that “[s]peculation that the [Gholson Faction] will not retain recognition after remand to DOI” does not suffice as a legally protected interest” and the DOI can adequately represent the Tribe and 2011 Elected Council's interests in this suit. (Id. at 17?18.)
First, this Court previously rejected Plaintiffs' assertion that “legally protected interests” are limited to non-party's bargained-for exchanges or limited resources; the Court now reiterates that nothing in the case law supports such a limitation. (ECF No. 58 at 18.) Second, even assuming Plaintiffs' assertion is correct, their claims still could jeopardize a “limited resource.”
Because only five members can sit on the council, those seats are a limited resource. While Plaintiffs assert that they do not request this Court mandate the recognition of one faction or the other and only request prospective relief, they ignore the potential effect of Plaintiff's request. Plaintiff's sought-after relief?declaring the EHDs in violation of the APA?would strip the 2011 Elected Council of its current recognition. A decision in Plaintiffs' favor thus would deprive an absent party, the 2011 Elected Council, of its current interest in being the Tribe's sole governing body and holding those five seats on the council.
Defendants also correctly conclude that finding for Plaintiffs in the 2011 Elected Council's absence could interfere with the Tribe's government-to-government relations with the United States. Declaring the EHDs in violation of the APA would terminate the United States's recognition of the 2011 Elected Council and invalidate the 2011 election, leaving the Tribe without a recognized body through which to transact with the United States. That result would deprive the Tribe of any stability it might enjoy by having a single recognized body through which to work with the United States on a governmentto-government basis and from having the ability to resolve membership and leadership disputes on its own.
Therefore, the Court finds the Tribe and the 2011 Elected Council members are necessary parties whose legally protected interests would be impaired by this action.
Makah illustrates this point. In Makah, the Ninth Circuit found the district court could grant prospective injunctive relief on a plaintiff tribe's procedural claims without the presence of other tribes as long as that relief affected “only the future conduct of the administrative process.” 910 F.2d at 559. However, with regard to the Secretary of Commerce's past inter-tribal allocation decisions regarding the salmon harvest, the Ninth Circuit found the absent tribes were necessary parties with legally protected interests. Id. While Plaintiffs in this action have dressed up the relief they seek in prospective form, what they actually seek is to undo past decisions by the DOI. This relief is far from prospective. As in Makah, Plaintiffs cannot challenge those decisions without the 2011 Elected Council and the Tribe being parties to this action.
*9 Other cases are in accord. See Timbisha Shoshone Tribe v. Bureau of Indian Affairs, 2003 WL 25897083, at *5 (E.D.Cal. Apr.10, 2003) (noting that “[a]t bottom, this case is an internal dispute between two tribal factions.” The court found the dispute “raise[d] questions about compliance with the Tribe's Constitution and Election Ordinance, questions in which the Tribe as a whole has a clear interest.” The court added “[t]he governance of the Tribe is at stake in this dispute, and the Tribe has an interest in any such change in its governing body. Accordingly, both the Tribe and the Kennedy Council are necessary parties.”); see also Chehalis, 928 F.2d at 1498 (“[T]he Quinault Nation undoubtedly has a legal interest in the litigation. Plaintiffs seek a complete rejection of the Quinault Nation's current status as the exclusive governing authority of the reservation. Even partial success by the plaintiffs could subject both the Quinault Nation and the federal government to substantial risk of multiple or inconsistent legal obligations.”).
Plaintiffs lastly allege that even if the Tribe and 2011 Elected Council have an interest in this case, the DOI can adequately represent those legal interests in the Tribe and 2011 Elected Council's absence. Therefore, according to Plaintiffs, the Tribe and the 2011 Elected Council members are not necessary parties. (ECF No. 72 at 25.)
“In assessing an absent party's necessity under [Federal Rule of Civil Procedure] 19(a), the question whether that party is adequately represented parallels the question whether a party's interests are so inadequately represented by existing parties as to permit intervention of right under [Federal Rule of Civil Procedure] 24(a).” Shermoen v. United States, 982 F.2d 1312, 1318 (9th Cir.1992).
Consequently, [the Court] will consider three factors in determining whether existing parties adequately represent the interests of the absent tribes: whether the interests of a present party to the suit are such that it will undoubtedly make all of the absent party's arguments; whether the party is capable of and willing to make such arguments; and whether the absent party would offer any necessary element to the proceedings that the present parties would neglect.
Id. (emphasis added) (internal citations and quotations omitted).
Plaintiffs offer conclusory assertions that because only one tribe is involved in this case, the United States can adequately represent the Tribe and 2011 Elected Council's interests and that all three parties share the same goal of upholding the EHDs. However, the United States already has stated that its interest lies in being able to recognize some tribal government with which to work on a government-to-government basis. “[T]he leader of that governing body need not be Gholson or any other members of the 2011 Tribal Council.” (ECF No. 55 at 11.) Meanwhile, the Tribe has an interest in ensuring that the proper council governs the Tribe in compliance with its Constitution and ordinances. Furthermore, the 2011 Elected Council has an interest in maintaining its position as the Tribe's recognized governing body. Both the Tribe and the 2011 Elected Council will offer necessary and currently unrepresented perspectives on tribal issues, that in their absence will likely be neglected. This Court still cannot say with any certainty that Defendants “will undoubtedly make all of the absent [parties'] arguments” or that Defendants are even capable of doing so.
*10 Therefore, this Court once again concludes that Defendants cannot adequately represent either the Tribe or the 2011 Elected Council. Furthermore, adjudicating this case without joinder of the Tribe and the 2011 Elected Council would impair or impede the interests of the absent parties in this action. Both the Tribe and the 2011 Elected Council are thus necessary parties under Rule 19(a).
3. Whether the Tribe and the 2011 Elected Council are Indispensable Parties
As discussed in Section A, both the Tribe and the 2011 Elected Council enjoy sovereign immunity in this case and cannot be joined as parties. Because this Court determined the Tribe and the 2011 Elected Council are necessary parties under Rule 19(a), the only remaining question is whether “in equity and good conscience, the action should proceed among the existing parties or should be dismissed” because the Tribe and the 2011 Elected Council are indispensable parties. Fed.R.Civ.P. 19(b).
Pursuant to Rule 19(b), this Court will consider:
(1) The extent to which a judgment rendered in the person's absence might prejudice that person or the existing parties;
(2) The extent to which any prejudice could be lessened or avoided by:
(A) Protective provisions in the judgment,
(B) Shaping the relief, or
(C) Other measures;
(3) Whether a judgment rendered in the person's absence would be adequate;
(4) And whether the plaintiff would have an adequate remedy if the action were dismissed for nonjoinder.
“Because both the Tribe and the [2011 Elected Council] have sovereign immunity, little balancing of these factors is required.” Timbisha Shoshone, 2003 WL 25897083, at *6 (citing Kescoli v. Babbitt, 101 F.3d 1304, 1311 (9th Cir.1996) (“If the necessary party is immune from suit, there may be very little need for balancing Rule 19(b) factors because immunity itself may be viewed as the compelling factor.”) (internal citations and quotations omitted)). When taken together, the factors nonetheless weigh in favor of this Court's conclusion that both the Tribe and the 2011 Elected Council are indispensable.
“The first factor in the Rule 19(b) analysis is essentially the same as the legal interest test in the ‘necessary party’ analysis.” Timbisha Shoshone, 2003 WL 255897083, at *6 (citing Quileute Indian Tribe v. Babbitt, 18 F.3d 1456, 1460 (9th Cir.1994)); see also American Greyhound, 305 F.3d at 1024?25 (“Not surprisingly, the first factor of prejudice, insofar as it focuses on the absent party, largely duplicates the consideration that made a party necessary under Rule 19(a).”). Therefore, for the reasons already stated above, the prejudice prong weighs in favor of an indispensability finding here.
In evaluating the next two prongs, the Court finds it cannot effectively minimize this prejudice or render an adequate judgment absent the presence of the necessary parties. Granting any of Plaintiffs' requested relief would leave the Tribe with no recognized government, which, as this Court already stated, would be extremely detrimental to a sovereign entity just beginning to rebuild after years of unrest. The Court finds there is no way to grant Plaintiffs' relief without divesting the 2011 Elected Council of its current position as the Tribe's recognized government.
*11 Plaintiffs contend that this Court can craft relief to avoid prejudice to the Tribe or the 2011 Elected Council because this Court is not required to vacate an agency decision and instead can remand to the appropriate agency, here the DOI, for further proceedings. (ECF No. 72 at 26.) Plaintiffs cite to a number of cases involving environmental law in which courts remanded agency regulations they found violated the APA; however, the courts vacated those regulations in order to protect a species or preserve the operation of an environmental act. See Idaho Farm Bureau Fed'n v. Babbitt, 58 F.3d 1392, 1405 (9th Cir.1995) (“Ordinarily when a regulation is not promulgated in compliance with the APA, the regulation is invalid. However, when equity demands, the regulation can be left in place while the agency follows the necessary procedures.”) (internal citations omitted); Cal. Communities Against Toxics v. EPA, 688 F.3d 989 (9th Cir.2012) (opting not to vacate an EPA decision after the EPA admitted its reasoning was flawed and requested remand to reconsider its action); W. Oil and Gas Ass'n v. EPA, 633 F.2d 803 (9th Cir.1980). However, these cases, which deal with endangered species and environmental acts, are factually distinguishable on their face. Plaintiffs cite to no cases in which a court has extended its equitable power of remand absent vacatur from environmental issues to those on a more comparable footing to tribal law.
Nevertheless, Plaintiffs maintain that the Court's equitable power “includes adjudications as well as rulemakings” and that the remand they request is therefore proper. (ECF No. 72 at 26.) They cite to Checkosky v. SEC, 23 F.3d 452 (D.C.Cir.1994), and United Mine Workers of America v. Federal Mine Safety & Health Administration, 920 F.2d 960, 966?67 (D.C.Cir.1990), to support their position. However, both of those cases dealt with agency decisions that included “an inadequate statement ... of findings and conclusions,” Checkosky, 23 F.3d at 462, and “a want of reasoned decision making.” United Mine Workers, 920 F.2d at 966. In both cases, the D.C. Circuit remanded the cases without vacatur not because the agencies clearly violated the APA, but, rather, “to afford the agency an opportunity to set forth its view in a manner that would permit reasoned judicial review,” Checkosky, 23 F.3d at 462, and because of “some possibility that substantial evidence may be missing on some points.” United Mine Workers, 920 F.2d at 966. In United Mine Workers, the D.C. Circuit concluded that because “the record affords us no basis for concluding that the deficiencies of the order will prove substantively fatal, we remand the case but do not vacate.” Id. The D.C. Circuit declined to vacate the agency decisions because the court did not have enough information to conclude the agency decisionmaking warranted vacating.
This Court finds no such lack of reasoning or paucity of evidence in the EHDs and no reason to extend the doctrine to this case. Therefore, factors two and three favor dismissal. The fourth prong likewise favors dismissal. Even though there remains no alternative forum available to Plaintiffs at this point, which would seem to weigh in Plaintiffs' favor here, the Ninth Circuit has recognized that “a plaintiff's interest in litigating a claim may be outweighed by a tribe's interest in maintaining its sovereign immunity.” Kescoli, 101 F.3d at 1311 (quoting Chehalis, 928 F.2d at 1500); see also Am. Greyhound, 305 F.3d at 1025 (“[W]e have regularly held that the tribal interest in immunity overcomes the lack of an alternative remedy or forum for the plaintiffs.”). Indeed, the Tribe's sovereign immunity in this case presents a compelling factor favoring dismissal. See Kescoli, 101 F.3d at 1311. Accordingly, when evaluating the facts and circumstances of this case as a whole, the Court find s that equity and good conscience demand dismissal of this action.
C. Leave to Amend
*12 A court granting a motion to dismiss a complaint must then decide whether to grant leave to amend. Leave to amend should be “freely given” where there is no “undue delay, bad faith or dilatory motive on the part of the movant, ... undue prejudice to the opposing party by virtue of allowance of the amendment, [or] futility of the amendment ....” Foman v. Davis, 371 U.S. 178,182 (1962); see also Eminence Capital, LLC v. Aspeon, Inc., 316 F.3d 1048, 1052 (9th Cir.2003) (listing the Foman factors as those to be considered when deciding whether to grant leave to amend). Dismissal without leave to amend is proper only if it is clear that “the complaint could not be saved by any amendment.” Intri?Plex Techs., Inc. v. Crest Group, Inc., 499 F.3d 1048, 1056 (9th Cir.2007) (internal citations and quotations omitted).
As discussed above, the Tribe and the 2011 Elected Council members are indispensable parties that enjoy sovereign immunity. They cannot be joined to this action unless they agree or expressly waive their immunity. At this point, neither the Tribe, through the 2011 Elected Council, nor the individual members of the council waived their immunity. The Court already accorded Plaintiffs leave to amend their complaint, and the SAC fares no better than its predecessors in avoiding dismissal. Consequently, this Court sees no way Plaintiffs can cure their complaint through any further amendment. Therefore, this Court GRANTS Defendants' Motion to Dismiss without leave to amend.
CONCLUSION
For the reasons just stated, Defendants' Motion to Dismiss, (ECF No. 64), is GRANTED without leave to amend.
IT IS SO ORDERED.